Trabajos compliance monitoring en Reino Unido - Page 10

THE COMPANY: The client is a multi-jurisdictional financial institution offering Private Banking and Real Estate services for both Corporate & Retail Clients. They are seeking to hire a Regulatory Compliance Manager to join their team. THE RESPONSIBILITIES: Carry out assessments and maintain the ...

Job Description We’re looking for a driven, high-energy individual who will be joining our new Group & UK FinCrime Compliance Monitoring & Testing (CMT) team as a Senior Manager. Social network you want to login/join with: Group & UK FinCrime Compliance Monitoring & Testing Senior Manager, London...

We are seeking an experienced and highly motivated Compliance Monitoring Manager to shape and execute the compliance monitoring programme for BBVA London (the branch). About the job: Compliance Monitoring Plan (CMP) Design, maintain, and execute the annual risk-based Compliance Monitoring Plan. C...

Job Description A new role at a market leading firm The role will predominantly be focused on the Firm’s compliance monitoring programmes but will also include , inter alia : Policy and procedure review Third party due diligence work Regulatory filings and financial promotions review They'd like ...

Key Responsibilities Deliver end-to-end compliance reviews in line with the annual monitoring plan Draft clear, concise reports and present findings to senior management Identify areas of regulatory and conduct risk, propose practical recommendations Support the development and continuous improve...

We're looking for a Senior Conduct & Compliance Monitoring Office to provide second line of defence (2LoD) oversight over 1LoD (first line of defence) teams, so that they meet their regulatory obligations and effectively manage their regulatory compliance and conduct risks. Experience in complian...

They will work with the Learning Development team to ensure objectives are understood and translated into effective learning interventions, support programme delivery, and work with the Monitoring, Reporting & Compliance team to review learning effectiveness. They work alongside the business to d...

The career you're looking for starts here. Find the role that will give you challenges and opportunities. If you are one of our employees interested in a job advertised on this website, we encourage you to find out more and apply here . At First Quantum, we empower our people by fostering a uniqu...

Req ID: 326192 Competitive salary | UK: Remote + client site (Sheffield) At NTT DATA, we know that with the right people on board, anything is possible. The quality, integrity, and commitment of our employees are key factors in our company’s growth, market presence, and our ability to help our cl...

Description Shape the Future of FinTech Compliance at Amazon Description Shape the Future of FinTech Compliance at Amazon Are you ready to revolutionize how one of the world's most innovative companies approaches compliance monitoring? We're looking for an exceptional Senior IT Assurance Manager ...

On behalf of our client, a privately owned pharmaceutical company, we are currently recruiting for a Quality Assurance Specialist with Spanish. This is a hybrid role that can be based in the South Dublin Office or Richmond, London office. ROLE PURPOSE To manage and coordinate quality aspects of t...

Compliance Monitoring and Reporting: Establish a Compliance Monitoring Plan to ensure continuous compliance and address potential violations of regulatory, legal or company policies. This role requires a proactive approach to compliance management, regular interaction with regulatory bodies, and ...

Operations Manager - Instrumentation and Monitoring London, England, United Kingdom 3 days ago RME-WHS Project manager, High Risk Operations Team London, England, United Kingdom 1 week ago London, England, United Kingdom 3 weeks ago Health, Safety & Environment Advisor (HSE) London, England, Unit...

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The Infrastructure Contracts Manager will lead and manage the Infra team, supporting project outcomes, adding value, and ensuring project and client satisfaction. The Role Responsibilities of the Contracts Manager include financial monitoring and control of contracts, ensuring compliance with Hea...

Key Responsibilities: Manage compliance registers (including Financial Promotions & UCIS) Involvement in implementation of the Compliance Monitoring Programme Conduct thematic and surveillance reviews Conduct AML testing Key Requirements: 2-5 years compliance experience Experienced in conducting ...

Job Description As a Compliance Monitoring Associate within the Governance function, you will support the International Compliance Monitoring Manager and Compliance Monitoring Officers in delivering Entain’s global monitoring framework. Key Responsibilities Work closely with the Compliance Monito...

Location: This is a hybrid role, offering a combination of being able to work remotely and from our Corby or London Office. We are seeking an experienced and motivated Head of Payroll to join our highly driven People Shared Services Team. In this critical role, you will take the lead in managing ...

Site Name: Italy - Siena, Belgium-Rixensart, GSK HQ Posted Date: May 12 2025 Join GSK's dynamic team to lead the AI product vision and strategy, driving innovative solutions that align with our R&D goals in target choice, patient identification, molecule design and clinical trial effectiveness. M...

Join to apply for the Head of Claims role at MS Amlin Insurance 3 days ago Be among the first 25 applicants Join to apply for the Head of Claims role at MS Amlin Insurance Get AI-powered advice on this job and more exclusive features. Direct message the job poster from MS Amlin Insurance Talent A...

Senior Financial Analyst - CMBS Credit Ratings About Morningstar: Morningstar is a leading global provider of independent investment insights, serving both individual and institutional investors across public and private markets. Our offerings include a wide range of data, research, and investmen...

The role: Safety and Compliance Manager As a key member of our Engineering Safety & Compliance team, you will take ownership of either the Safety Assurance or Compliance Monitoring function, driving a culture of continuous improvement, proactive risk management, and regulatory excellence. What Yo...

Key Responsibilities Privacy Operations & Governance Support the evolution of the global privacy program, including all relevant monitoring activities, in alignment with GDPR and other international data protection frameworks. Data Subject Rights & Compliance Requests Act as the initial point of ...

Key responsibilities of this role include: Leading the general management team of the Company’s UK and EU (French) payment institution licensed entities by: Carrying out risk management and compliance monitoring activities and overseeing implementation and operation policies and procedures; Ensur...

Our client is a leading global provider of facility services, providing services to complement their customers' workplace. Due to their expanding team, we are recruiting for an experienced and dedicated Mobile AC Engineer with a working history in PPM and reactive maintenance. The role is a perma...

Job Description Compliance Monitoring Manager Insurance (London Market) Location: London (Office-based) Salary: £80k - £120k + excellent bonus (to 40%) Are you looking for a role with genuine autonomy? One where you’ll get to own the Compliance Monitoring Plan and be responsible for its executio

Strengthening Controls: Assist the business to develop and implement robust controls that meet legal, regulatory and Chubb policy requirements. The candidate should ideally be able to demonstrate an ability to identify issues, suggest solutions and recognise alternatives to problems as they arise...

We are seeking to expand the compliance monitoring team to three members as part of a broader team. Social network you want to login/join with: Compliance Monitoring, London (City of London) Job Category: Other EU work permit required: Yes Client: Location: London (City of London), United Kingd

Conduct risk-based compliance monitoring reviews, identifying areas of non-compliance and recommending remedial actions. They are looking to hire a Group Compliance Monitoring Manager on a permanent basis. THE RESPONSIBILITIES: Design, implement, and oversee the firm’s global compliance monitorin...

The team also provide advisory services to fee earning and support teams, publish guidance documentation, prepare and deliver internal briefings, develop firm policy, conduct quality and compliance monitoring and create and maintain content on the firm's intranet. The team works closely alongside...

The Portfolio Manager will manage ongoing borrower relationships, including credit and risk monitoring across a portfolio of 45+ borrowers. Key Responsibilities: Portfolio Management: Oversee a portfolio of borrowers, monitoring performance and covenant compliance, preparing annual/periodic revie...

Compliance Surveillance Strategy & Governance Officer London, GB Full-Time Compliance About Marex Marex Group plc is a diversified global financial services platform, providing essential liquidity, market access and infrastructure services to clients in the energy, commodities and financial marke...

This role offers an exciting opportunity for an experienced compliance professional to play a pivotal role in helping to shape our regulatory compliance framework and support YouLend with future expansion plans. Horizon scanning - Through the identification, assessment, and ongoing monitoring of ...

You’ll support with the creation and delivery of the compliance monitoring plan, conducting thematic reviews to identify and assess compliance risks across all areas of the business and performing fact-finds and desk-based monitoring to evaluate adherence to regulatory requirements and internal p...

Lead reviews as required by the Compliance Monitoring Manager/Head of Compliance Monitoring & Assurance. Key Responsibilities: Responsible for delivering high-quality Compliance monitoring activities across the M&G business, including regular testing, thematic and ad-hoc reviews to ensure complia...

Provide written reports for management and key business stakeholders to include details of findings and recommended actions Track progress of compliance monitoring against the annual plan and report to management Prepare management information for senior management and the Risk and Compliance Com...

Job Description The Role is responsible for overseeing the day-to-day operations of the transaction monitoring team to protect the financial services infrastructure from unwanted behaviour, enforce Teya policy, protect against fraud, and ensure Teya maintains compliance with AML regulations activ...

RACI) delivering programme governance alongside monitoring of KPIs and OKRs identifying and mitigating project risks; ensuring deliverables meet quality and compliance standards managing scope changes through structured approval processes; updating and maintaining documentation coordinating commu...

Responsibilities will include but are not limited to: Monthly compliance monitoring (best execution and allocation) Review of financial promotions and cross-border distribution material (marketing material) Regulatory reporting to FCA and SEC Review and update compliance manual, policies, and pro...

The job Reporting to the Lead Senior Compliance Officer, on a day to day basis, you'll be involved in the following: Plan and conduct monitoring visits, to firms holding a UK or Ireland auditing certificate and/or CAA-Atol licence issued by ACCA, in accordance with defined procedures; identify an...

Shape the Future of FinTech Compliance at Amazon Are you ready to revolutionize how one of the world's most innovative companies approaches compliance monitoring? We're looking for an exceptional Senior IT Assurance Manager to join our UK and EU team, where you'll have the unique opportunity to i...

The Compliance Monitoring Officer (CMO, Associate) will contribute to the firm’s compliance monitoring programme by delivering assigned monitoring tests on time. This role requires orderly and complete record keeping in line with the Compliance Monitoring Specification to evidence oversight work ...

We are seeking a dedicated Traffic Engineering Clerk of Works to play a key role in ensuring the delivery of high-quality highway construction and maintenance works across our network. You will be responsible for inspecting works on site, supervising contractors, monitoring compliance with specif...

Their Work Includes: Monitoring and overseeing compliance with data protection legislation and MoJ personal data policies Advising on Data Protection Impact Assessments Acting as the point of contact with the Information Commissioner’s Office Receiving requests from data subjects who wish to exer...

The firm is seeking a professional with strong regulatory knowledge to support the delivery of regulatory compliance and operations services to their clients. Social network you want to login/join with: Financial Services Consultant - Regulatory Compliance Monitoring, London Client: Miryco Consul...

The Role: Monitoring and ensuring compliance with relevant international regulations Managing customer compliance questionnaires and inquiries Driving supply chain compliance across legal, ethical, and operational standards Supporting the Quality Team with product compliance Delivering risk asses...

Responsibilities: Preparing and dispensing medications for clinical trials Maintaining detailed records and ensuring adherence to trial protocols Liaising with trial coordinators Monitoring inventory levels Supporting trial participants Ensuring regulatory compliance Contributing to standard

Job Description The Role The Contracts Manager is responsible for overseeing the financial monitoring and control of contracts, ensuring compliance with Health, Safety, Environmental, and Quality standards, and achieving the company's procedures and objectives.