Head of Compliance and MLRO / DPO (SMF16 and SMF17)
6 days ago
London
Head of Compliance and MLRO / DPO (SMF16 and SMF17) City of London Permanent £130,000 - £150,000 cer Financial are working alongside a bank, who are based in the City of London. They are seeking a Head of Compliance and MLRO / DPO (SMF16 and SMF17) to work with them on a permanent basis. The responsibilities of the candidate will include: • Develop and maintain the Bank’s Compliance & Financial Crime Framework in line with FCA, PRA, and international standards (e.g. FATF)., • Ensure adherence to JMLSG guidance, sanctions regimes (OFAC, EU, HMT), and applicable laws., • Act as primary liaison with regulators (FCA, PRA, NCA)., • Advise Senior Management on regulatory changes and business impact., • Lead horizon scanning and maintain the Compliance Risk Appetite Statement., • Ensure robust frameworks for TCF, conduct risk, and GDPR compliance., • Act as MLRO, ensuring full AML/CTF compliance., • Oversee AML frameworks (CDD, EDD, transaction monitoring, sanctions/PEP screening, SARs)., • Ensure timely SAR submissions to the NCA., • Oversee AML risk assessments and remediation., • Deliver AML training and awareness., • Develop and maintain the Compliance Monitoring Plan (CMP)., • Conduct risk assessments on correspondent banking, high-risk clie...