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Working with both the Compliance Manager and Complaints Specialist, the Compliance Officer will provide regulatory support and guidance to the business to ensure regulatory obligations are met. Review marketing materials for compliance. ICA or similar compliance qualifications ideal.

The Compliance and Risk officer is responsible for identifying and mitigating compliance risks, ensuring adherence to UK regulatory frameworks, including GDPR, the Office for Students (OfS) requirements, and internal policies. Collaborate closely with stakeholders across ECT to identify and addre...

Manage the Compliance Monitoring activities, ensuring timely and accurate completion. Act as an internal advisor to business functions, providing practical, risk-aware compliance guidance. Maintain accurate records of compliance interactions and decisions.

The Compliance Monitoring Officer will play a vital role in supporting the Head of Compliance with conduct risk and compliance assurance activities. If you're an experienced Compliance Monitoring Officer looking for a challenging role in a dynamic environment, apply now to take your career to the...

The Compliance Monitoring Officer will play a vital role in supporting the Head of Compliance with conduct risk and compliance assurance activities. Required knowledge and experience for the Compliance Monitoring Officer role:. If you're an experienced Compliance Monitoring Officer looking for a ...

Working with both the Compliance Manager and Complaints Specialist, the Compliance Officer will provide regulatory support and guidance to the business to ensure regulatory obligations are met. Review marketing materials for compliance. ICA or similar compliance qualifications ideal.

The Compliance Officer will monitor, audit, and enforce compliance with government regulations industry standards (e.

Our client, a respected investment management and financial advisory firm based in Swansea, is seeking a diligent and proactive Compliance Officer to support their compliance function. Conduct risk assessments and compliance audits to identify and evaluate potential compliance risks. Champion bes...

This role presents a fantastic opportunity for a compliance professional with general insurance experience to take on meaningful responsibility within a well-established but evolving firm. Deliver and monitor a risk-based compliance framework that aligns with the firm’s wider governance objective...

Prior compliance experience within a general insurance or related financial services environment. This role presents a fantastic opportunity for a compliance professional with general insurance experience to take on meaningful responsibility within a well-established but evolving firm. Deliver an...

Work with the London Compliance Officer to provide trade compliance support to the teams in London with some assistance to the equivalent teams in New York. Assist the Compliance Officer to educate and train employees on compliance issues and industry developments. Pre-trade compliance support in...

The Compliance Monitoring Officer will play a vital role in supporting the Head of Compliance with conduct risk and compliance assurance activities. Required knowledge and experience for the Compliance Monitoring Officer role:. Key Responsibilities of the Compliance Monitoring Officer:.

COMPLIANCE OFFICER – MANUFACTURING. Morgan Philips Specialist Recruitment are presently representing a global leader in the field of manufacturing for the automotive sector in their search for a Compliance Officer. Stay updated on industry trends to enhance compliance programs.

Group Chief Risk and Compliance Officer (SMF16/SMF4). Group Chief Risk and Compliance Officer. Mentor and develop a high-performing compliance and risk team, promoting continuous learning and development.

They are currently seeking a Compliance Officer to join their Compliance team and contribute to the success and growth of the firm. As a Compliance Officer, you will play a crucial role in maintaining and enhancing the firm's compliance programme. Compliance Officer (Generalist) – Hedge Fund - Lo...

The Compliance and Risk officer is responsible for identifying and mitigating compliance risks, ensuring adherence to UK regulatory frameworks, including GDPR, the Office for Students (OfS) requirements, and internal policies. Collaborate closely with stakeholders across ECT to identify and addre...

Coopman Search and Selection are delighted to partner with a top tier multi-strat hedge fund witch circa $3 billion AUM, who are looking hire a Compliance Officer to work alongside the Head of Compliance and a compliance analyst. In this role you will work alongside the Head of Compliance as an e...

Working with both the Compliance Manager and Complaints Specialist, the Compliance Officer will provide regulatory support and guidance to the business to ensure regulatory obligations are met. Review marketing materials for compliance. ICA or similar compliance qualifications ideal.

We are recruiting for a Compliance Officer to join an established team within a thriving international law firm. We’re looking for a detail-oriented individual with at least 3 years of experience in a compliance-focused role, preferably within a law firm. Implementing and maintaining information ...

Manage the structure of, and compliance with, the organisation's equipment calibration register. Own and maintain compliance documentation, including procedures, work instructions, control plans, and risk assessments. Plan, execute, and report on internal audits across departments to verify compl...

To support this ongoing growth, they are seeking a Compliance Officer who is detail-driven, proactive, and passionate about maintaining high standards in data quality, audit-readiness, and funding compliance. Educated Appointments are proud to be working in partnership with a highly respected and...

We are looking to appoint an experienced financial services Compliance Officer to maintain and develop an effective conduct and regulatory risk framework to ensure that the Arbuthnot Latham (AL) Group (Core and Subsidiaries) operates in compliance with all regulatory requirements. Own the Complia...

As a Senior Compliance Officer in the Right to Work team, you’ll play a vital role in ensuring the firm’s compliance with UK immigration legislation and Home Office requirements. Why Join KPMG as a Senior Compliance Officer?. Partnering with the Immigration team to support visa applications and

Job Title: Quality and Compliance Officer.

The Compliance Officer will monitor, audit, and enforce compliance with government regulations industry standards (e.

Driver Trainer and Compliance Officer. Are you an experienced and qualified Driver Trainer and Compliance Officer? If so, we would love to hear from you!. Staffline is recruiting a Driver Trainer and Compliance Officer in.

Record and manage any non-compliance incidents, notifiable breaches and/or risk incidents, reporting to the Compliance Officer and ensuring the incident log is up to date. Provide operational compliance advice/approval to business functions in efficient and effective manner, ensuring the operatio...

Job Title: Quality and Compliance Officer.

Support the Compliance department to ensure effective governance, internal controls, and regulatory compliance across SIEL’s operations. Contribute to the development and delivery of compliance training, and assist with drafting or revising compliance policies and procedures. Compliance Support &...

Job Title: Quality and Compliance Officer.

We're Hiring: Compliance Officer | Specialist Financial Services. Head of Compliance / Deputy Head. Support the production of monthly and quarterly compliance reports.

We are seeking an immediately available Compliance Officer for a brilliant 12 month opportunity within a progressive organisation who are experiencing continued success!. This role will be responsible for monitoring, providing compliance support and advice to the business on a wide range of compl...

As a Senior Compliance Officer in the Right to Work team, you’ll play a vital role in ensuring the firm’s compliance with UK immigration legislation and Home Office requirements. Why Join KPMG as a Senior Compliance Officer?. Partnering with the Immigration team to support visa applications and

We are seeking an immediately available Compliance Officer for a brilliant 12 month opportunity within a progressive organisation who are experiencing continued success! This role will be responsible for monitoring, providing compliance support and advice to the business on a wide range of compli...

Coopman Search and Selection are delighted to partner with a top tier multi-strat hedge fund witch circa $3 billion AUM, who are looking hire a Compliance Officer to work alongside the Head of Compliance and a compliance analyst. In this role you will work alongside the Head of Compliance as an e...

The Compliance Officer will monitor, audit, and enforce compliance with government regulations industry standards (e.

Lutine Bell are currently supporting a rapidly growing Wealth Manager looking to appoint a Compliance Officer into their 1LOD. Previous compliance experience in a first line capacity, including an understanding of how a three lines of defence model works.

Collaborate closely with stakeholders across ECT to identify and address risk and compliance issues Implement and monitor compliance initiatives, ensuring a lifecycle of continuous improvement, including regular quality reviews (audits) Creating new, and revise existing, policies and procedures a...

COMPLIANCE OFFICER – MANUFACTURING. Morgan Philips Specialist Recruitment are presently representing a global leader in the field of manufacturing for the automotive sector in their search for a Compliance Officer. Assist the Quality Team with product compliance requirements.

Collaborate closely with stakeholders across ECT to identify and address risk and compliance issues Implement and monitor compliance initiatives, ensuring a lifecycle of continuous improvement, including regular quality reviews (audits) Creating new, and revise existing, policies and procedures a...

We're Hiring: Compliance Officer | Specialist Financial Services. Ability to clearly communicate technical compliance matters in a practical, business-friendly way. If you're detail-oriented, proactive, and looking for the next step in your compliance career — this could be the role for you.

The Compliance Monitoring Officer will play a vital role in supporting the Head of Compliance with conduct risk and compliance assurance activities. Required knowledge and experience for the Compliance Monitoring Officer role:. If you're an experienced Compliance Monitoring Officer looking for a

Assist the Compliance Officer to educate and train employees on compliance issues and industry developments. Work with the London Compliance Officer to provide trade compliance support to the teams in London with some assistance to the equivalent teams in New York. Be a resource to business group...

Collaborate closely with stakeholders across ECT to identify and address risk and compliance issues Implement and monitor compliance initiatives, ensuring a lifecycle of continuous improvement, including regular quality reviews (audits) Creating new, and revise existing, policies and procedures a...

To support this ongoing growth, they are seeking a Compliance Officer who is detail-driven, proactive, and passionate about maintaining high standards in data quality, audit-readiness, and funding compliance. As a Compliance Officer, you will be a vital link between operational teams and the seni...

Collaborate closely with stakeholders across ECT to identify and address risk and compliance issues Implement and monitor compliance initiatives, ensuring a lifecycle of continuous improvement, including regular quality reviews (audits) Creating new, and revise existing, policies and procedures a...

They are currently seeking a Compliance Officer to join their Compliance team and contribute to the success and growth of the firm. As a Compliance Officer, you will play a crucial role in maintaining and enhancing the firm's compliance programme. Compliance Officer (Generalist) – Hedge Fund - Lo...

Lutine Bell are currently supporting a rapidly growing Wealth Manager looking to appoint a Compliance Officer into their 1LOD. Horizon Scanning for any new or updated regulation and assessing any potential impact on both Saltus and our clients Requirements: - Level 4 Diploma Qualified in Regulate...