Compliance monitoring jobs in United Kingdom - Page 11

Ref: db0374723 We are seeking a candidate with 12 months Compliance / Trade Monitoring Surveillance experience to join a Trading Surveillance team. Trade reconstruction and investigation. Addressing Fraud and Market Manipulation, including Wash Trades.

You’ll support with the creation and delivery of the compliance monitoring plan, conducting thematic reviews to identify and assess compliance risks across all areas of the business and performing fact-finds and desk-based monitoring to evaluate adherence to regulatory requirements and internal p...

Lead reviews as required by the Compliance Monitoring Manager/Head of Compliance Monitoring & Assurance. Key Responsibilities: Responsible for delivering high-quality Compliance monitoring activities across the M&G business, including regular testing, thematic and ad-hoc reviews to ensure complia...

Provide written reports for management and key business stakeholders to include details of findings and recommended actions Track progress of compliance monitoring against the annual plan and report to management Prepare management information for senior management and the Risk and Compliance Com...

Partner with Compliance to assess risk signals, usage drift, or emerging concerns requiring action or escalation Oversee the global fraud risk strategy, monitoring frameworks, and incident response; and serve as escalation point for potential fraud events and collaborate with global fraud operati...

Pathology Risk and Health & Safety Manager Pathology Risk and Health & Safety Manager 1 week ago Be among the first 25 applicants This range is provided by Acacium Group. Your actual pay will be based on your skills and experience — talk with your recruiter to learn more. Base pay range Direct me...

The firm is seeking a professional with strong regulatory knowledge to support the delivery of regulatory compliance and operations services to their clients. Social network you want to login/join with: Financial Services Consultant - Regulatory Compliance Monitoring, London Client: Miryco Consul...

We are seeking a dedicated Traffic Engineering Clerk of Works to play a key role in ensuring the delivery of high-quality highway construction and maintenance works across our network. You will be responsible for inspecting works on site, supervising contractors, monitoring compliance with specif...

RACI) delivering programme governance alongside monitoring of KPIs and OKRs identifying and mitigating project risks; ensuring deliverables meet quality and compliance standards managing scope changes through structured approval processes; updating and maintaining documentation coordinating commu...

The Compliance Monitoring Officer (CMO, Associate) will contribute to the firm’s compliance monitoring programme by delivering assigned monitoring tests on time. This role requires orderly and complete record keeping in line with the Compliance Monitoring Specification to evidence oversight work ...

Responsibilities will include but are not limited to: Monthly compliance monitoring (best execution and allocation) Review of financial promotions and cross-border distribution material (marketing material) Regulatory reporting to FCA and SEC Review and update compliance manual, policies, and pro...

The job Reporting to the Lead Senior Compliance Officer, on a day to day basis, you'll be involved in the following: Plan and conduct monitoring visits, to firms holding a UK or Ireland auditing certificate and/or CAA-Atol licence issued by ACCA, in accordance with defined procedures; identify an...

The Role: Monitoring and ensuring compliance with relevant international regulations Managing customer compliance questionnaires and inquiries Driving supply chain compliance across legal, ethical, and operational standards Supporting the Quality Team with product compliance Delivering risk asses...

Shape the Future of FinTech Compliance at Amazon Are you ready to revolutionize how one of the world's most innovative companies approaches compliance monitoring? We're looking for an exceptional Senior IT Assurance Manager to join our UK and EU team, where you'll have the unique opportunity to i...

They are looking for a Compliance Analyst to join the London-based team. THE RESPONSIBILITIES: Owning the implementation and improving of the Compliance Monitoring Programme.

Purpose of the role Financial Crime Transformation Lead - responsible for enhancing an organization's financial crime risk management frameworks, designing technologies for customer onboarding, transaction monitoring, and ongoing client risk management, and ensuring compliance with financial crim...

Creating and updating operational process manuals and other procedure documentation Assist with the documentation, maintenance and monitoring of compliance and governance initiatives Support the Technical claims teams to review SLA compliance and internal and external audit requirements Actively ...

Conduct risk-based compliance monitoring reviews, identifying areas of non-compliance and recommending remedial actions. Responsibilities Design, implement, and oversee the firm’s global compliance monitoring and assurance program to ensure adherence to regulatory obligations. Requirements Exp

Manage government relations and reporting: monitoring changes in country regulations and ensuring compliance; being the main contact with local country government authorities, such as social security, Labour Office and others. Job Summary Would you like to drive excellence in the delivery of HR s...

Monitoring and chasing of compliance documentation and RAMS with contractors and in house teams in accordance with contractual arrangements To participate and present documentation for external and internal compliance audits To collaborate with interested parties (Client and Internal) in order to...

The role involves assisting with the administration and oversight of key compliance activities, including employee compliance monitoring, regulatory horizon scanning, financial promotion reviews, and responding to day-to-day compliance queries. Be among the first 25 applicants About The Role Purp...

What’s the role? As Monitoring & Surveillance Analyst, you will be expected to: Monitoring of trading activity based on review and investigation of automated alerts to identify potential market integrity or other compliance risks. Monitoring of transactions based on review and investigation of au...

Essential experience: UK depositary or custody FCA rules Key Responsibilities: Assist the UK Head of Depositary and Custody Compliance to: develop and implement the risk based compliance framework; develop and implement the risk based compliance monitoring programme; prepare and present reports o...

Participate in data mapping activities and assist with vendor data protection assessments. Work with Data Protection Champions across the business to promote good data practices. Key Responsibilities: Compliance Support: Assist in monitoring internal compliance with UK GDPR and EU data protection...

We are seeking a Head of Compliance Monitoring to join a recently acquired Wealth Management firm. Essential skills & experience required: Experience in compliance monitoring or audit within retail investments, with the ability to quickly learn pensions regulations if not previously covered. Resp...

Head of Compliance Monitoring, Global Compliance Pay Competitive Location London/England Employment type Full-Time Job Description Req#: 45563 Head of Compliance Monitoring, Global Compliance – London Fitch Ratings Global Compliance Group is currently seeking a Head of Compliance Monitoring base

Skills and experience we’re looking for: Compliance Monitoring Experience: Proven track record in conducting compliance monitoringreviews. Compliance Monitoring Specialist page is loaded Compliance Monitoring Specialist Apply locations London (UK) posted on Posted 6 Days Ago job requisition id R-...

PREFERRED QUALIFICATIONS Experience in an Operations Control Environment. YOUR IMPACT We are looking for an Analyst who is passionate about risk and controls and can be a part of the GBM Regulatory Controls team, providing assurance for non-financial regulatory compliance and monitoring functions...

Our law firm client based near the West End are looking for a Graduate/Junior Compliance Administrator to join their friendly and supportive firm in the Finance team. This role will be highly varied and include duties such as client onboarding, monitoring the firm’s risk and compliance in relatio...

Monitoring and chasing of compliance documentation and RAMS with contractors and in house teams in accordance with contractual arrangements To participate and present documentation for external and internal compliance audits To collaborate with interested parties (Client and Internal) in order to...

Social network you want to login/join with: Nyetimber is a pioneering luxury brand and multiple award-winning English sparkling wine producer. Our story is one of many firsts; we were the first to pioneer the now-established style of English sparkling wine; we were the first to grow the renowned ...

Ideas | People | Trust We’re BDO. An accountancy and business advisory firm, providing the advice and solutions entrepreneurial organisations need to navigate today’s changing world. We work with the companies that are Britain’s economic engine – ambitious, entrepreneurially-spirited and high‑gro...

Reporting to the Global Head of Cybersecurity GRC, the Cybersecurity Compliance Director will lead the GRC Compliance team, overseeing monitoring, adherence to cyber regulations, controls oversight, assurance, and coordination of cyber controls information and evidence for regulators, auditors, a...

((BST: 8:00 - 18:00 (Mon/Thurs) 8:00 - 16:00 (Fri))) Share this Job About the Company: A high-end landscape architectural practice based in South West London is seeking a skilled Landscape Manager to join the team. Specializing in bespoke residential design, the practice has built a strong reputa...

Head of Fraud and Transaction Monitoring (1LOD role) Compliance Professionals provided pay range This range is provided by Compliance Professionals. THE RESPONSIBILITIES: Monitoring fraud metrics and trends, proactively mitigating attacks, and ensuring new products and features are appropriately ...

Job Description: A new role at a market leading firm The role will predominantly be focused on the Firm’s compliance monitoring programmes but will also include , inter alia : Policy and procedure review Third party due diligence work Regulatory filings and financial promotions review They'd like...

Join to apply for the Head of Compliance Monitoring role at Momenta Join to apply for the Head of Compliance Monitoring role at Momenta Direct message the job poster from Momenta We are seeking a Head of Compliance Monitoring to join a recently acquired Wealth Management firm. Tell me more: Lo

Managing a small team (with scope to grow), you’ll lead and manage Compliance Monitoring, including developing and maintaining Compliance Monitoring plans and schedules. You’ll conduct thematic reviews to identify and assess compliance risks across all areas of the business and perform fact-find

The role is diverse, involving: Supporting and delivering the Trust’s supply chain services Assisting in the smooth operation of the service Managing inbound deliveries Monitoring stock levels and placing orders Ensuring proper handling and storage of goods Reporting non-compliance or inefficienc...

Service Delivery and Performance Monitoring • Monitor service delivery to ensure compliance with SLAs and KPIs, and report on service performance to senior management • Analyze trends in incidents and service requests to identify recurring issues and recommend improvements • Support continual

What you will be responsible for As Senior Consultant you will: Assist, from a technical standpoint, in the implementation of a sophisticated trade order management and compliance monitoring systems to the fund management industry Provide technical consultancy services for clients and their CRD A...

Summary We are looking for a proactive and motivated Account Coordinator to join our growing Account Management team. Assisting the Account Management team in providing weekly reports, ensuring key stakeholders remain updated. Monitoring overall compliance and KPIs set by clients and support acco...

Head of Technology The Head of Technology will lead the IT structures and manage the company's technology operations. The individual will oversee the implementation of the IT strategy, actively manage business application portfolio, IT infrastructure, and ensure robust and secure systems to meet ...

2 weeks ago Be among the first 25 applicants We're recruiting an experienced Catering Manager who is passionate about exceptional food and world-class customer service, and who can confidently oversee all Compass Group UK&I catering and service operations for Chartwells on a part time basis, cont...

Responsibilities: Support clients with the execution and ongoing maintenance of compliance monitoring programmes.

We are seeking a proactive and experienced Senior Health & Safety Adviser to lead and enhance health and safety practices within the property, contracts, and trades sectors of a dynamic public sector organisation. This pivotal role involves developing, implementing, and monitoring health and safe...

Social network you want to login/join with: Relationship Manager (Real Estate Finance), london (city of london) col-narrow-left Client: Cobalt Recruitment Location: london (city of london), United Kingdom Job Category: Other - EU work permit required: Yes col-narrow-right Job Views: 3 Posted: 16....

Social network you want to login/join with: Digital Transformation Director, london (city of london) col-narrow-left Client: SoftServe Location: london (city of london), United Kingdom Job Category: Other - EU work permit required: Yes col-narrow-right Job Views: 3 Posted: 16.06.2025 Expiry Date:...