Regulatory compliance jobs in London - Page 13Create job alerts

Position Title - Assistant Director/Associate Director Job Purpose We are seeking a proactive and experienced Human Resources Business Partner (HRBP) to join our team in London. The role will be multifaceted involving recruitment, employee engagement, CSR and employee relations. The individual ...

Investigations. 3-6 month assignment. London Our client is a start up consulting firm specialising in investigations, culture, sustainability, business intelligence and advisory services. They are currently looking to bring on board a couple of additional investigations professionals on a contr...

Kentro Capital is seeking to hire a proactive and driven DA Technician to pro-actively support the business in the effective management of the underwriting agreements held, providing technical guidance and recommending controls to help ensure market standards are upheld, binder requirements are m...

Our client, a leading wealth management firm, is seeking an experienced Client Service Manager to support a team of investment managers in delivering exceptional service to high-net-worth (HNW) private clients. This role offers a fantastic opportunity for a detail-oriented professional to join a ...

We are currently working in partnership with a Housing Association, who are looking to appoint a Major Works Manager on a permanent contract. This will be a full-time position based in London Bridge and a salary of £57,177 - £60,261 per annum. The ideal candidate will have extensive experience ...

This role provides the role holder the opportunity to join a small newly formed team supporting the Deputy Head of EMEA CPD overseeing the day-to-day administrative and operational functions of the EMEA CPD Department. This team has the responsibility to deliver and implement a series of initiati...

Synchronicity Financial Services is working with a long-standing client who are a highly reputable compliance consultancy serving investment management firms. Part of their business is a hugely successful regulatory hosting platform and due to continued growth they are looking for a Compliance Ge...

Senior Business Analyst - Collateral Management Major project at a major investment bank is looking for a skilled Senior Business Analyst to join a vast Collateral Management technology change project. The successful candidate will play a crucial role in ensuring collateral management processes...

Job Title: Compliance Director About Our Client: Our client is a fast-growing financial services firm specializing in liquidity provision and convertible bonds for high-yield businesses. They are seeking a Compliance Director to ensure robust compliance processes are in place to support their r...

Job Title: Head of Quality - Apprenticeships Location: London (Hybrid – 3 days in office, Mon-Weds) Salary: £80,000 per annum Our client, a leading organisation in the apprenticeship sector, is seeking an experienced Head of Quality to join their team. This pivotal role offers the opportunity ...

JSS Financial Services are working with a fast paced Hedge Fund based in London who are looking for a Fund Finance candidate to work directly with the COO. This is a broad role for someone looking for a career defining role with a best in class team. Key Responsibilities: Net Asset Value (NAV...

Role: Compliance Manager (UK, Europe, USA) Law Firm: International Location: London Salary: £competitive Are you passionate about compliance and ready to take the next step in your career? We’re looking for a Compliance Manager to join a collaborative team at a leading international law firm...

Senior Compliance Specialist - Front Office Business Control Manager A fantastic new senior business facing Regulatory/Compliance opportunity has arisen with a reputable Financial Services business in central London. The role will entail you working closely with the front office/business in p...

About the Role: A well-established buy-side financial institution is seeking an experienced Investment Manager to join its Private Debt Markets team. This role will focus on evaluating, managing, and optimising private debt investments, ensuring strong risk-adjusted returns for the firm. The Inve...

Compliance Monitoring Officer Asset Management London – Up to £80,000 plus package Gresham Hunt is partnered with a global asset management firm to find a new Compliance Monitoring Officer. You will be responsible for: Performing Compliance monitoring reviews in line with regulatory expecta...

The HR Business Partner role works as a crucial point of contact for employment-related queries and concerns within the London office, acting as an escalation point for HR Assistants and addressing HR administration issues. This position supports the Senior HRBP and Head of HR by providing dai...

Job Title: Associate Director / Project Director – Sports & Entertainment Location: UK, Europe, Middle East Sector: Sports & Entertainment (Stadia, Arenas, Training Centres, Cultural Venues, Temporary Structures & Major Events) Job Description: We are seeking an experienced Associate Director /...

Job title: Operational Risk Manager, VP Location: London, UK Salary: Up to £120K + Package This organisation is a top player in the investment management space and now has offices all around the globe. Committed to fostering growth, it offers extensive training and career development, while als...

Credit Risk Manager London FirstBank UK is a globally recognised, successful bank who provide world-class services to various institutions and individuals. Offering a comprehensive range of retail and corporate financial services/products, this thriving business boasts over 10 million active cu...

We are seeking an experienced Head of Clearing Operations to join our senior leadership team. This role will be responsible for overseeing all aspects of clearing and settlement operations, ensuring operational excellence, risk management, and regulatory compliance. Key Responsibilities Provid...

Head of Compliance (Retail Investments) Investment FinTech Location: London (Hybrid – 2 days office, 3 days WFH per week) Salary: To c.£110k + shares + benefits Want to work for an Investment FinTech with an amazing reputation – both for the service it provides and the way it treats its staff? ...

THE COMPANY: Our client is a prestigious private wealth firm based in the West End. They are looking for a Compliance Manager to join the team on a 12-month FTC basis. THE RESPONSIBILITIES: Assist with ensuring that compliance related directives, policies & procedures remain up to da...

THE COMPANY: Our client is multinational Corporate banking company, with over 13,000 branches worldwide. THE RESPONSIBILITIES: To provide high quality and independent credit risk assessments and recommendations for corporate, financial institution and sovereign counterpartie...

MERJE is excited to be partnering with this highly prestigious stockbroking firm in their search for a Compliance specialist. This well regarded City based firm specialises in capital markets, M&A, and debt advisory services. As part of an established compliance team, you will play a crucial r...