Financial services compliance jobs in Watford - Page 2Create job alerts

A Financial Services company based in the North Surrey/South London area is seeking a widely experienced Compliance and Governance specialist at Exec level, who offers a mix of broad Business and strong FCA Regulatory Compliance and Governance experience. This includes ensuring compliance with healt

You will oversee delivery of technical financial‑crime expertise and regulatory services to relevant business areas, embed technical expertise and oversight processes, manage compliance risks, and advise on controls and monitoring. Head of Compliance - Financial Crime and Advisory Services. As Hea

Financial Services Tax & Law - US Global Compliance & Reporting - SALT ManagerTax. The team is looking for managers, specifically with US state and local income tax experience in the financial services industry, to help grow the team this year. The role will primarily involve overseeing private equi

Compliance Consultant (Financial Services) Location: Liverpool City Centre Contract Type: Permanent, Full Time Hours: Monday to Friday, 9am-5pm (35 hours per week, 1‑hour lunch) Salary: Dependent on experience Are you an experienced Compliance professional with strong monitoring expertise and a de

Financial Crime & Forensics is part of EY's Financial Services practice: we work closely with financial services clients and regulators to help prevent, investigate and remediate financial crime along with other regulatory risks and issues. Within the Financial Crime & Forensics team you will work o

A recruitment consultancy is looking for an experienced Compliance Consultant to join their growing team in Liverpool. This role involves ensuring compliance with regulatory requirements and industry standards. The candidate should have strong compliance monitoring skills, excellent IT literacy, and

A leading financial advisory firm in Greater London is seeking an experienced Assistant Manager / Manager to join their Financial Services Group. The role involves conducting audits and providing compliance advisory services within the banking and financial sectors.

The candidate must have significant experience in financial services, particularly in assessing customer outcomes.

This senior role involves ensuring compliance with local tax laws, managing a small team, and influencing business strategy through effective tax planning. A leading financial institution in Greater London is seeking a Tax Director to oversee the Europe and APAC tax function.

A leading financial services firm in the UK seeks a Regulatory Lawyer Assistant Vice President to support the legal team in navigating the complex UK and EU regulatory landscape. The ideal candidate will have substantial experience in financial services law and be a qualified lawyer. Responsibilitie

Candidates who value the compliance and reporting function as a crucial element of Financial Services Tax. Build a strong career foundation with access to significant advisory and compliance work. Manager or Senior Manager level, with strong UK tax compliance and advisory expertise.

You will work on the execution of a variety of projects including investigations, financial crime framework reviews, risk assessments, claims and disputes, fraud and prevention, and compliance programme development within the financial services sector. Financial Services - Investigations & Complianc

A financial risk advisory firm is seeking a full-time Legal and Compliance Counsel to strengthen its legal function. The role is suitable for a qualified solicitor with around 2 years’ post-qualification experience in the financial services sector, emphasizing contractual drafting and analytical s

Financial Crime & Forensics is part of EY’s Financial Services practice: we work closely with financial services clients and regulators to help prevent, investigate and remediate financial crime along with other regulatory risks and issues. Within the Financial Crime & Forensics team you will work

Act as Compliance Officer and MLCO, fulfilling Key Person responsibilities. Maintain and monitor the firm’s compliance framework and policies. Advise the Board on compliance and deliver staff training.

A leading financial services firm in Greater London seeks a Consultant/Senior Consultant to join its Financial Services Group. Responsibilities include conducting risk-based audits, providing regulatory compliance advisory, and assisting with corporate governance practices. Candidates should possess

The ideal candidate has extensive experience in UK regulatory compliance within financial services, proven leadership skills, and the ability to influence senior stakeholders. This senior role involves developing the compliance framework, ensuring regulatory adherence, and fostering a strong culture

A financial regulatory body in the United Kingdom is seeking a SCV Data Assurance Analyst to audit processes and controls of Banks and Building Societies. The role involves delivering compliance audits, analyzing customer view data, and acting as a subject matter expert in SCV.

Background in financial services, ideally working with hedge funds in a US tax capacity. EY teams work across a full spectrum of services in assurance, consulting, tax, strategy and transactions. Fueled by sector insights, a globally connected, multi‑disciplinary network and diverse ecosystem part

The firm specializes in financial services regulation and compliance, advising banks, insurers, and fintechs on various obligations and business structures. A leading UK law firm in Greater London seeks a senior Financial Services Regulatory lawyer to join their team. Candidates should have extensiv

A leading financial services firm in the UK is seeking an experienced Financial Controller to manage all financial activities. This pivotal role requires expertise in financial management, compliance with UK GAAP, and leadership skills to oversee a team. Responsibilities include producing accurate f

Within the Financial Crime & Forensics team you will work on the execution of a variety of projects including investigations, financial crime framework reviews, risk assessments, claims and disputes, fraud and financial crime prevention, and compliance programme development within the financial serv

As Head of Compliance - Financial Crime and Advisory Services, you will manage a team that supports the business with understanding and adhering to complex regulatory requirements. You will oversee delivery of technical financial crime expertise and regulatory services to relevant business areas, em

Financial Services Tax & Law - US Global Compliance & Reporting - US Tax - Senior. Background in financial services, ideally working with hedge funds in a US tax capacity. Fueled by sector insights, a globally connected, multi-disciplinary network and diverse ecosystem partners, EY teams can provide

You will lead interaction with the first line financial crime team and embed a robust financial crime oversight framework, key outsourcers, supporting the Head pf Compliance with the Compliance plan, creating reports for boards and committees and interaction with Swiss and European colleagues. Acros

Financial Services Tax & Law - US Global Compliance & Reporting - US Tax - Manager. Background in financial services, ideally working with private equity funds in a US tax capacity. Ability to manage large scale fund compliance projects involving 5,000+ hours, multiple funds/deliverables, and cross-

We support some of the most prestigious organisations in the world, across financial services, commerce & industry, and professional services. Our services include executive search and market intelligence within the Legal, Compliance and Corporate Governance practice areas, while our Legal Services

Position at The Maples Group (Financial Services). Fiduciary team as part of our financial services business in Jersey. Co-ordinating any necessary submission with the Jersey Financial Services Commission for the purpose of registrations, de-registrations and updates to client entities.

Compliance Consultant - Managed Services - Financial Services Advisory Firm. Miryco Consultants is working with a boutique financial services advisory firm who are in growth mode and looking for highly motivated Senior Consultants/Managers to join their Managed Services team. Support delivery of reg

Background in financial services, ideally working with private equity funds in a US tax capacity. Ability to manage large scale fund compliance projects involving 5,000+ hours, multiple funds/deliverables, and cross-border teams of 10+ individuals. EY teams work across a full spectrum of services in

This role requires a strong background in financial services compliance, ideally with previous experience at a retail investment broker. A leading investment platform in the UK is seeking a Senior Compliance Manager to oversee compliance initiatives and manage regulatory risks. Successful candidates

A leading financial services provider is hiring an AML Services Business Compliance Officer in Jersey (Hybrid). This role encompasses crucial regulatory responsibilities such as acting as the MLRO, ensuring compliance with local regulations, and undertaking periodic reviews. Ideal candidates will ha

A global consulting firm is looking for a Senior in Financial Crime & Forensics in London. The ideal candidate will have a strong academic background and experience analyzing financial information.

Ideal candidates will have a degree in Accountancy or Business Law, with at least three years of experience in the financial industry. A leading financial advisory firm is seeking motivated professionals for the Consultant/Senior Consultant role. Responsibilities include conducting risk-based audits

A financial advisory firm in Gerrards Cross seeks an experienced IFA Administrator to support advisers and manage client documentation.

Extensive experience leading state partnership and corporate tax compliance projects, including multistate filings and apportionment. Significant experience reviewing state taxable income calculations and managing large-scale fund compliance projects. EY teams work across a full spectrum of services

Ideal candidates will have senior level experience in Financial Services compliance and proven capabilities in managing relationships with the FCA. A leading Investment Management firm in York and North Yorkshire is seeking an experienced Compliance professional. This role involves providing regulat

Experience in financial crime, AML, or compliance roles. UK AML regulations and financial crime controls. Financial Crime Analyst - Hertfordshire.

Millennium Hotels and Resorts UK are looking for a Financial Analyst who will be working closely with our Central Finance service team: reporting to Director of Operational Finance UK/EU.

Key ResponsibilitiesSupport the preparation of monthly, quarterly, and annual financial forecasts and performance reportsAssist with the maintenance, development, and execution of financial planning models, and perform scenario sensitivity analysis using AnaplanAnalyse asset portfolio performance an

Compliance Management,Risk Management,Financial Services,PCI,Banking,Cost Accounting Standards,Quality Systems,Research Experience,NIST Standards,Securities Law,SOX,ISO 27000. Compliance Discovery & Risk Management:. Were seeking a detail-oriented proactive and highly organized Compliance Specia

Being a security and compliance champion in promoting and developing awareness of different security and compliance risks and best practices across the company. The Governance, Risk and Compliance Analyst role works collaboratively with stakeholders across the business on various activities related

As a Compliance and Payroll Administrator youll be the cornerstone of our contractor payroll compliance process ensuring all documentation contracts and candidate checks meet legal and company standards before payroll submission. Youre a proactive detail-oriented professional who excels at ensuring

To provide expert and strategic advice to the UK Board and Senior Management team on regulatory, compliance SM&CR, corporate governance issues and evolving regulatory expectations ensure the organisations full compliance with applicable laws and regulations. Responsible for compliance function opera

Where necessary support the planning function to allow for an efficient service delivery to meet agreed targets and supporting overall contact centre activity for compliance including fire risk assessment actions. Health Cash Plan - facility to claim cashback for dental optical and physiotherapy cos

A leading property management company in the public sector are improving operating model and business processes as part of the implementing of a digital compliance system and have an opportunity for a Business Analyst to play a key role in the development of an operating model and delivery of system

A successful secondary school in Coventry is seeking a highly organised HR & Compliance Administrator to support its staffing and safeguarding processes from January 2026. You will work closely with senior leaders and the business team to manage recruitment vetting and compliance processes. Ensu

Konexo Financial Services is continuing to build its Business Analyst bench to support project-led work across a range of Financial Services clients. Konexo Financial Services offers the opportunity to work across a portfolio of high-quality regulatory programmes, with support from a dedicated resou