Compliance officer jobs in United Kingdom - Page 25

Keyresponsibilities include: Conduct Oversight reviews as part of ahigh performing Conduct & Compliance Oversight team, ensuringthe timely and accurate delivery of regulatory compliance andconduct related Oversight reviews and independent challenge isprovided to Starling Bank’s first line of defe...

Conduct thematic monitoring reviews in line with theCompliance’s Monitoring Plan (CMP). We are now looking for a SeniorCompliance Monitoring Officer - Treasury to join the team. Thepurpose of this role is to provide second line of defence (2LoD)regulatory compliance oversight over  1LoD (first li...

We’re looking for a Group DataPrivacy Officer (Group DPO) and Privacy Legal Lead to join StarlingBank who will be responsible for promoting and overseeing dataprotection compliance across the Group, overseeing the day to dayactivities of the Group Data Protection and Privacy Legal team andadvisin...

We’re looking for a Group DataPrivacy Officer (Group DPO) and Privacy Legal Lead to join StarlingBank who will be responsible for promoting and overseeing dataprotection compliance across the Group, overseeing the day to dayactivities of the Group Data Protection and Privacy Legal team andadvisin...

Conduct thematicmonitoring reviews in line with the Compliance’s Monitoring Plan(CMP). Keyresponsibilities include: Conduct Oversight reviews as part of ahigh performing Conduct & Compliance Oversight team, ensuringthe timely and accurate delivery of regulatory compliance andconduct related Overs...

Marex Financial Ltd are searching for a Surveillance Compliance Officer to join their team in London. The role focuses on Trade Surveillance across a variety of asset classes; with an opportunity to gain exposure to a wider range of compliance activities at a market-leading commodity broking comp...

Taking on a key leadership role with the firm, you will be responsible for:Providing broad compliance advisory support to the fund managersMaintaining and updating compliance manual and policies and proceduresManaging the compliance program on a day-to-day basis, covering financial promotions, pe...

We are searching for a Chief Group Compliance Officer to oversee compliance globally ensuring compliance with laws, regulatory requirements, policies, and procedures. ...

The role will also involve micromanaging cybersecurity engineers, penetration testing engineers, and other security personnel, ensuring compliance with NIST cybersecurity framework and DoD requirements. CHIEF INFORMATION SECURITY OFFICER - AEROSPACE AND DEFENSE:. The oversight requires a sophisti...

Responsibilities:Responsible for the execution oversight and risk management activities of AML Regulatory Transaction Reporting ("RTR") & AML Regulatory Non-Transaction Reporting ("NTR"), Suspicious Activity/ Transaction Reporting ("SAR/ STR") across the United Kingdom, Europe, MEA (EMEA) cluster...

Chair the quarterly Risk Management Committee's (supported by the Chief Legal Officer) and suggest risk mitigation actions and strategies and management of such risks. ComplianceBe responsible for and Chair the Charlotte Tilbury Governance & Compliance Committee, ensuring the successful launch an...

At LifeSearch, our Senior Compliance Officer will play a pivotal role in shaping and supporting our compliance culture.If youre a proactive and experienced compliance professional who thrives on providing clear advice, navigating complex regulations, and championing good customer outcomes, this r...

Developing and periodically reviewing and updating Standards of Conduct to ensure continuing currency and relevance in providing guidance to management and employees;Monitoring the performance of the compliance and financial crime prevention program and related activities on a continuing basis, t...

About the jobGlobal Compliance (CPL) carries out its missions within the framework of the Crédit Agricole S.Group's "Compliance" business line.Its missions are carried out in each of the CA Group's entities (branches and subsidiaries) both in France and internationally.Considering applying for th...

Chief Medical Officer (CMO) - Oncologist. The CMO will provide strategic medical and scientific leadership, ensuring the highest standards of clinical practice and regulatory compliance. CMO Application and [Your Name]". ...

Sotheby’s is seeking an experienced and highly motivated Associate General Counsel, Litigation to join the Compliance and Litigation team in London or Paris. You will report to the Chief Compliance Officer and Global Head of Litigation, and will work alongside other members of Sotheby’s global Le...

Job Description: Head of Compliance & Money Laundering Reporting Officer (MLRO) - SMF16 & SMF17. This role represents a unique chance for experienced compliance professionals to step into a pivotal position where they can lead both the compliance and AML functions in a balanced, well-supported ba...

Opportunity OverviewCORPORATE TITLE : Vice PresidentOFFICE LOCATION(S) : LondonJOB FUNCTION : Regulatory ComplianceDIVISION : Compliance DivisionOUR IMPACTOur division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm’s c...

Act as subject matter expert and provide credible challenge and coordinate discussions between stakeholders across Citi’s footprint: Regulatory Reporting Contacts, the Business, Business Technology, Operations, Independent Compliance Risk Management (ICRM), AML Technology, and other potentially i...

The team is led by Walker's General Counsel and Chief Risk and Compliance Officer (based in our London office) and is made up of over 100 risk and compliance professionals and lawyers based across our offices in Asia, the Middle East, Europe and the Americas. The successful candidate will lead ou...

Solid knowledge of GDPR and applicable governing legislation such as The Australian/ New Zealand Privacy Act, UK DPA, Protection of Personal Information Act 4, The Digital Personal Data Protection Act, 2023 (“DPDP Act”), Personal Data (Privacy) Ordinance, Laws of Hong Kong (Cap 486) or the PD(P)O...

City’s Information Assurance Team is seeking a passionate and enthusiastic Team Leader. The small but influential team, reporting to the Chief Operating Officer, is responsible for all aspects of City’s compliance with the Data Protection Legislation, as well as compliance with the Freedom of Inf...

My client, a full-service thriving Law firm who are member of Ally Law are currently recruiting for a Compliance and Data Security Officer to join their busy office based in Lincon Inn, Holborn. The main focus for this role is to support the Head of Risk and Compliance in the delivery of the firm’...

We are looking for a Data and Funding Team Officer to join the MIS department to contribute to the data integrity and compliance of approximately 14,000 learners records are maintained in accordance with funding guidance to make timely returns ensuring the College maximizes its funding to continu...