Financial services compliance jobs in Watford - Page 5Create job alerts

An international consulting firm is looking for an experienced Senior Business Analyst in Greater London to lead analysis and documentation of business requirements.You will gather, document, and analyze requirements from various stakeholders and define project scope and objectives.The ideal candida

Centralis Group is looking for a Compliance Officer in London. The ideal candidate will have a minimum of four years' experience within a compliance team of a UK Corporate Service Provider. Responsibilities include overseeing regulatory obligations, preparing internal and external reports, and advis

Our Financial Crime & Forensics team works closely with financial services clients and regulators to help prevent, investigate and remediate financial crime along with other regulatory risks and issues. You will help create a positive learning culture and support the execution of investigations, fin

Extensive experience leading state partnership and corporate tax compliance projects, including multistate filings and apportionment. Significant experience reviewing state taxable income calculations and managing large-scale fund compliance projects. EY teams work across a full spectrum of services

An established financial services business is seeking an experienced Financial Services and Compliance Manager to lead its administration and paraplanning function. Proven leadership experience within financial services, wealth management or IFA operations. Long-term career progression within financ

A leading Financial Services firm is seeking a Compliance Auditor to join their team in Germany. The ideal candidate will have 2-6 years of experience in compliance, internal audit, or internal controls.

Background in financial services, ideally working with private equity funds in a US tax capacity. EY teams work across a full spectrum of services in assurance, consulting, tax, strategy and transactions. Fueled by sector insights, a globally connected, multi-disciplinary network and diverse ecosyst

A well-regarded consultancy in Greater London is seeking a Regulatory Compliance Associate to support financial services clients with compliance monitoring programs, regulatory submissions, and research on regulatory developments. The ideal candidate will have previous compliance experience in finan

This role involves designing and optimizing contact flows tailored for financial services, ensuring compliance with regulations like PCI-DSS and GDPR. The position requires hands-on experience with AWS tools and interaction with various compliance teams. Candidates should have a strong background in

Banking & Financial Services is seeking a VAT Assistant Manager to join its expanding tax function in Greater London. This role is pivotal in enhancing VAT compliance and developing processes within a technology-driven environment.

Candidates should have a diploma or equivalent and 2-5 years of experience in compliance within the financial advisory industry. SYNERGY FINANCIAL ADVISERS LTD. Risk and Compliance department in ensuring legal and ethical operations.

The team is looking for managers, specifically with US state and local income tax experience in the financial services industry, to help grow the team this year. EY teams work across a full spectrum of services in assurance, consulting, tax, strategy and transactions. Fueled by sector insights, a gl

A national financial advisory firm is seeking a Compliance Manager to enhance the compliance framework. Applicants should have a Level 4 qualification in financial services, a strong understanding of UK FCA requirements, and experience in a compliance or risk function within an IFA firm. The role in

Candidates must have a Diploma in Regulated Financial Planning and strong knowledge of compliance in the financial services sector. A financial consultancy service in the UK seeks proactive Compliance Consultants. The role involves delivering high-quality compliance consultancy and supporting firms

Are you driven by fairness, truth, and the confidence to stand up to complex financial and ethical challenges? This is a rare opportunity to step into a pivotal role at the heart of organisational integrity, where your work directly protects public trust, strengthens financial governance, and uphold

A growing, FCA-regulated financial services organisation is looking to appoint a senior Compliance leader to support the continued evolution of its business. Experience within investment and/or advisory-led financial services businesses. Ensure regulatory compliance across a range of investment and

Just Mortgages is seeking a Quality & Compliance Supervisor to oversee the implementation of compliance standards and lead a talented team. The role involves monitoring performance, supporting new brokers, and ensuring adherence to financial regulations.

We are recruiting a leader with deep expertise in trade compliance activities that will have a passion for leading the division’s trade compliance, while working closely with a growing business. Oversee all import and export activities to ensure compliance with laws and regulations, consulting wit

A leading financial services firm is seeking an experienced Financial Services and Compliance Manager to lead its compliance operations and paraplanning function.

A leading financial services consultancy is seeking an Assistant Manager to develop their IT Audit team. Candidates must possess extensive knowledge of IT compliance issues, have 3-5 years of project experience, and be proficient in creating Microsoft Access databases.

As a Compliance Administrator in our People Services team, you’ll act as a subject matter expert for employee rights and statutory requests across our workforce of over 16,000 colleagues. Experience with GDPR, DSARs, audits, or compliance processes would be highly beneficial — but we’re also o

To abide by the requirement of the FCA’s Consumer Duty Regulations to place customers’ needs first to ensure fairness and good value remains at the heart of the Bank’s products and services. Good understanding of KYC / AML requirements and Financial crime. Knowledge of FAFT 40 recommendations,

In this role, you will be part of a sophisticated, international risk and compliance function, ensuring the firm manages legal and commercial conflict risks across an expansive global network. The firm is looking for an analytical professional with significant experience in conflicts and confidentia

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We regulate financial services firms in the UK, to keep financial markets fair, thriving and effective. By joining us, you’ll play a key part in protecting consumers, driving economic growth, and shaping the future of UK finance services. Sitting within the Market Oversight Directorate, the Market

Drive our ongoing compliance efforts for major industry standards, including SOC 2, ISO27001, ISO42001 and PCI DSS, ensuring we consistently meet commitments to our customers. You have solid experience managing and auditing against core compliance frameworks, such as SOC 2, ISO27001 and PCI DSS. Ind

My client is a global financial services institution that provides a number of products to clients in over 50 countries around the world. There is a requirement to strengthen the compliance team in their Luxembourg entity ASAP. As the new Compliance Officer, your role will include:.

Are you ready to take on a pivotal role in ensuring the integrity of audit and compliance processes, along with some Practice Management within a dynamic legal environment? A prestigious firm in Cambridgeshire is seeking a meticulous and proactive Legal Compliance Officer to uphold the highest stand

Demonstrated experience in a senior compliance, governance or privacy role, ideally within the not-for-profit, community services or health sectors. Oversee the organisation’s overall compliance program, ensuring adherence to Commonwealth and State legislation (e. Act as the designated Privacy Off

This role involves conducting investigations into environmental nuisances and ensuring compliance with legislation.

A community services organization in the United Kingdom is seeking a Senior Compliance Officer to ensure legal and regulatory standards are upheld. With hybrid working arrangements, the ideal candidate will have a strong background in compliance, risk management, and leadership within the not-for-pr

Due to continued growth, we are seeking an experienced Risk & Compliance Officer to join our team and play a key role in maintaining and enhancing our regulatory and compliance framework. Acting as a point of contact for compliance-related queries. Proven experience in a Risk & Compliance role withi

A prestigious and boutique banking brand with an international footprint and a growing UK presence is seeking to appoint a senior Compliance & AML professional to act as a both support and deputise the SMF16 (Compliance Oversight) and SMF17 (MLRO). This is a strategically important appointment withi

Covert Authorities Compliance Officer (MO5). Ensuring the Metropolitan Police Service uses covert powers—surveillance, intelligence gathering, and other investigative authorities—appropriately, ethically and in full compliance with relevant legislation such as the Investigatory Powers Act 2016,

Join a network of Compliance & Risk professionals contributing to AI-driven projects across leading labs and enterprises. Contribute to training and evaluating AI models in compliance and risk domains. Apply expertise in compliance frameworks, risk assessment, and internal controls.

The Compliance Financial Crime Risk Frameworks (FCR) team is responsible for global Compliance frameworks covering four key financial crime risks: Fraud, Bribery and Corruption, Money Laundering and Terrorist Financing, and Economic Sanctions. You're a detail-oriented compliance professional with de

Minimum 3 years’ compliance experience within financial services (e. Compliance team within a regulated financial services firm. Strong understanding of UK regulatory frameworks including the Financial Conduct Authority environment, MiFID II, Market Abuse Regulation, Senior Managers and Certificat

Responsibilities include collaborating with teams, leading initiatives for compliance alignment, and applying your knowledge of conduct risk within the insurance sector.

BCA (Berkshire College of Agriculture) is seeking a full-time Apprenticeship Support Officer based at the Berkshire College of Agriculture campus.Responsibilities include supporting apprentices and employers, delivering training sessions, and maintaining accurate records.The ideal candidate is proac

Schlemmer is looking for an HR Officer based in Cornubia to manage a variety of human resources functions.This full-time role requires an experienced HR professional with at least 5 years in HR within the manufacturing sector.Responsibilities include managing onboarding processes, coordinating recru

The Compliance Financial Crime Risk Frameworks (FCR) team at Swiss Re is responsible for global Compliance frameworks covering four key financial crime risks: Fraud, Bribery and Corruption, Money Laundering and Terrorist Financing, and Economic Sanctions. Solid compliance experience, including at le

Provide legal advice and support to the business, with a particular focus on commercial contracts and compliance (including regulatory compliance). We are looking for a Legal & Compliance Officer to join our growing in‑house team, working at the intersection of AI, SaaS, data protection and emergi

This remote role focuses on shaping and leading the compliance program, managing the team, and overseeing the licensing process in compliance with UK regulations. Chief Compliance Officer for Europe and the UK. The ideal candidate will have 10+ years of compliance experience, strong interpersonal an

A global financial firm based in London seeks an experienced Compliance Officer to oversee the Compliance programme for Personal Account Dealing across EMEA. Responsibilities include account onboarding, policy breach remediation, and providing Compliance training to employees. The ideal candidate wi

Collaborate with other departments to integrate compliance considerations into business processes and decision-making. Develop and enforce compliance policies and procedures to guide the organisation's operations. Design and deliver compliance training programs to educate employees on regulatory req

What you’ll be doing as Hygiene & Safety Compliance Officer:. Conduct risk based inspections across the estate to ensure compliance with Health & Safety, Food Safety and Fire Safety requirements. Ensure implementation and compliance with all relevant health & safety and food safety legislation and

A leading educational institution in North East England is seeking a Safety Compliance Officer to ensure campus safety through the development and enforcement of Environmental Health and Safety programs. This role requires strong judgment and a proactive approach to safety compliance.

Contribute to SG SA, SGLB and SGIL Compliance policies and procedures framework by providing compliance expertise in the drafting of the Compliance policies and procedures relating to DFA falling under the team’s perimeter. Minimum 5 years in the financial services business covering wholesale bank