Financial compliance jobs in Derby - Page 2Create job alerts

Leading the financial crime compliance function, offering guidance to partners, lawyers and business services teams on issues such as AML, sanctions, and bribery. Managing and developing the compliance team, including performance reviews and resource planning. Advising on broader compliance topics s

Compliance & Financial Crime Manager - Hertfordshire, HP2 4YLCompliance & Financial Crime ManagerHemel Hempstead, Hybrid (3 days/ week in office)Annual salary + bonus and benefitsJoin us as our Compliance & Financial Crime Manager and take the lead in safeguarding our business by ensuring full adher

The successful candidate will manage tax compliance across multiple jurisdictions, oversee VAT and global sales tax processes, and lead tax projects.

Compliance Manager: Financial Crime & UW Advisory. As a Compliance Manager, you will take ownership of your responsibilities while collaborating effectively with the wider team and will play a key role in driving Convex’s vision to become our clients' favourite insurer. Take ownership of developin

With an international presence and a strong compliance culture, they are an excellent employer. Supporting with gathering information on new or emerging financial crime risks and determining whether enhancements to transaction monitoring scenarios are required. Keeping up to date with changes to ant

A global financial services firm is looking for an Internal Auditor to oversee compliance and corporate governance. Candidates should have at least 3 years of experience in a compliance role, preferably in financial services, and have strong communication and analytical skills.

Extensive experience leading state partnership and corporate tax compliance projects, including multistate filings and apportionment. Significant experience reviewing state taxable income calculations and managing large-scale fund compliance projects.

A global consulting firm in the UK is seeking a Business Analyst specializing in Financial Crime to support KYC AML Sanctions onboarding.

They're growing, they're respected, and they're offering a rare chance to join their compliance team in a fully remote capacity. Supporting the wider compliance team with ongoing monitoring. Level 4 Diploma in Financial Planning (must be diploma qualified).

A leading European financial association seeks an Associate Director for the Compliance Control and Accounting division. The candidate will manage projects related to Financial Crime, AML, and compliance matters. Qualified individuals should have expertise in regulatory conduct, strong analytical sk

Background in financial services, ideally working with hedge funds in a US tax capacity.

A respected financial planning firm in Holmes Chapel is seeking a Financial Planning Compliance Assistant to ensure compliance with FCA standards and support a collaborative team. This role is ideal for candidates with experience in financial compliance, providing a pathway for professional developm

A reputable financial firm in Canterbury is seeking a Financial Compliance Officer to join their team. The role involves monitoring and assuring the quality of financial planning advice, ensuring compliance with FCA regulations.

An established financial services business is seeking an experienced Financial Services and Compliance Manager to lead its administration and paraplanning function. This is a key operational leadership role responsible for driving service quality, compliance standards, workflow performance and team

A financial services firm is seeking a Compliance Officer specializing in financial crime and sanctions. The role involves ensuring adherence to compliance practices, managing regulatory updates, and promoting a compliance culture across the organization.

A leading global financial institution is seeking a Chief Compliance Officer / Head of Non-Financial Risk Management for the UK, Ireland, Middle East & Africa. The ideal candidate will have extensive experience in risk management within financial services, with demonstrated success in regulatory com

A leading compliance-focused organization in Greater London is seeking an experienced Compliance Officer to ensure compliance practices and promote a strong compliance culture. Candidates should have proven experience in Lloyd's market compliance and a solid understanding of financial crime regulati

A leading financial services firm in the UK is seeking an experienced Internal Auditor to join its Compliance & Legal Internal Audit team. The role focuses on auditing financial crime programs including anti-money laundering and sanctions, requiring collaboration with various stakeholders. Candidate

You will be responsible for monitoring market trends, developing governance frameworks, and ensuring compliance with regulatory standards.

We’ve been on the frontline of the world’s response to HIV and AIDS for over 25 years, working with marginalised people who are denied HIV prevention and treatment simply because of who they are and where they live.Set up in 1993 to work with community groups in the countries most affected by th

Associate Consultant to support the Financial Compliance Practice in the delivery of high-quality financial audits and governance programmes to clients as clients seek support as they navigate through an increasingly complex landscape. Work as part of project teams to deliver financial compliance au

Experience working within financial services risk and control projects from. Technical and practical experience related to non-financial risk management and controls (such as review and design of controls, Sarbanes‑Oxley preferred). Ability to work under pressure, deal with ambiguity and be agile

A global marketing advisory firm in Greater London seeks an Associate Consultant in Financial Compliance to support high-quality financial audits.

Candidates must have a Diploma in Regulated Financial Planning and strong knowledge of compliance in the financial services sector. A financial consultancy service in the UK seeks proactive Compliance Consultants. The role involves delivering high-quality compliance consultancy and supporting firms

Reporting into the Group Head of Compliance (SMF16), you’ll have plenty of autonomy to really shape Compliance Advice and Oversight for the Financial Advice arm that’ll be combining cutting-edge digital technology with personal financial advice to modernise wealth management. You’ll lead and s

A leading automotive manufacturer in the UK is looking for an experienced Group Financial Accountant to oversee financial compliance and reporting. You will lead important financial processes, ensuring accuracy and support for the Group's strategic initiatives. The ideal candidate will be ACA/ACCA q

Alpha Financial Markets Consulting (Alpha FMC) is the leading global consultancy to the asset and wealth management industry. A minimum of 10 years proven consulting and/or in-house experience in Compliance, Regulation or Risk or with the FCA. Experience of leading project and/or in-house teams on r

A leading financial group seeks a Data Governance Lead in Greater London, responsible for managing data-related risks and implementing governance strategies. The role requires strong leadership and expertise in compliance frameworks and data management, aiming to foster data literacy within the orga

A leading WealthTech start-up in London is looking for a Compliance professional to shape and lead Compliance operations for their Financial Advice arm. Responsibilities include ensuring FCA compliance, advising management on regulatory changes, and providing oversight of Financial Advice.

The ideal candidate possesses proven experience in compliance roles within banking, has a strong understanding of financial crime regulations, and demonstrates excellent analytical and writing skills. A leading banking institution in Greater London is seeking a professional for a compliance role foc

A financial recruitment agency in the UK is seeking a skilled Regulatory Accountant to join its finance team. The successful candidate will play a key role in delivering accurate and compliant financial reporting. Responsibilities include managing accounting activities, preparing regulatory submissi

A financial consultancy firm in the UK is seeking Compliance Consultants to deliver risk-based consultancy services for financial advice and mortgage firms. Key responsibilities include providing tailored compliance guidance, maintaining positive relationships with member firms, and producing compli

A growing financial planning firm in London seeks a Financial Administrator to provide administrative support to Advisers and Paraplanners. The role involves managing client records, processing applications, and ensuring compliance.

This role involves leading business development initiatives, advising clients on financial crime compliance, and ensuring successful delivery of high-impact projects. The ideal candidate will have extensive experience in financial crime compliance, broad regulatory expertise, and a strong ability to

Within our Financial Services Risk practice, the Banking Non-Financial Risk & Regulatory Transformation team works with our banking and capital markets clients on their most pressing risk and regulatory programmes. Experience working within financial services, specifically regarding non-financial an

A leading financial services firm in the UK is seeking a Head of Non-Financial Risk Management to oversee compliance and operational risk across the UK, Ireland, and the Middle East. This executive role requires over 20 years of experience in Non-Financial Risk Management and strong engagement with

A leading telecommunications company is seeking a Compliance Manager for Financial Crime focusing on anti-bribery and AML. The ideal candidate has over 6 years of experience in financial crime compliance, especially in high-risk environments. This role involves advising on compliance risks, managing

Providing advice and guidance to EMEA front office departments in relation to financial crime escalations to mitigate Financial Crime risk. Working in partnership with 1st line teams so as to ensure that the Bank can undertake business whilst sufficiently mitigating any underlying financial crime ri

This role involves overseeing budgeting processes, managing financial reporting, and ensuring compliance with charity regulations. A community-based charity in Central London is looking for a Financial Controller.

Ideal candidates will possess extensive knowledge of regulatory measures related to financial crime and a minimum of 5 years compliance experience in the insurance industry. This role involves assisting with the implementation of compliance systems and controls for UK regulated entities. A prominent

Extensive experience leading state partnership and corporate tax compliance projects, including multistate filings and apportionment. Significant experience reviewing state taxable income calculations and managing large-scale fund compliance projects.

A prominent national financial firm in the United Kingdom is seeking an experienced Senior Compliance Manager to enhance their governance framework. This key leadership position involves providing expert compliance guidance to support financial planning. Candidates should have extensive experience i

This role offers a global remit, exposure to senior leadership, and the opportunity to shape how financial crime compliance operates in a large, international business. If you’re a financial crime compliance professional looking for a strategic, business-facing role with real impact, we’d love t

Keeping up to date with changes to anti-financial crime law, regulation and industry guidance. General Financial crime and Transaction Monitoring experience. Up to 3 year previous experience working in crime advisory / financial crime generalist role/Transaction Monitoring (Please NOTE – NOT looki

A leading AI firm in financial services seeks a Regulatory Compliance SME to help develop innovative compliance solutions. Ideal candidates should have 5–10 years of experience in regulatory compliance and a strong background in large financial services institutions or consulting firms. This role

Engage with other colleagues across Financial Crime Compliance, Audit etc to ensure awareness of how financial crime effectiveness is being assessed through these other channels and ensure the work of the Assurance team is informed by (and does not duplicate) this. Financial Crime Compliance Officer

Compliance Manager: Financial Crime & UW Advisory. Proven experience within a Financial Crime role for a regulated insurance entity. The Group Compliance function at Convex ensures that we meet regulatory requirements across all product lines and countries within which we operate.

Experience of leading project and/or in‑house teams on regulatory change, compliance and/or risk. Industry recognised subject matter expert in at least one in‑demand area within Risk and Compliance. Undertaking effective account management including financial management.