Compliance monitoring jobs in Newcastle Upon Tyne - Page 3Create job alerts

We are looking for a SIPP Compliance Monitoring Manager to play a key role in supporting and delivering an effective compliance oversight framework across FCA-regulated entities. Reporting to the Head of Compliance, you will be responsible for the development, ownership and delivery of a risk-based

Proven experience in a financial crime monitoring, assurance, audit, or compliance testing role — ideally within a banking or financial services environment. Support the ongoing refinement of the Financial Crime Monitoring & Assurance plan. Excellent written communication skills with experience pr

A financial technology leader in Greater London seeks a Director of Compliance Monitoring and Oversight. In this role, you will lead a global team to enhance compliance frameworks and ensure effective financial crime controls. Ideal candidates have extensive experience in compliance assurance and ma

Evolving the framework of compliance monitoring and carrying out compliance monitoring. Perform pre-trade and post trade compliance monitoring to ensure the trades are in line with desk mandate restrictions guidelines. Coordinate with IT on system enhancement and user-acceptance testing for features

The role reports directly to the Head of Compliance Monitoring (HoCM) and works independently while collaborating with colleagues in the AML/Fraud and Compliance teams to support the Chief Compliance Officer (CCO) in developing and implementing the compliance agenda for LHV Bank. The Compliance Moni

A growing wealth management firm in Greater London seeks a Compliance Monitoring Lead to oversee compliance activities and manage regulatory risks. This role requires extensive experience in compliance within a regulated environment and a strong grasp of relevant frameworks, such as FCA. You will ad

You will provide constructive challenge to investment professionals, contribute to the enhancement of the compliance monitoring programme, and help maintain a strong, collaborative compliance culture. Meraki Talent are working with an established and respected wealth and investment management firm w

Jet Airline Company PLC is seeking a Compliance Monitoring Surveyor based in the Greater London area. The role involves conducting audits, inspections, and assessments to ensure compliance with EASA, IATA, and ICAO regulations.

Mitie Cleaning & Hygiene Services is seeking an Asbestos Analyst in Greater London to monitor, report, and ensure compliance with asbestos regulations.

A wealth management firm in Greater London seeks an experienced Compliance Monitor Manager to lead a team overseeing compliance monitoring functions. Applicants should have a Level 4 Investment Advice Diploma and a strong background in compliance within wealth management.

A leading aviation recruitment firm is seeking a Compliance Monitoring Engineer in Greater London. Responsibilities include conducting audits, collaborating with teams for process improvements, and reporting to the Compliance Manager.

The FCC team is responsible for ensuring Saffery's compliance with AML regulations and we are expanding our ongoing‑monitoring sub‑team with three additional KYC analysts. Performing research with third party tools and systems as part of ongoing monitoring procedures. Completing documentation an

Report directly to the Compliance Manager as part of the Compliance Monitoring team. Oaklands Global are recruiting a Compliance Monitoring Engineer for a leading aviation client based in Southeast England. Conduct internal audits and inspections to monitor compliance with EASA Part 145 and company

You’ll undertake 2nd LoD Compliance Monitoring for review of the effectiveness of the Compliance controls in place across the business. You’ll design and execute reviews as required under the Compliance Monitoring Plan in line with departmental procedures. You’ll ideally have experience of per

Evolving the framework of compliance monitoring and carrying out compliance monitoring. Senior Compliance Associate, Compliance and Trade Monitoring. Perform pre‑trade and post trade compliance monitoring to ensure the trades are in line with desk mandate restrictions guidelines.

A leading UK-based hedge fund is seeking an experienced Compliance Monitoring Officer to join its established Compliance function. You should have demonstrable experience in running compliance monitoring reviews, particularly thematic and desk-based assessments, and be comfortable engaging with fron

A financial services company in Greater London is seeking a Compliance professional to assist in managing the Compliance function and lead monitoring reviews across key risk areas. The ideal candidate will have strong compliance monitoring experience and significant exposure to FX and payments. Resp

Exclusive: Senior Transaction Monitoring Analyst – Payments Services Transaction Monitoring experience required. Collaborate with compliance, fraud prevention and legal teams to develop automated solutions that streamline compliance operational processes. Our client, a rapidly expanding global pay

This role involves monitoring clinical trial sites to ensure regulatory compliance and data integrity.

You will translate monitoring findings into insights for senior management, driving the transition towards continuous monitoring. A leading fintech company in London seeks a Director of Compliance Monitoring and Oversight. You will lead a high-performing international team to refine compliance frame

The Compliance Monitoring Function is a multi-disciplinary team of professionals responsible for developing and implementing the Compliance Monitoring strategy to achieve an integrated approach to compliance monitoring across the entire easyJet entity, including Group Operations Services (GOS) and e

As the Director of Compliance Monitoring and Oversight, you will be the global architect of Airwallex’s "Second Line of Defense" assurance function. Global framework strategy: Own the strategic evolution of the Compliance Monitoring and Oversight framework. Annual assurance planning: Design and ex

A leading residential energy services company in the UK is seeking a Partner Monitoring Lead to oversee compliance within its financial services division. The successful candidate will implement compliance frameworks and ensure adherence to regulatory expectations while engaging with partners.

This full-time position involves monitoring trades for compliance with local regulations, supporting the Risk and Compliance Team, and performing various compliance tasks. A leading financial services firm in the UK is seeking a Senior Compliance Associate to join their Compliance Team. The ideal ca

Strong background in compliance monitoring, audit, or QA within wealth or investment management. You will help shape monitoring strategy, strengthen regulatory controls, and embed a strong compliance culture. You will oversee a risk-based compliance monitoring programme across investment management,

Jacobson Garner is seeking an experienced Compliance Monitoring Officer to lead their Compliance Monitoring Programme within a dynamic hedge fund environment. The successful candidate will have extensive experience in compliance monitoring, particularly within a buy-side firm, and will engage effect

A UK-based bank is seeking a Compliance Monitoring Officer to support the compliance agenda and undertake independent monitoring activities. This position offers great opportunities for career growth and development in compliance within the financial services sector.

You’ll ideally have experience of performing Compliance Monitoring reviews and of writing reports for senior management, although strong candidates looking to move into Compliance Monitoring from other areas of Regulatory Compliance will also be considered. You’ll undertake 2nd LoD Compliance Mo

Specific focus on transaction monitoring. Working with Financial Crime Middle Office leadership, drive improvements to the KYC processes to better support post processing transaction monitoring and align Fraud alert handling processes to those with KYC. Act as Transaction Monitoring and Fraud Model

You will play a key role in ensuring effective monitoring of planning permissions by developing and maintaining records and databases of relevant information, and implementing a planned programme of compliance monitoring. We are looking for an experienced individual who has knowledge of service plan

A financial services company in the United Kingdom seeks a Compliance Monitoring Test Administrator to support compliance functions through planning and documenting testing activities. No prior compliance experience is necessary as full training will be provided. This role offers a structured traini

A leading banking institution in Greater London is seeking a professional for a compliance role focused on financial crime. The position involves leading targeted reviews across the financial crime framework, assessing the effectiveness of controls, and producing monitoring reports. The ideal candid

We’re looking for an experienced Compliance Monitoring Manager to join our Risk & Compliance team and play a pivotal role in safeguarding Giacom’s regulatory integrity. Reporting to the Head of Risk & Compliance, you’ll lead our second-line compliance monitoring activities, ensuring robust gov

Start Your Career with HSL Compliance Looking for a hands-on job where every day is different? At HSL Compliance, we’re looking for motivated people with a driving licence, good work ethic, and positive attitude to join us as Monitoring Technicians. What You’ll Do Travel to different sites each

Support work requests in relation to regulatory and policy such as with the preparation and submission of applications and reports to the FCA Keep up to date the firm’s key compliance registers and logs as required Build and maintain relationships with the businesses’ key stakeholders Keep up to

Equalities monitoring will be conducted to ensure a fair and equitable process with screening being carried out to anonymise sensitive information such as age, gender and disability.

You will provide a cleaning service within Renfrewshire House.The main duties of these posts will include general cleaning duties and any other duties which come under the remit of the posts.The successful applicant should have previous cleaning experience in a similar environment and have a friendl

The salary advertised is full time (35 hours per week, 52 weeks per year).Part-time hours / sessional posts will be pro-rated accordingly.This is a 40-week sessional post i.Monday - Thursday, 15:00-18:00.To assist in the provision of a high quality cleaning service within Council buildings.Please do

Join our award-winning school cleaning team.We’re proud of our award-winning service, recognised with:.ASSIST-FM Contribution to Cleaning Award - 2022.APSE Building Cleaning Innovation Award - 2023.Building Cleaning Most Improved Performance Networks Award – 2024.ASSIST – FM Contribution to Cl

Reed Further Education are working on a role that you, or someone you know may be interested in.If you are looking for work, read on to find out how to join the UK’s leading FE recruiter with additional benefits, offers and.Reed Further Education are a leading recruitment agency working with colle

Full-Time / Part-Time, Term Time Only.Are you passionate about supporting the wellbeing and personal development of young people? We are currently recruiting a compassionate and dedicated Pastoral Support Worker to join a supportive school community.This is a rewarding opportunity to make a meaningf

Reed Further Education are working on a role that you, or someone you know may be interested in.If you are looking for work, read on to find out how to join the UK’s leading FE recruiter with additional benefits, offers and.Reed Further Education are a leading recruitment agency working with colle

An OFSTED "Good" rated primary school in Batley require a Behaviour and Social Inclusion Worker to start as soon as possible This is a rare opportunity to work with children who may have strugglewith SEMH and the role will be centred around the well-being and development of primary-aged children.The

Reed Further Education are working on a role that you, or someone you know may be interested in.If you are looking for work, read on to find out how to join the UK’s leading FE recruiter with additional benefits, offers and.Reed Further Education are a leading recruitment agency working with colle

School Support Worker - SEN School - Kempston.Join a welcoming SEN specialist school in Kempston as a School Support Worker and gain valuable experience supporting students with SEMH, Autism, and ADHD.This role is perfect for anyone aspiring to careers in clinical psychology, counselling, social wor