Trabajos financial services compliance en Watford - Page 6Crear alertas

A leading Financial Services firm is seeking a Compliance Auditor to join their team in Germany. The ideal candidate will have 2-6 years of experience in compliance, internal audit, or internal controls.

Background in financial services, ideally working with private equity funds in a US tax capacity. Fueled by sector insights, a globally connected, multi-disciplinary network and diverse ecosystem partners, EY teams can provide services in more than 150 countries and territories. Ability to manage la

A growing, FCA-regulated financial services organisation is looking to appoint a senior Compliance leader to support the continued evolution of its business. Experience within investment and/or advisory-led financial services businesses. You’ll play a key role in shaping how compliance supports th

We are recruiting a leader with deep expertise in trade compliance activities that will have a passion for leading the division’s trade compliance, while working closely with a growing business. Competently skilled in Trade compliance including global imports, exports, export controls, duty drawba

Just Mortgages is seeking a Quality & Compliance Supervisor to oversee the implementation of compliance standards and lead a talented team. The role involves monitoring performance, supporting new brokers, and ensuring adherence to financial regulations.

The role requires conducting risk-based audits, providing regulatory and compliance advisory to financial institutions, and assisting clients in developing corporate governance practices. Assistant Manager/Manager in Greater London to join their Financial Services Group.

Extensive experience leading state partnership and corporate tax compliance projects, including multistate filings and apportionment. Significant experience reviewing state taxable income calculations and managing large-scale fund compliance projects. EY teams work across a full spectrum of services

The role involves conducting risk-based audits and compliance reviews for financial institutions, providing regulatory and compliance advisory, and assisting clients in developing corporate governance practices. Consultant/Senior Consultant to join their Financial Services Group.

An established financial services business is seeking an experienced Financial Services and Compliance Manager to lead its administration and paraplanning function. Proven leadership experience within financial services, wealth management or IFA operations. Long-term career progression within financ

A well-regarded consultancy in Greater London is seeking a Regulatory Compliance Associate to support financial services clients with compliance monitoring programs, regulatory submissions, and research on regulatory developments. The ideal candidate will have previous compliance experience in finan

This role involves designing and optimizing contact flows tailored for financial services, ensuring compliance with regulations like PCI-DSS and GDPR. Candidates should have a strong background in Amazon Connect and the ability to integrate it with financial systems. The position requires hands-on e

A national financial advisory firm is seeking a Compliance Manager to enhance the compliance framework. Applicants should have a Level 4 qualification in financial services, a strong understanding of UK FCA requirements, and experience in a compliance or risk function within an IFA firm. The role in

Banking & Financial Services is seeking a VAT Assistant Manager to join its expanding tax function in Greater London. This role is pivotal in enhancing VAT compliance and developing processes within a technology-driven environment.

Candidates should have a diploma or equivalent and 2-5 years of experience in compliance within the financial advisory industry. SYNERGY FINANCIAL ADVISERS LTD. Risk and Compliance department in ensuring legal and ethical operations.

The team is looking for managers, specifically with US state and local income tax experience in the financial services industry, to help grow the team this year. The role will primarily involve overseeing private equity fund US state tax compliance engagements for clients with appropriate considerat

Proven experience conducting investigations within financial regulated, compliance‑focused or enforcement environments. Are you driven by fairness, truth, and the confidence to stand up to complex financial and ethical challenges? This is a rare opportunity to step into a pivotal role at the heart

Candidates must have a Diploma in Regulated Financial Planning and strong knowledge of compliance in the financial services sector. A financial consultancy service in the UK seeks proactive Compliance Consultants. The role involves delivering high-quality compliance consultancy and supporting firms

A leading financial services firm is seeking an experienced Financial Services and Compliance Manager to lead its compliance operations and paraplanning function.

A leading financial services consultancy is seeking an Assistant Manager to develop their IT Audit team. Candidates must possess extensive knowledge of IT compliance issues, have 3-5 years of project experience, and be proficient in creating Microsoft Access databases.

An international consulting firm is looking for an experienced Senior Business Analyst in Greater London to lead analysis and documentation of business requirements.You will gather, document, and analyze requirements from various stakeholders and define project scope and objectives.The ideal candida

Centralis Group is looking for a Compliance Officer in London. The ideal candidate will have a minimum of four years' experience within a compliance team of a UK Corporate Service Provider. Responsibilities include overseeing regulatory obligations, preparing internal and external reports, and advis

Our Financial Crime & Forensics team works closely with financial services clients and regulators to help prevent, investigate and remediate financial crime along with other regulatory risks and issues. You will help create a positive learning culture and support the execution of investigations, fin

If you are a resilient compliance specialist who thrives in a collaborative and intellectually challenging environment, we would love to hear from you. In this role, you will be part of a sophisticated, international risk and compliance function, ensuring the firm manages legal and commercial confli

Knowledge of FAFT 40 recommendations, JMLSG Guidance notes, Money Laundering regulations, financial crime guide and relevant industry guidance essentials. To abide by the requirement of the FCA’s Consumer Duty Regulations to place customers’ needs first to ensure fairness and good value remains

In this role, you’ll conduct financial reviews with customers and provide them with accurate information, allowing them to make informed decisions on financial products and services. Looking for a permanent, rewarding role in Belfast City Centre that fits around your life and saves you money? We'r

Launch Your Cyber Security Career – Job Guaranteed! Cyber attacks are rising, and companies need skilled professionals now more than ever.With Newto Training’s Cyber Security Career Programme, you’ll gain 4 top certifications (Azure Fundamentals, CompTIA Security, CompTIA CySA, Forescout FSCA)

Relevant qualifications within a compliance role Knowledge of the requirements with external contractor management within compliance, specifically asbestos and water hygiene What you will receive as the Compliance Contract Officer : Hourly rate between £26. As the Compliance Contract Officer you wi

JOB DESCRIPTION Customer Service: Product Specialist (German or French Speaking) Were looking for new Product Specialists with a track record of delivering high-quality Customer Service, ideally online via a digital ticketing system, and comfortable in a fast-paced environment.Are you ready to apply

Reporting to the Senior Compliance Officer, the Health & Safety Compliance Officer will be responsible for maintaining the statutory compliance of Shepperton Studios and Pinewood Studios, arranging inspections, maintaining records, for allocating remedial works to the Facility Services department an

At Smith and Brock, we’re not just in the business of fresh produce, we’re in the business of people, relationships, and responsibility.As a proudly family‑run company, our values are at the heart of everything we do.We believe in quality without compromise, integrity in every interaction, and

Regulatory & Compliance Support. Oversee AML/KYC onboarding checks to ensure robust compliance controls. Focused on sustainability, KM&T trades products and services that power life today and for the future.

A global trading firm in Greater London seeks a Surveillance Analyst to join their Compliance team. This role involves monitoring trade activities for market abuse, configuring alerts, and ensuring compliance with EU and UK regulations.

Security & Resilience specialist for Colt Data Centre Services in Greater London. The role involves managing compliance with information security obligations, supporting audits, and monitoring KPIs.

Reporting to the Compliance Manager in Dublin, the role represents an exciting opportunity for an individual to join a small, experienced Compliance team of 5 (globally) and to learn and develop whilst providing support for the Compliance team across a wide range of areas. Compliance experience in f

Maternal/paternal leave benefits and family services. Potential for growth: Mentoring, leadership development programs, regular training, career development services, continuing education courses. Monitor and analyze global threshold disclosure requirements to ensure full compliance across various j

A dynamic insurance company based in the UK is seeking a motivated individual for an entry-level compliance role within its compliance team. The position offers a hybrid work model, requiring at least one day a week in the office, along with opportunities for career development and insights into com

Are you detail-oriented and passionate about compliance. Our client is seeking two Compliance Analysts to join their dynamic team in London. Communicate complex compliance issues clearly and effectively to non-expert audiences, ensuring understanding and engagement.

A financial services firm in London is seeking a Compliance Analyst to provide regulatory support. This role involves monitoring global regulatory disclosures, conducting compliance checks, and maintaining compliance registers. Ideal candidates have a university degree and 2-4 years of experience in

A leading global law firm in Greater London seeks an AML Analyst to conduct client due diligence and ensure compliance with AML regulations. The responsibilities include identifying high-risk clients, conducting risk assessments, and educating staff on compliance policies. Ideal candidates will poss

Build relationships with other risk and compliance officers around the group to build and enhance the global compliance control framework;. The Compliance Team provides regulatory support for the Brevan Howard Group across all of its activities including advisory services, internal monitoring, and r

Checking for authenticity and any signs of potential financial vulnerability on financial statements. Spreadex’s compliance with the rules, regulations, and guidance of our respective regulators, chiefly the Gambling Commission and FCA with respect to our sports betting services. After 25 years of

Reporting to the Head of Compliance Operations, the role supports the wider Compliance team in delivering high‑quality support to the Heads of Compliance across European legal entities and relevant business stakeholders. This role supports the Compliance function in maintaining and enhancing a rob

As our new Governance, Risk and Compliance Analyst, you'll get hands‑on with some of our most exciting initiatives yet. You’ll help mature our core compliance frameworks and play a key role in shaping our approach to AI security and governance. You’ll partner with our security, risk and engine

Reporting to our Compliance Manager, this role is ideal for someone who is a compliance generalist with broad experience across regulatory compliance, governance, financial crime and third party-oversight. Support the design and delivery of compliance and financial crime training. Provide day‑to��

A leading insurance firm in Greater London is seeking a Data Governance Analyst to ensure effective management and compliance of data assets.

A professional services firm in Greater London is seeking a Senior Business Analyst to strengthen operational consistency and insight across multiple services. The role involves designing compliance-related processes, translating business requirements, and contributing to M&A integration efforts.

The Analyst will report to the Chief Compliance Officer, EMEA, work closely with other members of the EMEA Client Platform Compliance team and collaborate with colleagues across our global Legal & Compliance teams. Compliance Analyst, EMEA page is loaded## Compliance Analyst, EMEAlocations: London