Financial compliance jobs in Watford - Page 6Crear alertas

Monitor, interpret and implement FCA requirements including COBS, SYSC, SM&CR, Consumer Duty, AML and financial crime regulations. Develop and maintain compliance policies, procedures, manuals and governance documentation. Own and manage the Compliance Monitoring Programme including file reviews

You will work on the execution of a variety of projects including investigations, financial crime framework reviews, risk assessments, claims and disputes, fraud and prevention, and compliance programme development within the financial services sector. We work closely with financial services clients

A global investment firm in Greater London is seeking an Anti-Financial Crime Compliance Officer to enhance their compliance program. This role entails working closely with senior management to ensure compliance with UK and EU regulations, alongside preparing detailed compliance reports. The ideal c

A leading fragrance company in Greater London is seeking a qualified Financial Accountant to manage UK VAT, corporation tax compliance, and statutory reporting. The role involves collaboration with external auditors and tax advisers, ensuring balance sheet integrity, and overseeing the French entity

A global investment firm in Greater London is looking for an Anti-Financial Crime Compliance Officer to support their compliance program. This role requires collaboration with senior management, ensuring adherence to UK and EU regulations, and producing timely compliance reports. The ideal candidate

A leading technology consulting firm is seeking a Financial Accountant to manage the month-end close, ensure compliance with accounting standards, and oversee audit activities.

A financial risk advisory firm is seeking a full-time Legal and Compliance Counsel to strengthen its legal function. The role is suitable for a qualified solicitor with around 2 years’ post-qualification experience in the financial services sector, emphasizing contractual drafting and analytical s

A global marketing advisory is seeking a Sub Practice Lead in London responsible for managing financial compliance audits and leading a team. The ideal candidate will possess at least 8 years of financial/commercial experience, along with a Chartered Accountant qualification.

A leading financial services provider in Greater London is seeking a Director for Financial Crime Compliance. Applicants should have 5-10 years' experience in financial services, strong communication and project management skills. The successful candidate will oversee compliance in North America, en

Within the Financial Crime & Forensics team you will work on the execution of a variety of projects including investigations, financial crime framework reviews, risk assessments, claims and disputes, fraud and financial crime prevention, and compliance programme development within the financial serv

In this critical role, you will oversee financial compliance audits for large clients and lead the Compliance team. A global marketing advisory firm in London is seeking a Sub Practice Lead for Financial Compliance. The ideal candidate will have a Chartered Accountant qualification and over 8 years

A global financial group is seeking a Systems Architect in Compliance Technology to enhance AML platforms. Candidates should have experience in compliance technology and possess strong analytical and problem-solving skills.

Our financial audit practice is built on rigorous financial analysis, contract review, and audit methodologies, delivering industry-leading compliance audits designed to provide the highest levels of governance to advertisers over their marketing spend and agency fees. This role will be responsible

Compliance, Compliance Monitoring, Risk Assurance, or Internal Audit within financial services. Strong regulatory and compliance monitoring experience within FX, payments, fintech, banking, or another regulated financial services environment. We’re looking for a Compliance Monitoring Lead to desig

The Anti‑Financial Crime Compliance (AFC) Officer will support in executing and evolving the AFC Compliance program at PIMCO EMEA. Compliance Officer – Anti-Financial Crime (6m FTC). Support AFC Program Execution: Assist in implementing and monitoring Anti Financial Crime compliance activities a

The ideal candidate has extensive experience in UK regulatory compliance within financial services, proven leadership skills, and the ability to influence senior stakeholders. A leading recruitment agency is looking for an experienced Head of Compliance for their London Branch. This senior role invo

Ideal candidates should possess over 5 years of compliance experience within the financial services industry with a strong understanding of financial crime regulations. A leading international insurance company seeks a Head of Compliance for Financial Crime and Advisory Services in London. The role

A financial technology company based in Greater London is seeking a Money Laundering Reporting Officer (MLRO) to lead their financial crime compliance framework. The ideal candidate will have 5-7 years of experience in AML/CTF compliance, a strong analytical mindset, and the ability to communicate e

A leading global asset management firm is seeking an Assistant General Counsel to join their Legal & Compliance team. This junior lawyer will provide commercial and regulatory support across the EMEALA business, drafting and negotiating various agreements while advising on financial services regulat

A leading financial institution is seeking a talented MLRO/MLCO Compliance Officer to develop and uphold anti-money laundering policies and ensure compliance with regulations. The ideal candidate should possess substantial experience in senior compliance roles, alongside expertise in regulatory fram

The ideal candidate will possess a Bachelor’s degree and at least 5 years of experience in banking or consulting, focusing on operational risks and compliance. A management consulting firm is seeking a Managing Consultant in London to lead projects in the commercial financial services sector.

A prominent recruitment agency is seeking a Head of Group Financial Reporting in Greater London. This senior role requires a qualified accountant with strong leadership skills and experience in managing group accounts and regulatory compliance. You will lead a high-performing team and ensure accurat

The ideal candidate will oversee the accounting function, lead month-end reporting, and ensure compliance with UK legislation. Applicants should be ACA/ACCA/CIMA qualified with excellent communication skills and a strong background in financial reporting.

A leading IT consulting firm in the United Kingdom is looking for a Senior Financial Analyst to ensure statutory accuracy and compliance. This role involves preparing financial statements, supporting audits, and collaborating with internal teams.

A financial services company in Greater London seeks a Compliance Officer to enhance financial crime compliance standards. Ideal candidates should have a strong background in financial crime regulations and at least 5 years of relevant experience in compliance. Responsibilities include overseeing go

The role sits between the Financial Crime Analyst and Deputy Head of Financial Crime Compliance roles, offering autonomy to lead defined workstreams and project deliverables, while escalating strategic decisions where appropriate. This temporary role has been created to support the Financial Crime C

At least 5 years of compliance experience in the financial services industry. As Head of Compliance - Financial Crime and Advisory Services, you will manage a team that supports the business with understanding and adhering to complex regulatory requirements. You will oversee delivery of technical fi

The role offers comprehensive on-the-job training and mentorship from experienced professionals, crafting future experts in portfolio management and compliance.

You will lead interaction with the first line financial crime team and embed a robust financial crime oversight framework, key outsourcers, supporting the Head pf Compliance with the Compliance plan, creating reports for boards and committees and interaction with Swiss and European colleagues. UK Co

A major financial compliance firm in London is seeking a Financial Crime and Sanctions Compliance Officer to drive compliance efforts and mentor team members. The ideal candidate will possess over 7 years of experience in financial crime compliance and will be a qualified lawyer, ensuring top compli

A leading financial recruitment agency seeks a Tax Manager Compliance & Reporting in Greater London. The role entails managing UK corporation tax compliance and reporting, including preparation of tax returns and liaising with auditors and finance teams.

Minimum of 10 years of experience in Public Accounting or First/Second/Third Line of defense within financial services Compliance, CASS, or Fraud and Financial Crimes functions. Audit Director for Compliance, CASS, Fraud & Financial Crime, Vice President at State Street. The role leads the strategy

Within the Financial Crime & Forensics team you will work on the execution of a variety of projects including investigations, financial crime framework reviews, risk assessments, claims and disputes, fraud and financial crime prevention, and compliance programme development within the financial serv

A leading financial services provider is seeking an experienced Financial Crime Risk Manager to oversee risk management in business developments and collaborate with project teams. This in-office role demands proactive training and communication on financial crime prevention standards. The ideal can

Compliance Consultant - Managed Services - Financial Services Advisory Firm. Compliance monitoring and policy management. Miryco Consultants is working with a boutique financial services advisory firm who are in growth mode and looking for highly motivated Senior Consultants/Managers to join their M

The Financial Crime Compliance function is an independent function that identifies, assesses, advises on and monitors financial crime compliance risk – that is the risk of regulatory penalties as a result of failure to comply with applicable regulations. Be a key member of the Financial Crime Comp

The ideal candidate has significant experience in compliance monitoring within financial services and is skilled in stakeholder engagement and reporting. A leading FinTech company is seeking a Compliance Monitoring Lead to oversee its Compliance Monitoring Programme. You will manage regulatory oblig

A leading fintech company is looking for a Financial Reporting Manager to oversee external financial reporting and compliance for UK and Cyprus entities. This role involves preparing statutory financial statements, leading audits, and coordinating tax reporting. Ideal candidates are qualified accoun

A global financial services company is seeking an SVP for EMEA Digital Assets Financial Crimes Compliance Advisory in London. This role involves providing compliance advice for financial crimes related to digital assets, reviewing policies and procedures, and contributing to governance initiatives.

A global investment management firm in Greater London is hiring a Compliance Officer – Anti-Financial Crime for a full-time position. This mid-senior level role involves executing and enhancing the AFC Compliance program, ensuring adherence to UK and EU regulations, and collaborating with senior m

Candidates should have significant experience in banking compliance, ideally in a senior compliance role, and be familiar with communicating with the FCA and PRA. A leading international bank in the UK seeks a Head of Financial Crime and Regulatory Compliance. The role involves establishing and mana

Solutions Consultant - Fraud and Financial Crime Compliance. This role is within the Solutions Consulting team supporting LNRS’ end to end Financial Crime and Compliance Lifecycle Management Platform - RiskNarrative. Demonstrable experience of working within Financial Crime and Compliance/Fraud &

A leading financial services firm in the UK is seeking a Head of Compliance to manage a team focused on regulatory adherence and financial crime. The ideal candidate will have significant experience in compliance, specifically related to AML and fraud.

A global consulting firm is looking for a Senior in Financial Crime & Forensics in London. The ideal candidate will have a strong academic background and experience analyzing financial information.

The ideal candidate will have 3-6 years of experience in financial crime or compliance in financial services. A leading investment management company is seeking a Financial Crime Compliance Consultant for a 9-month FTC. This role involves leading financial crime workstreams, drafting procedures, and

The Delivery portfolio is delivered across key regional programs of work (Front Office, Compliance & Financial Crime, Operations, Finance, Risk & Data, Human Resources, Technology, and Planning), and overseen by the Regional Portfolio Committee. Experience in either Compliance (data quality, data go

A leading global investment management firm is seeking an Anti-Financial Crime Compliance Officer to enhance its compliance program across EMEA. This role involves collaboration with senior management to ensure adherence to UK and EU regulations while developing a robust compliance framework. The id

Compliance Officer – Anti-Financial Crime (6m FTC) page is loaded## Compliance Officer – Anti-Financial Crime (6m FTC)locations: London, GBRtime type: Full timeposted on: Posted Todayjob requisition id: R105986PIMCO is a global leader in active fixed income with deep expertise across pub