Focussing on the EU, you will oversee the compliance of a portfolio of formulated detergent, cosmetic and biocide products. Key duties include: * Coordinating regulatory compliance * Chemical ...
This role involves a strategic approach to regulatory compliance across multiple jurisdictions, including FCA, ASIC, etc. While experience in the FX and CFD industry is a bonus, we are primarily ...
Ensure FCA & SEC regulatory compliance requirements are adhered too * Operate core compliance programme (PAD, Conflicts, Gifts and entertainment) * Assess compliance issues for new business projects ...
Your role purpose will be to add significant value by contributing to the shaping of the company's remuneration policy, processes and practices to ensure compliance from a remuneration regulatory ...
You will lead a variety of regional regulatory activities related to raw materials, finished ... Provides leadership for compliance activities in UK/IRL and the region to ensure adherence to ...
We are currently recruiting for a highly qualified Regulatory and Nutrition Specialist for a Fixed ... Some responsibilities include ensuring compliance of ingredients, formulas, claims and labelling ...
Provide regulatory guidance to all internal business areas * Contribute to reporting due from the Compliance team including Regulatory reporting * Support Compliance projects * Analyse, plan and ...
On consumer regulatory policy matters, such as TalkTalk's treatment of vulnerable customers during ... The main responsibility for compliance will sit within the relevant operational teams, with advice ...
This role assists with monitoring, investment guidelines and regulatory advisory, and compliance matters across the group with a focus on fixed income assets. Responsibilities: * Perform ongoing ...
You will have a strong knowledge of European regulators and regulations. Reporting to the Head of Compliance, the Regional Compliance Officer for Europe will have responsibility over leading the ...
Conduct Compliance Monitoring for the Firm's regulated business, including ... Monitoring regulatory developments * Overseeing Portfolio Management and Trading activities
SHEQ & Compliance Manager Based in / near to London, Surrey, or Coventry Hybrid / Multi-Site Visits ... and regulations. All open positions offered by Atrium are subject to specific job requirements ...
They are looking to hire a regulatory change compliance officer who has specialised in the senior manager certification regime (SMCR). They are open to considering candidates from all financial ...
SME for all applicable local Regulatory frameworks, including, CASS, SYSC and SMCR * Responsibility for annual review and update of all Compliance and AML policies and procedures including annual ...
In relation to investment guidelines: Independent monitoring and scrutinization of the compliance of trading on client accounts and investment funds with applicable regulatory and client ...
Conduct compliance monitoring reviews in accordance to the Compliance Monitoring Programme, ... Provide regulatory advice to the business, including UK, US, European and Asian regulations
The person We will provide training and on-the-job development in the required regulatory and legal aspects of the role, showing you how to apply your technical expertise in a regulatory context. You ...
Handle regulatory reports and inquiries promptly. * Prepare reports demonstrating risk management effectiveness. * Manage and recruit compliance team members. * Organize and oversee KYC obligations
Analyze regulatory changes and update staff and clients. * Review and develop compliance policies annually. * Lead compliance meetings with clients, providing advice. * Deliver compliance training to ...
The successful applicant will join the hedge funds Compliance team, focussing on Regulatory Reporting. The available position entails a versatile role in regulatory reporting. This collaborative ...
... regulatory bodies. Qualifications and Skills: -Experience handling Data Subject Rights, such as ... This is a great opportunity for a Compliance Officer with 2 years or more experience in a similar ...
Compliance & Contracts Manager - UK & Ireland - Pharmaceuticals Pharma-Partners is working with a ... laws and regulations * Provide training to teams and ensure awareness across the business
The role of Compliance Manager is principally to lead and support the business in the undertaking ... Provide co-ordination support for regulatory risk assessments and requests for information ...
... of the regulatory requirements from the targeted countries, legislative changes, etc., and be capable of doing proactive analyses on e-commerce platform compliance systematically; - Exercise ...