Compliance officer jobs in Exeter - Page 14Create job alerts

Reporting to the Compliance Manager, youll help ensure operations, decisions and customer journeys meet regulatory, legal and internal standards. Develop and support an effective compliance monitoring programme. Evaluate business activities for compliance impact.

As the point of contact for the Firm as a Legal Practice Compliance Officer for all matters relating to Legal Practice (COLP), your insights will be invaluable in shaping the firm's strategic approach to Practice Management & Compliance. Legal Practice Compliance Officer role overview:. As the c

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Senior Partnership Regulatory Compliance Officer. As Senior Partnership Regulatory Compliance Officer, you will oversee and manage our client’s procedures and processes related to educational partnerships. This role involves working closely with partner institutions, both within the UK and int

Reporting to the Compliance Manager, youll help ensure operations, decisions and customer journeys meet regulatory, legal and internal standards. Develop and support an effective compliance monitoring programme. Evaluate business activities for compliance impact.

Regulation & Compliance Officer – Surrey – Up to £45,000 p. They are looking for an experienced Regulation & Compliance Officer to join them in this newly created role. Reporting to their highly engaging Compliance Director and working closely with other Directors and Managers across th

Recruitment Compliance Officer - Education Team Are you passionate about ensuring that educational institutions have the right staff with the highest standards of compliance? Do you have a keen eye for detail and a strong understanding of recruitment processes in the education sector? If so, Spence

Sterling Williams are working with a Series B FinTech, who are looking for a dynamic and highly experienced Chief Compliance Officer (CCO) to lead their global compliance and regulatory strategy. The ideal candidate will have deep experience in payments, fintech, or financial services, with a proven

Recruitment Compliance Officer £22,000 to £26,000 per year Preston, Lancashire Are you passionate about ensuring that Public Sector clients have the right staff with the highest standards of compliance? Do you have a keen eye for detail and a strong understanding of recruitment proce

We are proud to be partnering with a Somerset based Housing Association, who are looking to appoint a Compliance Officer on an interim basis for a minimum of three months, with a chance to be extended beyond this.

Job Title:UASC and Care Leaver Property Management Compliance OfficerLocation: KentSalary: £27,000-£35,000Hours: Monday-Friday 40 hours per week 8.

Enjoy flexible working and opportunity for extension in Nottingham as Electrical Compliance Officer.

Health and Safety Compliance Officer (Solar / EV)Poole£35,000 - £45,000 + Training + Progression + Company BenefitsAre you from a health and safety background that wants to work for a leading name in solar energy

As a Technology Compliance Officer in our Technology & Cyber CCOR team, you will have the opportunity to materially contribute and develop the Technology Compliance programme through your deep knowledge and experience of European and global technology and cybersecurity laws, rules and regulations. P

The role involves overseeing security programs, ensuring compliance with regulations such as GDPR and AI regulations, and maintaining the company's ISO certifications. Candidates should have extensive experience in information security and compliance, with a strong background in cloud security and l

Are you a seasoned compliance professional with expertise in international sanctions and a passion for financial crime prevention? We are seeking a Sanctions Compliance Officer to join our Financial Security team in London (Financial Crime), supporting the bank’s mission to uphold the highest stan

While the majority are of their compliance team are based in the US, there is a Senior Compliance Officer in London who will be going on maternity leave. The role is a 1 year FTC to take on the responsibility of being their UK Compliance Officer. Compliance Officer - Credit Hedge Fund - 1 Year FTC �

Lead Compliance Engagement Officer. Manage and develop a team of Compliance Engagement Officers, driving performance and consistency. Provide technical and legal advice to internal teams and act as the go-to expert for compliance access issues.

A high-end gaming company in Greater London is seeking a motivated Surveillance Officer to support compliance with gambling regulations and ensure security within the casino.

A London-based charity is seeking a Data Officer to manage and improve data systems and reporting. The role involves ensuring data integrity, compliance, and accessibility to support housing operations.

A professional association in Greater London is seeking a detail-oriented Registration Officer to assess licence applications related to regulatory compliance. You will conduct due diligence checks, manage communication with registrants, and maintain compliance standards. Strong knowledge of complia

Key Responsibilities*** Serve as the primary advisor on AFC laws globally* Monitor and interpret legal and regulatory developments, assessing their impact on PPRE’s business* Lead the design and implementation of AFC risk assessments, testing, and monitoring programs* Provide AFC compliance suppor

A global IT services firm in Greater London is seeking a Senior Vice President of Legal & Compliance. This role includes overseeing legal teams and compliance programs while providing legal guidance to executive leadership.

A leading insurance firm in Greater London is seeking a Compliance Officer - Assurance to support the development of their compliance oversight. This role involves conducting thematic reviews, analyzing compliance risks, and drafting reports for governing bodies. Candidates should have relevant expe

A promising fintech company in Luxembourg is seeking a Compliance Officer focused on investment products. This role ensures compliance with regulations in a rapidly evolving financial landscape. The ideal candidate has significant experience in compliance within regulated financial institutions and

A social housing organization in Greater London is seeking a Head of Governance, Risk and Compliance to lead assurance frameworks and provide strategic oversight. This role demands expertise in governance and risk management while working collaboratively with senior leaders to ensure regulatory comp

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Responsible for compliance function operations and growth, embedding a culture of compliance and ethical conduct across the organisation. To provide expert and strategic advice to the UK Board and Senior Management team on regulatory, compliance SM&CR, corporate governance issues and evolving regula

We are seeking a highly motivated and experienced Compliance Advisory professional to support the Head of Capital Markets Compliance in ensuring the firm operates within applicable regulatory frameworks and maintains robust governance, conduct, and risk standards. Collaborate with Legal, Risk, and C

Ensure compliance with AML/KYC related laws and regulations and identify matters of non-compliance and elevate them as necessary.

QFS Plant Process & Compliance Officer. This role plays an important part in ensuring high standards of compliance and facilitating external audits within the Quality and Food Safety department.

Are you ready to take on a pivotal role in ensuring the integrity of audit and compliance processes, along with some Practice Management within a dynamic legal environment? A prestigious firm in Cambridgeshire is seeking a meticulous and proactive Legal Compliance Officer to uphold the highest stand

Serve as Arc’s Data Protection Officer, ensuring GDPR compliance across operations, platforms, and data workflows. Climate Arc is seeking a Risk & Regulatory Compliance Officer to uphold our high standards and ensure adherence to regulatory requirements and best practice. Maintain SOC2-related com

A government agency in the UK is seeking an Assistant Intelligence Officer to join their Risk and Intelligence Service. This role involves gathering and analyzing high-impact intelligence to support compliance efforts and law enforcement.

Compliance Officer – Leading Alternative Investment Firm. Design and deliver compliance training across the business. Review and approve marketing materials for regulatory compliance.

A respected secondary school in Derby is looking for a detail-focused Finance Officer to join their finance department starting January 2026.

Support the Compliance Team in managing compliance matters and developing the function. Compliance Officer opportunity working with a top performing specialty insurer operating within the Lloyd’s Market. You’ll play a key role in ensuring all regulatory requirements through monitoring, reporting

Governance compliance advisory compliance training regulatory change management reviewing financial promotions providing 2nd line challenge reviewing new products reviewing SMCR requirements and conducting monitoring and testing as required under the Compliance Monitoring Plan (CMP). Monitor complia

Location: 160 Tooley Street, Southwark, SE1 2QH.Working Hours: Mon – Fri, 09:00 – 17:00, 37 Hours per week.Maintain and ensure road markings and signs meet legal standards.Inspect streets and manage contractors and maintenance teams.Oversee work schedules and provide advice and reports for effec

We are seeking an Information Security Compliance and Data Protection Officer to join our dedicated team. The postholder will act as the organisation's subject matter expert on information security compliance and data protection, ensuring adherence to recognised standards such as ISO 27001, Cyber E

We’re now looking for a Quality & Compliance Officer to join our team – someone who will champion operational excellence, drive continuous improvement and uphold the integrity of our delivery across contracts. As a Quality & Compliance Officer, you will be at the forefront of ensuring we consist

Senior Compliance & Regulatory Officer (5815). Exposure to at least one compliance area (e. As a Legal and Regulatory Change Senior Officer, you’ll partner with senior leaders and stakeholders to shape and deliver the General Counsel Team’s strategy across the Irwin Mitchell Group.

The Anti-Financial Crime Compliance (AFC) Officer will support in executing and evolving the AFC Compliance program at PIMCO EMEA. The role involves close collaboration with senior management and client-facing teams, providing compliance advice, producing timely management information, and contribut

In your role as Compliance Officer – Assurance, you will make a meaningful contribution to Markel’s second line compliance oversight. The role is part of the International Division Compliance function, which is overseen by the Chief Compliance Officer. Have relevant compliance experience in the

A leading global risk assessment firm is seeking a UK/EU Data Protection Officer to manage data protection compliance across the organization.

The Anti‑Financial Crime Compliance (AFC) Officer will support in executing and evolving the AFC Compliance program at PIMCO EMEA. The role involves close collaboration with senior management and client‑facing teams, providing compliance advice, producing timely management information, and contr

Principal Network Compliance Officer needed in Harrow, £17. To provide a lead role within New Roads and Streetworks Act, Highways Act and Highways maintenance, acting as a coach and providing expert guidance to other Technical Officers and. Technical Support Officers designated to support them in d

A higher education provider in the UK is seeking an Audit and Compliance Officer to assist with internal audits aimed at ensuring compliance with established policies and procedures. Candidates should possess a relevant Bachelor's degree and have strong skills in compliance, negotiation, and analyti