Trabajos compliance monitoring en London - Page 6Crear alertas

Actively contribute to the Group Compliance Team meetings to promote effective compliance management within Aspen. Sound understanding of the Compliance fundamentals, such as Financial Crime, Conflicts of Interest, Whistleblowing and Compliance monitoring. Since Aspen was founded in 2002, we have...

Our client is a leading international asset management firm seeking a Director to oversee the compliance department. Support the Regulatory Compliance Management (RCM) Program, including maintaining the regulatory library, designing controls, monitoring, and managing regulatory changes. Promote a...

Our client, Titan Airways, is currently seeking a Head of Compliance Monitoring to lead its compliance monitoring efforts and ensure it remains at the forefront of regulatory excellence. Knowledge of safety management systems based on the UK management system requirements (including safety manage...

Senior Compliance Monitoring Officer.At SEI we value our employees and believe in driving growth through change.Part of building brave futures is making a concerted effort to develop and challenge our employees to achieve their goals through internal job mobility.The SEI Group is a leading global...

Ideal candidates will have strong Compliance Monitoring experience within the insurance industry, preferably in the London market, with a detailed understanding of FCA rulebooks affecting insurance. Compliance Monitoring Manager (Insurance), London. Are you seeking a role with genuine autonomy? D...

An excellent opportunity to join a growing Compliance Function as a Compliance Specialist working closely with the Compliance Team based in London. Supporting the Compliance Function in testing compliance of the company with applicable laws and regulations through completion of assurance monitori...

Work closely with Compliance and Legal teams to ensure all regulatory requirements are met. In-depth knowledge of FX Trading Strategies, Trade Surveillance and regulatory compliance, particularly FX Markets and Swap products. Trading, Securities Lending, or Compliance, with a deep understanding o...

Head of Compliance Monitoring & Operations. Establish and maintain key performance indicators (KPIs) to measure the effectiveness of compliance operations, including alert volumes, false positive rates, and investigation times. Work with the other Head’s of Compliance to stay up-to-date with regu...

We’re looking for an individual to support the legal team with Regulatory Research and Compliance. As a Regulatory Research and Compliance Support function, your day-to-day will look like:. Monitoring regulatory developments across 60+ jurisdictions by conducting relevant research.

Do you want to work for a global law firm ensuring the security environment is compliant with frameworks? Join this team as a Security Compliance Analyst and play a vital role in maintaining a secure environment. Security Compliance Analyst - Law Firm, London. You will be responsible for monitori...

Some of the core responsibilities of this team include, but are not limited to: Compliance Monitoring & Testing, Issue Management, Compliance Training, License Maintenance, Exam Management, Reporting, Risk Management, Third-Party Risk Management (Vendor Due Diligence), Risk Framework and other ad...

Review financial reports of Hotel Lending loans and check financial covenants Check Facility Letters Check covenant compliance prior to drawdown Review the production of quarterly monitoring report for Venture Lending loans We are looking for : Someone with corporate banking credit experience Exc...

Are you ready to revolutionize how one of the world's most innovative companies approaches compliance monitoring? We're looking for an exceptional Senior IT Assurance Manager to join our UK and EU team, where you'll have the unique opportunity to influence compliance monitoring strategy across mu...

This role involves assisting in compliance monitoring, documentation, and reporting to ensure the organization adheres to relevant regulations and standards. Support audits and inspections to ensure compliance with QEHS standards.

Compliance Monitoring Experience: Proven track record in conducting compliance monitoringreviews. Compliance Monitoring Specialist page is loaded. Compliance Monitoring Specialist.

Provide guidance and advice to internal teams on compliance risks and best practices for mitigating non-compliance. Keep up to date with any regulatory changes and integrate these into compliance practices. We are seeking a Compliance Monitoring Officer to join our growing team and take charge of...

Meraki Talent London, United Kingdom.Up to £65,000 per annum + benefits + bonus.Meraki Talent are working with a leading overseas bank to help them identify a Regulatory Compliance Officer.You will assist the Compliance Monitoring team with the execution of the Branch’s compliance monitoring plan...

The role requires an experienced buy-side Compliance Officer who is able to work in a varied role along side the CCO. Monthly Compliance monitoring (best ex and allocation). Review and update compliance manual, policies and procedures.

New Compliance / Senior Compliance Monitoring Manager opportunity working with a top performing specialty (Re)Insurer operating within the Lloyd’s market. Reporting to the Group Head of Compliance, you will take the lead on compliance monitoring, working independently and making decisions in coll...

Contribute to the maintenance and updates of AML policies and procedures. Support the account opening AML screening process and ongoing monitoring of high-risk clients. Proven experience in AML/Compliance within financial services.

Reporting directly to the Chief Compliance Officer (UK), the Compliance Operations Analyst will focus on customer due diligence (CDD), transaction monitoring, and enhancing our operational compliance processes. The Compliance Operations Analyst who will focus on ensuring adherence to financial re...

You’ll support the identification and management of regulatory compliance and financial crime risks, assist in monitoring and reporting activity and play a key role in embedding compliance into the fabric of the business. About the role An exciting opportunity has arisen for a bright, commerciall...

The Cloud Monitoring & Compliance Engineer ensures visibility into security and compliance across KPMG’s cloud-native environments. Cloud Monitoring & Compliance Engineer. Experience in securing cloud environments, including compliance and certification.

Financial Services Consultant - Regulatory Compliance Monitoring, London. The firm is seeking a professional with strong regulatory knowledge to support the delivery of regulatory compliance and operations services to their clients. Support clients in executing and maintaining compliance monitori...

Compliance Manager (fixed-term contract). Assist in managing all compliance issues within the UK Branch of Mirabaud & Co Europe (MCEU), including compliance monitoring, risk to regulated entities, training requirements, and monitoring new regulatory developments, assessing the impact of the UK Br...

Compliance Analyst - Asset Management firm, London. We are seeking a Compliance Analyst to support our compliance department in various functions including monitoring, policy adherence, and regulatory reporting within an asset management firm. The position is with Robert Half, a client in the ass...

As the role develops, the Monitoring Specialist will assist in maintaining and developing compliance policies to stay current with regulations and participate in internal committees such as the Compliance Committee. They provide compliance oversight, advice, and complete the firm’s compliance mon...

Exposure to investment compliance, compliance monitoring or investment operations. Maintaining the compliance monitoring system. The ideal candidate will have experience working in an investment compliance role with an asset manager with a working knowledge of a variety of asset classes.

CK Group are recruiting for a Chemical Compliance Associate, to join a chemicals and materials manufacturer, at their site based near Sheffield, on a 12 month maternity cover contract. Responsible for implementing, monitoring and improving all business processes, policies and practice related to ...

IT Risk Manager, Risk and Compliance Solution. Oversee risk appetite metrics, KRIs, and other monitoring to ensure Risk Tolerances are appropriately monitored in each region. Provide risk position and challenge on new products, changes, and risk remediation efforts.

Proven experience conducting compliance monitoring or testing reviews. A leading international banking group is looking for a Compliance Monitoring & Testing professional to join its second line of defence. These may be desk-based or thematic in nature and will involve testing adherence to intern...

Manage front office budgets, control expenses, and participate in financial forecasting, overseeing cash handling and monitoring accounts receivable for accuracy and compliance. Proficiency in front desk and property management systems (PMS), such as Opera or similar, along with a working knowled...

Working with the Head of Legal and Compliance for this leading Commodities firm you will be a key part of the project team delivering on a review and update of client contracts. This is initially a 6 month project with the potential to extend. Training and support is offered, commodities experie...

They are looking to hire a Head of Transaction Monitoring to refine and provide effective and efficient oversight of the fraud and transaction monitoring function. Ensure timely implementation of corrective actions arising from compliance monitoring, audits, and incident reviews (internal or exte...

Managing a small team (with scope to grow), you’ll lead and manage Compliance Monitoring, including developing and maintaining Compliance Monitoring plans and schedules. You’ll have gained strong Compliance Monitoring experience with the insurance industry, preferably in the London market. One w

The role involves overseeing financial reporting, treasury operations, and supporting the wider treasury functions for our European investments. Monitoring and reporting treasury, liquidity, and capital management operations. Experience in treasury, debt management, and compliance reporting is ad...

Join the Operations team as SellerFlex Operations Executive (SFOE). Operations Executive, EF, External Fulfillment. As SFOE you will be responsible for monitoring multiple seller flex sites from operations and compliance point of view.

Compliance Monitoring Specialist, London. Compliance Monitoring Specialist - 12 Month Fixed Term Contract. We are seeking a dedicated Compliance Monitoring Specialist to join our team.

The Head of Compliance Monitoring is responsible for managing Fitch Ratings’ compliance monitoring program. Head of Compliance Monitoring, Global Compliance. Head of Compliance Monitoring, Global Compliance – London.

This strategic role will drive the development, implementation, and monitoring of compliance programs, provide expert legal counsel on UK-specific matters, and promote a culture of compliance. Head of Legal and Compliance (UK). Legal, AWM Private Legal, Associate/Vice President, London.

Cross functional support – support EUA stakeholders in identifying and mitigating compliance risks, enhance and implement compliance monitoring efforts and fostering a compliance culture/mindset in all we do. Sanctions compliance – provide comprehensive support to all business stakeholders in th

Service charge year end reconciliations - responsible for ensuring compliance with RICS guidelines (service charges reconciled within 4 months of the year end), liaising with auditors where appropriate, dealing with tenant queries in an appropriate timeframe. Responsible for monitoring service ch...

Key responsibilities of the role: Oversee the design, implementation, and monitoring of financial controls across international operations to ensure compliance and operational integrity Manage the identification, escalation, and resolution of financial control risks and issues, ensuring timely an...

Division Close Brothers Central Functions - Compliance. Join the Close Brothers Compliance Team where you will predominantly support the Conduct Risk Manager in the monitoring and improvement of the Conduct Risk Framework and training plan across the Bank. Previous Compliance experience in a fina...

Posted 2 days ago Hybrid Job Permanent GBP70000 - GBP85000 per annum + + Benefits Package.We are seeking a highly skilled Compliance Systems Engineer to join a global bank on a permanent basis in London.This critical role ensures the delivery and support of compliance and monitoring systems.Deliv...

Welcome to Chase Evans a renowned market-leading letting agency with a global presence, spanning London, Singapore, and Hong Kong. As part of Lomond, the UK's leading network of lettings and estate agencies, we're proud to have 12 offices and over 145 staff ready to assist our customers. With our...

Senior Building Surveyor with London Fire Brigade! Your new company The London Fire Brigade Property team are at the technical forefront of the property delivery team, supporting on all projects from RIBA stage 0 through to completion and handover. Given that LFB is an emergency service, thei...

Our client, based in Central / East London , is currently recruiting for an L&D Manager on a 6 month temporary contract. The position is due to start on 16th June 2025 on a full-time basis. The hourly rate is negotiable based on experience for this position, with the full time salary equivalent b...