Compliance monitoring jobs in London - Page 8Create job alerts

You will take charge of monitoring tasks outlined in the Department’s Compliance Monitoring Plan, conduct thorough file reviews, and produce detailed compliance reports. Your expertise will guide our compliance strategies across various functions, helping to mitigate risk and foster a culture of ...

Prepare management presentations and communication on regulatory developments and Compliance Monitoring Framework;. Your particular focus will be to design and maintain testing and monitoring programmes for each relevant regulatory area (financial promotions, product governance or others dependin...

We are seeking an experienced Security Compliance Specialist with expertise in implementing and maintaining security monitoring and compliance programmes. Expertise in Azure, Microsoft 365 & AWS Security Compliance. Experience of Supply Chain compliance.

Band 6 Community Mental Health Nurse. Band 6 Community Mental Health Nurse. Management of cases under CPA, administration of depot injections, monitoring medication compliance, assessment of mental health issues.

Purpose-built in a quiet residential area, this fully CQC-“Good” home is a modern and inviting place offering an excellent standard of care, deluxe creature comforts and premier-level hospitality. You’ll assist with the home’s operations, monitoring quality and compliance, and oversee the de

Develop the annual Compliance Oversight & Assurance Monitoring Plan covering key compliance risks. Deliver the annual Compliance Oversight and Assurance Monitoring Plan and managing resources to deliver as part of the annual and longer term Compliance Plan. Bring an innovative approach to the col...

Are you a detail-oriented compliance professional looking to take the next step in your career? At Polo Works, we're looking for a dedicated.As a key member of our established team, you’ll play a crucial role in ensuring we meet all regulatory requirements by undertaking compliance monitoring and...

Assist with the design, planning and execution of the firm’s periodic compliance risk assessment.Execute and assist in optimisation of the firm’s monitoring and testing program in accordance with industry standards and expectations of management, auditors, and the Financial Conduct Authority (��

Assist the Head of Risk & Compliance in compiling the Compliance Monitoring Plan. Senior Compliance Analyst (12 Month FTC). Work with the Head of Risk & Compliance and the business (including Munich Re Group businesses) to implement, embed and provide ongoing monitoring of legal and regulatory de...

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Job Title: Chief Compliance Officer. Develop compliance and AML tasks as part of the 2nd line of defense, in accordance with UK regulations and group policies. Implement the Group Compliance Monitoring program based on regulatory risk assessments and the Corporate Defense Model.

The Senior Compliance Analyst will support the Risk Management & Compliance function, advising the business on regulatory matters and ensuring compliance with all legal and regulatory obligations. Supporting the Head of Risk & Compliance with the Compliance Monitoring Plan and delivering thematic...

Regulatory reporting and Breaches: Assist with the investigation of regulatory breaches and complaints, monitoring and reporting of risks related to IAGL's group compliance obligations.

With a mature Microsoft stack and clear compliance obligations, they’re hiring a Senior Cloud Security Engineer to strengthen their cloud security posture and lead key initiatives around compliance, monitoring, and incident response. You’ll work across engineering, DevOps, and InfoSec to drive s

The Clinical Service Manager will monitor the day-to-day clinical operational functioning of their area of accountability, to ensure clinical standards are being met and maintained, by monitoring carenotes entries, IRIS compliance and ward round documentation, to ensure it is all-encompassing and...

Social network you want to login/join with:.We're looking for a sharp, data-driven professional to join our Governance Oversight team as a.You'll work closely with our Investment and Portfolio Managers to.Rather than compliance monitoring in the traditional sense, this role is.Analyse front-offic...

The Head of Compliance and Safer Gambling is responsible for ensuring that accurate risk assessment, mitigation planning, and first and second line monitoring regimes are designed with respect to general compliance and safer gambling, and are effectively applied in the conduct of company business...

Assisting the Manager responsible for the compliance monitoring programme in the development and implementation of tests for compliance with the global policies and carrying out tasks set out in the compliance monitoring programme as required;. Providing compliance induction training for all new ...

Supervise daily warehouse operations, allocating and monitoring workloads. Maintain warehouse systems and ISO9002 compliance. Step in for the Warehouse Manager when required.

Working closely with our Head of Compliance and Risk, youll help shape and execute our annual Compliance Monitoring Plan, conduct thematic and periodic reviews, and provide meaningful reporting that supports great client outcomes. Senior Compliance Monitoring Officer - Investment. Compliance Moni...

Supporting, escalating and overseeing the identification and resolution of regulatory incidents as well as reporting relevant incidents to regulatory authorities. You are a regulatory compliance subject specialist and able to take responsibility for executing regulatory processes and monitoring c...

Contribute to the success of the global Trade Surveillance team and the wider EMEA Regulatory Compliance team. This includes monitoring, surveillance, and advice for Trade Floor personnel on PIMCO's policies and procedures as well as the applicable regulatory framework. Advise the business in nav...

They are looking for a Compliance Analyst to join the London-based team. Owning the implementation and improving of the Compliance Monitoring Programme.

Participate in data mapping activities and assist with vendor data protection assessments. Work with Data Protection Champions across the business to promote good data practices. Assist in monitoring internal compliance with UK GDPR and EU data protection standards.

The Compliance Manager - Monitoring collaborates with Local Compliance Officers, Compliance Managers, business units, and functions to analyze compliance risks and control performance. Work with the Legal and Compliance teams, the business, and external parties to support compliance reviews and a...

We’re currently looking to hire a Junior Trader to join L&G Asset Management and the London-based Equity & FX trading team, which sits within the Global Trading & Liquidity Management Team. Managing and monitoring the execution of a range of Equity, FX, listed and OTC derivatives in compliance wi...

The Financial Crime Compliance Team (FCC Team) forms part of Saffery's wider risk management function. The FCC team is responsible for ensuring Saffery's compliance with AML regulations and we are recruiting for an analyst to join our ongoing monitoring.

Experience in compliance program management, legal, governance, audit, risk/loss prevention, or equivalent. Are you ready to revolutionize how one of the world's most innovative companies approaches compliance monitoring? We're looking for an exceptional Assurance Manager to join our UK and EU te...

Senior Delegated Underwriting Assistant.The key purpose of this role is to provide support to the Delegated Underwriting Manager in any activities relating to the monitoring and compliance with underwriting requirements as set out within the Lancashire Delegated Underwriting policy and procedures...

Compliance / Trade Monitoring Surveillance experience. Ensuring compliance with Regulatory Rules. Reporting findings in weekly Compliance meetings and monthly reports to directors.

Overseeing the effective and efficient management of transactional monitoring alerts, ensuring they are addressed within agreed SLAs. Embedding a strong culture of financial crime compliance and awareness across the business, ensuring the response to incidents is swift, effective, and appropriate...

Strategic Implementation Analyst I. May be involved, to some extent, in developing and overseeing the implementation of procedures or controls related to compliance requirements within the overall business processes, directly or indirectly monitoring functions that, on a daily basis, ensure proce...

Exposure to investment compliance, compliance monitoring or investment operations. The ideal candidate will have experience working in an investment compliance role with an asset manager with a working knowledge of a variety of asset classes. Maintaining the compliance monitoring system.

The Sustainability Administrator will provide efficient and proactive administrative support to the sustainability team by monitoring and processing incoming sustainability information to ensure accurate and timely fulfillment of our compliance obligations. Collect and check incoming proof of sus...

The Credit Risk Analyst will support the Head of Risk in compliance with the credit risk policies and procedures and promote a sound environment for granting, measuring, monitoring, and controlling credit risk. A successful Credit Risk Analyst should have:. Present credit risk assessments and rec...

The primary purpose of the Programme Quality Engineer is to deliver Mission Assurance support across assigned bids and projects/programmes, monitoring progress of Hardware and Electrical aspects of complex system development for technical and process compliance with a focus on oversight, inspecti...

You will take charge of monitoring tasks outlined in the Department’s Compliance Monitoring Plan, conduct thorough file reviews, and produce detailed compliance reports. Your expertise will guide our compliance strategies across various functions, helping to mitigate risk and foster a culture of ...

You will work directly with the Transaction Monitoring Manager on large scale engagements to complete client KYC adoptions and reviews, ensuring strict adherence to internal KYC policy and procedures & Anti-Money Laundering (AML) Compliance requirements. My client, a leader in the foreign exchang...

At least 4 years’ experience in a Compliance role or equivalent in retail financial services. Perform a range of regular compliance monitoring in order to identify and understand real or potential issues and risks to our customers and the firm, and to provide meaningful actions to remedy and miti...

Assist the Head of Risk & Compliance in compiling the Compliance Monitoring Plan. Work with the Head of Risk & Compliance and the business (including Munich Re Group businesses) to implement, embed and provide ongoing monitoring of legal and regulatory developments, identifying opportunities to c...

Compliance Monitoring Manager (CMM) and Safety Manager (SM) (all Regulatory Bodies). For all issues relating to Safety & Compliance, report to the Accountable Manager.

Have a good understanding of relevant legislation, the PRA and FCA Handbooks. Ensure that the Compliance RCSAs are complete and up to date. Help plan, prepare and execute the compliance monitoring programme.

Participate in testing the controls contained in the policies as part of the Compliance Monitoring Programme which is an annual schedule of reviews set on a risk basis by the Global Compliance Services Team, in conjunction with the regional Heads of Compliance and the business, across the differe...

Assist in the implementation and monitoring of the firm’s compliance framework and procedures. Support the maintenance of internal compliance registers, including breaches, gifts & hospitality, and conflicts of interest. Conduct routine monitoring activities in line with the firm’s compliance mo

Senior Risk Engineer required for Implementing & Monitoring the Risk Management on major project. Senior Risk Engineer required to work for Principal Contractor on High Speed Rail Project. Responsible for the execution, implementation, and compliance of the Risk Management Plan within the designa...

Providing strategic compliance advice over multiple regulators, anticipating the regulatory compliance needs of our clients. Undertaking compliance projects, monitoring reviews, and drafting compliance collateral both internally and externally. Conducting compliance training.

When you join Quintet, you are joining a company that values diversity of background, equal access to opportunities, career development, collaboration, and inclusiveness.We want our employees to feel proud of being part of a company committed to doing the right thing.You will have the opportunity...

MERJE are supporting a boutique Private Equity firm in their search for a Compliance Associate in London.You’ll be responsible for overseeing the day-to-day compliance monitoring program within a small legal and compliance team, engaging in a diverse range of tasks.Key responsibilities include id...