Trabajos compliance monitoring en London - Page 7Crear alertas

This role reports to the Risk Management and Compliance Monitoring lead and interfaces with various stakeholders, including Risk Directors, other risk teams, regional business leaders, and external advisors. The Risk Management and Compliance Monitoring Manager will play a pivotal role in establi...

The Senior Compliance Analyst will support the Risk Management & Compliance function, advising the business on regulatory matters and ensuring compliance with all legal and regulatory obligations. Supporting the Head of Risk & Compliance with the Compliance Monitoring Plan and delivering thematic...

Senior Compliance Analyst – 28808, London. Work with the Head of Risk & Compliance and the business to implement, embed and provide ongoing monitoring of legal and regulatory developments, identifying opportunities to collaborate with Group businesses and use existing skills and processes whereve...

Overseeing food preparation, presentation, and storage to ensure compliance with food health and safety regulations. Monitoring inventory and ensuring that all food supplies and other restaurant essentials are adequately stocked. To adhere to all the requirements under the Food Hygiene and Liquor...

This role supports the Head of Regulation and Compliance (“RC”) of Gemini UK, focusing on regulatory compliance management, risk assessment, and monitoring workstreams under supervision. Regulatory compliance qualifications such as CISI or ICA diploma. Senior Associate, Regulatory Compliance.

The Risk Management and Compliance Monitoring Manager will play a pivotal role in establishing a second line of defence monitoring function that underpins the broader objectives of the Risk Management team. Supporting the Risk Management and Compliance Monitoring Lead in developing a fit for purp...

Senior Compliance Monitoring Analyst (Insurance). You’ll support with the creation and delivery of the compliance monitoring plan, conducting thematic reviews to identify and assess compliance risks across all areas of the business and performing fact-finds and desk-based monitoring to evaluate a...

Compliance Analyst – Lloyd’s Market. Oliver James are proud to be partnering with a well-regarded Lloyd’s Market insurer on a newly created Compliance Analyst position. Supporting the delivery of the compliance monitoring plan.

CCTV monitoring service, ensuring the public space CCTV System is monitored in accordance with its objectives and to maintain the integrity, security, accuracy and confidentiality of all information gained at all times by compliance with legislative requirements regarding data management, includi...

Optical Practice Manager - Streatham Be a part of the hardworking team in Streatham! The Role • Doing the day to day running of an optical practice, • Ensuring that customer service is at the top of your agenda, • Target setting, monitoring and driving the business forward, • Staff training ...

Credit risk awareness and understanding of risk drivers on appetite and ratings. Have primary credit responsibility for a portfolio of names; maintaining timely and accurate monitoring (risk ratings, financial reports, compliance certificates, forecasts, and annual reviews etc. Credit Risk Manage...

Providing export compliance support for Trade Compliance audits. Providing legal advice on general trade compliance matters, keeping abreast of regulatory changes and ensuring the organization's policies and procedures align with applicable laws. Developing, implementing, and monitoring trade com...

They are looking to hire a Head of Transaction Monitoring to refine and provide effective and efficient oversight of the fraud and transaction monitoring function. Manage and develop a high-performing transaction monitoring team, promoting a culture of compliance, accountability, and operational ...

Senior Compliance Analyst (12 Month FTC). Assist the Head of Risk & Compliance in compiling the Compliance Monitoring Plan. Help produce periodical internal reports to Committees of the Board of Management, and KPI monitoring to Group Compliance, and external reports to key stakeholders.

The Head of Compliance Monitoring is responsible for managing Fitch Ratings’ compliance monitoring program. Head of Compliance Monitoring, Global Compliance. Fitch Ratings Global Compliance Group is currently seeking a Head of Compliance Monitoring based out of our London office.

Regulatory Compliance: Experience in executing risk-based, audit-ready Compliance monitoring activities with a focus on front office controls. Regulatory Standards: Advise the business in navigating and meeting regulatory standards. EMEA Compliance Program: Contribute to the evolution of the EMEA...

Our client, a leading global financial institution, is seeking a VP, Senior Compliance Officer – Monitoring & Testing Manager to join its high-performing compliance function. Our client, a leading global financial institution, is seeking a VP, Senior Compliance Officer – Monitoring & Testing Man

These include matters relating to financial crime, compliance risk management, regulatory readiness, compliance monitoring and regulatory reporting. Senior Vice President, Regulatory Consulting. Kroll’s Regulatory Consulting team helps firms deliver on a wide range of professional service engagem...

MERJE is partnering with an established trading/broking firm in their search for a UK Head of Compliance. Development & completion of the annual compliance monitoring programme. Review and sign off of financial promotions.

The successful candidate will join their Investment Monitoring Team as a Compliance Analyst. This position reports directly to the Head of Compliance and offers the chance to develop expertise in a global setting, working alongside a highly experienced compliance team. Monitor and review real-tim...

Be among the first 25 applicants.Get AI-powered advice on this job and more exclusive features.This range is provided by HSL Compliance.Your actual pay will be based on your skills and experience — talk with your recruiter to learn more.HSL Compliance is Growing, and We're Looking for a Monitorin...

What youll be doing Lead and refine the groups compliance roadmap and regulatory monitoring strategy Oversee regulatory engagement (especially BMR/IOSCO) and board-level governance Manage, support, and coach two risk & compliance managers Partner with leadership to drive risk awareness and embed ...

Band 6 Community Mental Health Nurse. Band 6 Community Mental Health Nurse. Management of cases under CPA, administration of depot injections, monitoring medication compliance, assessment of mental health issues.

As Quality and Engagement Manager at Bristol Court, you will play a key role in maintaining high standards of care and ensuring compliance with regulatory requirements. You will be responsible for conducting timely audits of service delivery, monitoring progress against improvement plans, and wor...

Assist the Head of Risk & Compliance in compiling the Compliance Monitoring Plan. The purpose of this position is to support the Risk Management & Compliance Support Department (“RMCS”) and MRS-NA BA’s Board of Management in advising the business and delivering key legal and regulatory obligat

Our ideal Security Engineer will be able to manage IT-related security issues, such as firewall management, HIDS/HIPS configuration, log monitoring, and audit compliance (SOC II). You will ensure that our software application is both manually and automatically pentested for security vulnerabiliti...

Conduct regular in depth monitoring reviews of the Consumer business including franchise stores and call listening. Provide the Consumer team with written results of this monitoring activity and advise the Regional Compliance Officer, EMEA on control improvements required. Development of AR monit...

Monitoring event budgets, controlling costs, and ensuring that events are delivered within financial constraints. Managing and supervising event staff, including volunteers, and ensuring they are adequately trained and prepared for their roles. Ensuring compliance with health, safety, and legal r...

This position will provide high quality compliance monitoring support to the businesses regulated entities undertaking monitoring functions, management information reporting, some advisory support and carrying on ad hoc Compliance projects. You should preferably have prior compliance monitoring e...

Strong understanding of site-based environmental controls and compliance monitoring. You will be contributing to a nationally significant decarbonisation project while developing your experience in environmental compliance within a high-profile CCS construction environment. Assisting the Environm...

Our client is a specialist alternative asset manager, looking for an experienced Compliance Analyst to be part of their expanding UK Compliance team. Undertake testing in line with the Compliance Monitoring Programme, working with the business on issues identified to ensure they are reported, and...

Definition and monitoring of KPIs across quality assurance, quality controls, compliance, and cost of quality. Global Director - Quality, Contract Logistics. Design and develop new tools for quality KPI management, including cost of quality, claims, adherence to standards, change management, and ...

We are seeking a highly motivated Risk and Compliance Officer to join our 2nd Line of Defence (2LoD) team. Support the Head of Compliance with periodic compliance monitoring and thematic reviews. This is a pivotal role supporting both the Head of Compliance and the Senior Risk Manager in overseei...

You should have previous experience in compliance monitoring, ideally in an asset/wealth management firm or a retail financial advice firm with good working knowledge of FCA rules.

You will work under the direction of the Head of Financial Crime or Compliance Monitoring Lead, delivering monitoring activity aligned to the annual Financial Crime Compliance Monitoring Plan. Experience working in a financial crime compliance, compliance monitoring, or internal audit function. D...

The Chief Compliance Officer and Money Laundering Reporting Officer (MLRO) for FDA Ltd. Additional responsibilities include identification and co-ordination of projects with internal and external partners, development, and delivery of compliance training, monitoring for regulatory changes and ind...

Compliance Manager (fixed-term contract). Assist in managing all compliance issues within the UK Branch of Mirabaud & Co Europe (MCEU), including compliance monitoring, risk to regulated entities, training requirements, and monitoring new regulatory developments, assessing the impact of the UK Br...

AI Monitoring Lead, MRM AI - Risk and Compliance. We are currently seeking an experienced individual to join this team in the role of AI Monitoring, MRM AI. Develop technical standards and related guidance for AI performance and use monitoring.

Our client is a specialist alternative asset manager, looking for a Compliance Associate Director to join their expanding UK Compliance team. Represent Compliance at internal meetings or committees in the Head of Compliance’s absence, as agreed. Oversee monitoring through systems such as eFlow, S...

Due to continued growth they are looking at bringing in a Regulatory Compliance Analyst to assist with day-to-day Compliance activities and continue to develop the existing Compliance Monitoring and Surveillance Programme. This role would be perfectly suited for a compliance professional with exp...

As a Monitoring Technician, you will play a key role in ensuring that water systems meet the highest standards of health and safety, collaborating with clients, site managers, and compliance officers to monitor and maintain systems. As a Monitoring Technician, you’ll play a key role in nurturing ...

Compliance Officer - Monitoring & Assurance - Top Specialty Insurance Broker. Maintenance of Compliance monitoring frameworks. Compliance Officer - Monitoring & Assurance - Top Specialty Insurance Broker.

Role: Chief Compliance Officer. Identify and assess compliance risks, establishing procedures and policies aligned with group standards. Implement the Group Compliance Monitoring program, including UK regulatory obligations, controls, and reporting.

An excellent opportunity to join a growing Compliance Function as a Compliance Specialist working closely with the Compliance Team based in London. Supporting the Compliance Function in testing compliance of the company with applicable laws and regulations through completion of assurance monitori...

The Building Safety Manager oversees and ensures the safety and compliance of all systems, structures, and operations within a portfolio of High-Rise Buildings. This role entails maintaining the building safety case, closely monitoring safety protocols, conducting building inspections, auditing d...

Working as part of the Estates team and reporting to the Trust Health and Safety and Compliance Manager, you’ll be a key point of contact for health and safety matters - supporting schools with risk assessments, emergency planning, accident reporting, and compliance monitoring. Are you passionate...

Sign in to set job alerts for “Compliance Auditor” roles. We require a Compliance Auditor, reporting to the Compliance Monitoring Manager as appropriate and responsible for:. Completed a formal auditors course acceptable to the CMM.

Compliance, GIR Compliance, Associate, London. Provide regular MI/KPIs on the performance and effectiveness of the Compliance Monitoring Plan and key compliance metrics, including the investigation, escalation and reporting any breaches in the firm’s compliance arrangements;. Compliance Associate...