Regulatory compliance jobs in St Albans - Page 11Create job alerts

Senior Partnership Regulatory Compliance OfficerLocation: BrightonSalary: £26,520 - £32,240Our client is more than just an educational institution - they are a vibrant community dedicated to nurturing creativity and empowering students to reach their full potential.

A respected investment management firm is seeking a Compliance Officer to lead their ESG and Sustainability compliance regimes. The role requires a minimum of 4 years of experience in compliance either in alternative or traditional asset management and strong knowledge of relevant regulations such a

A biopharmaceutical company is seeking a Regulatory Director to oversee regulatory strategies and ensure compliance for product development. The ideal candidate will have over 8 years of experience in regulatory affairs, a BS / BA in life sciences, and effective communication skills.

A growing commercial broker in Greater London is seeking a Senior Compliance Executive to support day-to-day operations and ensure regulatory compliance. This role involves tracking compliance actions, developing positive relationships within the business, and undertaking regulatory assessments. The

A leading property services company is seeking a Product Governance Partner to join its Risk and Compliance function. The role involves ensuring compliance with product governance frameworks while partnering with both internal and external stakeholders.

We eliminate compliance risks for healthcare providers through robust, technology-driven regulatory safeguards. Send your CV and a brief overview of your regulatory/compliance experience to:. Regulatory/Compliance Manager Application [Your Name].

The role involves managing ESG regulatory disclosures and driving compliance across the organization. A leading global financial services company is seeking a Vice President for ESG Regulatory Programs to join its Sustainability Hub.

A leading recruitment firm seeks a Head of Compliance and Regulations to oversee compliance for a rapidly growing fintech company. Ideal candidates will have 6-10 years in compliance, knowledge of KYC/AML processes, and the ability to operate across jurisdictions. This fully remote role involves man

A professional services company in Greater London is seeking a Manager for Regulatory Assurance to lead client engagements. The successful candidate will have a background in compliance and risk management within the insurance sector.

Ideal candidates will have significant experience in regulatory and compliance law, particularly in complex environments like commodities or financial services. A global marketing firm in London is seeking a qualified lawyer to oversee legal and compliance matters.

A growing commercial broker in Greater London is seeking a Senior Compliance Executive who will support day-to-day operations and ensure regulatory compliance. The successful candidate will track compliance actions, build relationships within the organization, and conduct regulatory assessments.

Work at the forefront of AI in regulatory compliance. Get notified about new Regulatory Compliance Specialist jobs in. Regulatory Compliance SME – AI & Financial Services.

This full-time role demands expertise in delivering high-quality services while ensuring compliance with statutory requirements.

Candidates should have 1–2 years of regulatory compliance experience and proficiency in Excel. A global payments technology company is seeking a Regulatory Compliance Analyst in London. The role involves ensuring compliance with FCA regulations, performing internal client money reconciliations, an

We’re looking for a UK Regulatory Assurance Senior Manager to cover maternity absence for a period of up to 24 months, who will focus on developing and maintaining our regulatory compliance monitoring and testing plan for the UK and leading the team in executing this plan. You will work with colle

A UK-based financial institution is seeking a Compliance Risk Manager to enhance and maintain its compliance culture and risk management framework. Responsibilities include governance compliance advisory, regulatory change management, and supporting the bank's activities in derivatives and structure

A financial services firm in the United Kingdom is seeking a Compliance Officer to oversee compliance frameworks, liaise with regulators, and conduct risk assessments.

A leading recruitment agency is seeking a Head of Compliance and Regulation to develop and implement a robust risk management and compliance strategy. This role involves ensuring the company adheres to regulatory requirements, managing interactions with regulators, and overseeing compliance operatio

The ideal candidate will have strong compliance knowledge, excellent communication skills, and relevant qualifications. A leading professional membership organization in the UK is seeking a detail-oriented Registration Officer to assess compliance and AML supervision applications.

Compliance Manager (Regulatory Reporting). We are seeking a highly skilled Compliance Manager (Regulatory Reporting) to join our London office. Take ownership for ensuring the completeness, accuracy, and regulatory compliance of transaction and order‑level attributes required for reporting (such a

A compliance-focused insurance firm in London is looking for a detail-oriented Senior Compliance Executive who will oversee regulatory compliance and support a collaborative team. The successful candidate will monitor compliance processes, prepare reports, and develop compliance strategies while bui

A leading financial services recruiting firm is assisting in hiring a Regulatory Compliance & Engagement Manager in Watford. This role involves managing interactions with UK and international regulators and driving regulatory change across the business. The ideal candidate will have over 5 years of

A respected consultancy is seeking an experienced Building Safety Consultant to join their Leicester team, focusing on building safety and regulatory compliance.

This role involves managing daily Compliance inquiries, ensuring adherence to regulations, and supporting the Compliance department. A leading asset management firm in Greater London is seeking an experienced Senior Compliance Officer. Ideal candidates should possess over 5 years of compliance exper

The role involves handling due diligence requests, conducting SAR investigations, and ensuring compliance within an inclusive and supportive team environment.

Solid understanding of the igaming industry including knowledge of regulatory frameworks and compliance requirements. As part of our expansion, Vixio is seeking a Technical Compliance Analyst to work on the development of our forthcoming technical compliance solution. Serving as a point of contact t

A leading financial services firm is seeking an experienced Safeguarding Manager to ensure compliance with safeguarding regulations and oversee customer fund protection.

Our client, a commodity trading house based in London, is looking for a Regulatory & Compliance Advisor to join their expanding team. Advise commercial and functional teams on complex multi-jurisdictional regulatory and compliance matters. Provide legal and compliance support across anti-bribery, an

A leading financial group in Greater London seeks a Compliance Advisory professional to provide guidance on regulatory matters and trade reporting. Candidates should have strong expertise in UK/EU compliance rules, excellent communication skills, and the ability to manage complex projects. The role

A leading financial technology company in the United Kingdom is seeking an experienced Regulatory Compliance Manager. The role involves advising on regulations and compliance, ensuring the organization meets legal requirements and delivers good customer outcomes. Ideal candidates will have 3+ years

This role involves supervising team operations, ensuring compliance with quality standards, and fostering a collaborative environment.

A leading financial technology company is looking for an experienced Regulatory Compliance Manager in Greater London. The successful candidate will support compliance with FCA regulations and ensure good customer outcomes in a rapidly evolving landscape.

This role entails managing client relationships, drafting compliance documentation, and providing regulatory advice to clients. Join a collaborative team to help clients navigate regulatory challenges. A global professional services firm in Greater London is looking for a Compliance Manager.

Own the Compliance Framework: Partner with the Director of Compliance to design, embed, and continuously optimise a high‑impact compliance framework that guarantees firm‑wide adherence to all legal and regulatory mandates. As Regulatory Compliance Manager, you’ll play an impactful role in shap

We are looking to expand our Digital Regulation team with highly motivated and collaborative individuals who will bring an understanding of risk and regulatory compliance issues along with project delivery skills, aimed at defining and delivering bespoke regulatory compliance solutions and building

The Regulatory Coordination Team (RCT) in the Global Compliance Department works to promote transparency and business stakeholder engagement in regulatory supervision activities, and is responsible for coordinating Moody’s regulatory interaction and engagement globally. The Compliance AVP – EMEA

A leading Investor Services group in Greater London seeks a Compliance Consultant to manage key client relationships and deliver high-quality regulatory solutions.

A leading healthcare compliance firm is seeking a Regulatory / Compliance Manager to build and oversee compliance operations. Key responsibilities include establishing compliance workflows and serving as the primary point of contact for regulatory audits. The position offers the chance to have a dir

A leading financial group is seeking a seasoned Compliance professional in Greater London to manage the EMEA Regulatory Compliance Processes. Key responsibilities include managing regulatory risk assessments, policy development, and compliance reporting. The successful candidate will lead a dedicate

A leading AI firm in financial services seeks a Regulatory Compliance SME to help develop innovative compliance solutions. This role entails breaking down regulatory texts, collaborating with engineering teams, and conducting compliance assessments. Ideal candidates should have 5–10 years of exper

A global fintech company in the UK is looking for an experienced Compliance Manager to lead regulatory licensing and examination processes. You will prepare licensing applications, manage regulatory interactions, and ensure compliance with international regulations. The ideal candidate has over 5 ye

The role involves acting as a Subject Matter Expert (SME) on regulatory topics, conducting impact analysis, and advising stakeholders on compliance. A leading global financial institution in Greater London is seeking a Regulatory Change Specialist for a 12-month maternity cover.

A leading Investor Services group is seeking a Compliance Consultant in Greater London. The successful candidate will manage key client relationships and deliver high-quality regulatory solutions.

Responding to Compliance queries and managing workflow in the various Compliance systems and assistance to relevant stakeholders and other compliance colleagues on applicable regulatory requirements and industry best practice standards. Supporting the SIEL Compliance department with the write-up of

A leading compliance firm based in Berkshire is seeking a Head of Compliance to lead the compliance strategy and ensure adherence to regulatory requirements. This is an excellent opportunity for an experienced professional to build and grow the compliance function in a rapidly growing firm, offering

A leading water company in the UK is seeking a Regulatory Finance Manager to oversee financial delivery of regulatory reports. The successful candidate will ensure compliance with accounting guidelines, provide expert advice, and manage relationships with external auditors.

A leading loyalty program provider in the United Kingdom is seeking a Senior Compliance Analyst to enhance compliance efforts across the organization. This role involves maintaining compliance documentation, delivering training, and assisting with regulatory research in a dynamic environment. The id

Exceptional skills in market compliance and a proactive approach to regulatory challenges are essential. A global financial organization in Greater London is seeking a Regulatory Compliance Manager. The role demands strong expertise in US regulatory compliance, particularly within investment banking