Trabajos regulatory compliance en Greenford - Page 2

Maintain regulatory developments and support the business in assessing impacts * Facilitate compliance with regulatory requirements * Be a trusted advisor for any regulatory or governance queries by ...

Compliance Officer, Regulatory Change - London Company Overview: Our client is an active, global investment manager who have a focus on both fixed income and equity markets. The firm is committed to ...

... and compliance risk for Payments; leading the delivery of regulatory reporting. Key Activities: · Collaborating with the Programme Manager to facilitate committee meetings, and provide project ...

Given the current market and regulatory environment, many rules and regulations have been enacted around the globe. These rules and regulations continue to be updated. This role will be part of the ...

ResponsibilitiesThe Compliance Manager/Senior Manager plays a vital role in the Firm's System of ... Addressing firm-wide regulatory requirements, including audit, practice assurance, and other ...

This role plays a crucial role in ensuring that the firm operates in full compliance with regulatory requirements and industry standards. This role requires a strong understanding of financial ...

Strong understanding of financial crime, regulatory compliance and international sanctions obligations across UK and CDOT jurisdictions. * Demonstrable competencies in managing large data sets, with ...

Supplying the business with regulatory advice across a range of subject areas, based on relevant jurisdictional regulatory requirements. * Assisting the Head of Compliance with the implementation of ...

Stay abreast of regulatory changes and ensure the company's policies are updated accordingly. * Provide guidance and training to staff on compliance-related matters. * Liaise with regulatory bodies ...

Senior Compliance Manager Consumer Lending - London Are you a regulatory compliance seeking Ex Co exposure, the opportunity to lead on strategic initiatives linked to regulatory changes and be the ...

This role involves a strategic approach to regulatory compliance across multiple jurisdictions, including FCA, ASIC, etc. While experience in the FX and CFD industry is a bonus, we are primarily ...

Operational Compliance Management Implement and oversee the company's regulatory compliance policies and procedures. Work under the direction of the Managing Director and in collaboration with the ...

You'll also ensure the policies are implemented across all relevant functions to guarantee the business maintains contractual and regulatory compliance. Key Responsibilities: * Managing the ...

This Compliance Manager role will be a subject matter expert in investments and funds, and be ... Carry out regulatory projects to deliver change * Prepare and maintain policies and procedures

Regulatory Compliance * Policy review and writing. * AML Financial Crime. * Marketing materials, website content, KIID's and Factsheets monitoring. * Compliance Advisory. * FCA Returns (the COO will ...

Must have strong regulatory knowledge including the FCA and Lloyd's Minimum Standards. * Must have has experience of international operations including the compliance aspects of monitoring overseas ...

Analyze regulatory changes and update staff and clients. * Review and develop compliance policies annually. * Lead compliance meetings with clients, providing advice. * Deliver compliance training to ...

Compliance Monitoring Manager - Wealth & Asset Management - London Do you have background in ... You will have strong knowledge of the regulatory environment, with a bias towards the risks in the ...

Respond to alleged violations of rules, regulations, policies, procedures, and standards of conduct ... Monitor, and as necessary, coordinate compliance activities (internal and external) of the Group ...

The role includes an ongoing assessment of regulatory developments and assess the impact these have ... Ensure the business achieves and maintains compliance with current and future FCA requirements

As a Compliance officer you will play a pivotal role in defining and implementing the Investment ... Monitor Equity and Fixed Income Best Execution ensuring adherence to regulatory requirements and ...

You'll have several years' Regulatory Compliance experience within a Financial Services business and have previous Compliance Monitoring experience (either in a dedicated Monitoring capacity or as ...

Compliance Officer Lloyd Recruitment Services are delighted to be recruiting on behalf of a ... The role includes an ongoing assessment of regulatory developments and assess the impact these have ...

This role will ensure the safety and regulatory compliance of construction projects within highly regulated environments, such as pharmaceuticals. Your expertise will be crucial in maintaining a safe ...