Financial services compliance jobs in Watford - Page 3Create job alerts

Extensive experience leading state partnership and corporate tax compliance projects, including multistate filings and apportionment. Significant experience reviewing state taxable income calculations and managing large-scale fund compliance projects. EY teams work across a full spectrum of services

An established financial services business is seeking an experienced Financial Services and Compliance Manager to lead its administration and paraplanning function. Proven leadership experience within financial services, wealth management or IFA operations. Long-term career progression within financ

A leading Financial Services firm is seeking a Compliance Auditor to join their team in Germany. The ideal candidate will have 2-6 years of experience in compliance, internal audit, or internal controls.

Background in financial services, ideally working with private equity funds in a US tax capacity. EY teams work across a full spectrum of services in assurance, consulting, tax, strategy and transactions. Fueled by sector insights, a globally connected, multi-disciplinary network and diverse ecosyst

Banking & Financial Services is seeking a VAT Assistant Manager to join its expanding tax function in Greater London. This role is pivotal in enhancing VAT compliance and developing processes within a technology-driven environment.

Candidates should have a diploma or equivalent and 2-5 years of experience in compliance within the financial advisory industry. SYNERGY FINANCIAL ADVISERS LTD. Risk and Compliance department in ensuring legal and ethical operations.

The team is looking for managers, specifically with US state and local income tax experience in the financial services industry, to help grow the team this year. The role will primarily involve overseeing private equity fund US state tax compliance engagements for clients with appropriate considerat

A national financial advisory firm is seeking a Compliance Manager to enhance the compliance framework. Applicants should have a Level 4 qualification in financial services, a strong understanding of UK FCA requirements, and experience in a compliance or risk function within an IFA firm. The role in

Candidates must have a Diploma in Regulated Financial Planning and strong knowledge of compliance in the financial services sector. A financial consultancy service in the UK seeks proactive Compliance Consultants. The role involves delivering high-quality compliance consultancy and supporting firms

Proven experience conducting investigations within financial regulated, compliance‑focused or enforcement environments. Are you driven by fairness, truth, and the confidence to stand up to complex financial and ethical challenges? This is a rare opportunity to step into a pivotal role at the heart

A well-regarded consultancy in Greater London is seeking a Regulatory Compliance Associate to support financial services clients with compliance monitoring programs, regulatory submissions, and research on regulatory developments. The ideal candidate will have previous compliance experience in finan

This role involves designing and optimizing contact flows tailored for financial services, ensuring compliance with regulations like PCI-DSS and GDPR. Candidates should have a strong background in Amazon Connect and the ability to integrate it with financial systems. The position requires hands-on e

A leading financial services firm is seeking an experienced Financial Services and Compliance Manager to lead its compliance operations and paraplanning function.

A leading financial services consultancy is seeking an Assistant Manager to develop their IT Audit team. Candidates must possess extensive knowledge of IT compliance issues, have 3-5 years of project experience, and be proficient in creating Microsoft Access databases.

An international consulting firm is looking for an experienced Senior Business Analyst in Greater London to lead analysis and documentation of business requirements.You will gather, document, and analyze requirements from various stakeholders and define project scope and objectives.The ideal candida

Centralis Group is looking for a Compliance Officer in London. The ideal candidate will have a minimum of four years' experience within a compliance team of a UK Corporate Service Provider. Responsibilities include overseeing regulatory obligations, preparing internal and external reports, and advis

Our Financial Crime & Forensics team works closely with financial services clients and regulators to help prevent, investigate and remediate financial crime along with other regulatory risks and issues. You will help create a positive learning culture and support the execution of investigations, fin

A growing, FCA-regulated financial services organisation is looking to appoint a senior Compliance leader to support the continued evolution of its business. Experience within investment and/or advisory-led financial services businesses. You’ll play a key role in shaping how compliance supports th

We are recruiting a leader with deep expertise in trade compliance activities that will have a passion for leading the division’s trade compliance, while working closely with a growing business. Competently skilled in Trade compliance including global imports, exports, export controls, duty drawba

Just Mortgages is seeking a Quality & Compliance Supervisor to oversee the implementation of compliance standards and lead a talented team. The role involves monitoring performance, supporting new brokers, and ensuring adherence to financial regulations.

As a Compliance Administrator in our People Services team, you’ll act as a subject matter expert for employee rights and statutory requests across our workforce of over 16,000 colleagues. Experience with GDPR, DSARs, audits, or compliance processes would be highly beneficial — but we’re also o

If you are a resilient compliance specialist who thrives in a collaborative and intellectually challenging environment, we would love to hear from you. In this role, you will be part of a sophisticated, international risk and compliance function, ensuring the firm manages legal and commercial confli

Knowledge of FAFT 40 recommendations, JMLSG Guidance notes, Money Laundering regulations, financial crime guide and relevant industry guidance essentials. To abide by the requirement of the FCA’s Consumer Duty Regulations to place customers’ needs first to ensure fairness and good value remains

In this role, you will play a pivotal part in supporting the London-based team with critical compliance tasks, focusing primarily on conflict searches and new business intake. We’re looking for a detail-oriented individual with at least 3 years of experience in a compliance-focused role, preferabl

Launch Your Cyber Security Career – Job Guaranteed! Cyber attacks are rising, and companies need skilled professionals now more than ever.With Newto Training’s Cyber Security Career Programme, you’ll gain 4 top certifications (Azure Fundamentals, CompTIA Security, CompTIA CySA, Forescout FSCA)

This is a great opportunity for new Senior Financial Analyst to join the University’s Finance Office.

JOB DESCRIPTION Customer Service: Product Specialist (German or French Speaking) Were looking for new Product Specialists with a track record of delivering high-quality Customer Service, ideally online via a digital ticketing system, and comfortable in a fast-paced environment.Are you ready to apply

As our new Governance, Risk and Compliance Analyst, you'll get hands‑on with some of our most exciting initiatives yet. You’ll help mature our core compliance frameworks and play a key role in shaping our approach to AI security and governance. You’ll partner with our security, risk and engine

The Compliance Financial Crime Risk Frameworks (FCR) team is responsible for global Compliance frameworks covering four key financial crime risks: Fraud, Bribery and Corruption, Money Laundering and Terrorist Financing, and Economic Sanctions. Compliance Officer - Sanctions Risk Framework Owner (Hyb

A London-based educational institution is seeking an Academic Services Administrator for full-time work to enhance academic administration and support international students. Responsibilities include managing academic processes, ensuring regulatory compliance, and maintaining a high-quality student

We are recruiting on behalf of our client for a Compliance Administrator to support regulatory and compliance processes. Assist teams with compliance procedures. Previous administration or compliance experience.

Apply today to join a dynamic team in the financial services sector.

You will work closely with the General Manager and Heads of Department to drive employee engagement and ensure compliance with legal requirements.

NRL is seeking an Apprentice Administrator for the North London Heat and Power Project in Edmonton.This role involves providing essential administrative support while working towards an NVQ qualification with full training provided.Applicants should demonstrate a strong work ethic, attention to deta

Provide administrative and coordination support to Workforce teams across recruitment, onboarding, and compliance. Manage pre‑employment checks and documentation in line with compliance, policy, and confidentiality standards. Maintain and update internal systems to ensure compliance records remain

A leading infrastructure services company in the United Kingdom is looking for a proactive Office Administrator to ensure smooth office operations and compliance standards. This full-time position involves managing administrative support, organizing meetings, and maintaining compliance records. The

To join the Southampton Compliance Operations Team in the execution of various compliance functions, operating as the centre of excellence for our compliance operations in Europe. Our compliance remits will include executing efficient Compliance Monitoring Programme ("CMP") testing for several juris

Responsibilities include coordinating administrative tasks, maintaining compliance records, and assisting in health and safety documentation.

James's Place Wealth Management is looking for an enthusiastic Practice Administrator in Guildford.The role requires providing vital administrative support within a busy team in a highly respected firm.Candidates must demonstrate exceptional communication skills, attention to detail, and the ability

Nottingham City Council is seeking an Information Compliance Administrative Officer to join their team in a hybrid working environment. The successful candidate will play a pivotal role in managing records and ensuring data protection compliance.

This role involves supporting apprentices and employers with clear guidance while ensuring compliance with funding requirements.

This permanent, onsite role involves managing waste processes, ensuring compliance, and supporting health and safety initiatives.

A customer service provider in Hemel Hempstead is seeking a Customer Service Advisor to join their Operations team.This full-time, permanent position requires you to handle incoming queries, provide clear information, and log customer enquiries.Ideal candidates should have at least 2 years of experi

We enjoy working together and can always rely on each other’s support.You’ll be part of a great team who will always support you, and make sure you feel fully informed about the direction of the business and your role in it.Act as a Customer Service Advisor, meeting deadlines and handling sensit

Includes new account and pricing set up, order entry and queries and internal communication with operations and sales teams* Raises manual notes for permitted scenarios and updates Manual Log* Raises credit notes adhering to the credit note request procedure* Takes payments from customers and reconc

We're currently hiring Customer Service Advisors for our central team based in Kirkby Thore.We want our customers to be as valued and appreciated as our colleagues are, so we're looking for people who can bring their personality and experience to the role and be a great ambassador for our business.A

American International Group is seeking a Compliance Administrator for a 6-month maternity contract. In this role, you will support the preparation and submission of compliance reports, manage policy registers, and assist in the department's efficient operation. The ideal candidate will have adminis

The role is compliance heavy and will see you undertaking recruitment administration, compliance and HR duties. Experience of working in either education, financial services, legal or any other heavily regulated industry as an administrator is essential for this role. Do you have experience in compl