Regulatory compliance jobs in London - Page 14Create job alerts

Lead AML/KYC periodic reviews across the firm to ensure timely and accurate completion of Periodic Reviews for existing clients and accounts, in compliance with Northern Trust’s AML/KYC policies, standards, and regulatory requirements. The Head of AML/KYC Periodic Reviews – First Line of Defence

Litigation Management: Manage external legal counsel and represent the company in litigation matters, including escalated disputes with policyholders, regulatory and law enforcement agencies, and court authorities. The European Legal and Compliance team supports SquareTrade’s expansion in Europe,

Compliance Monitoring and Reporting: Improve our Compliance Monitoring Plan to ensure continuous compliance and address potential violations of regulatory, legal or company policies. Prepare and present detailed compliance reports to senior management and regulatory bodies. Training and Development:

A global IT company is seeking a Chief Compliance Officer to lead its compliance program at their London office. This role will involve managing compliance risks and ensuring adherence to regulatory standards. The ideal candidate has proven leadership experience, a strong background in integrity and

Define / implement / maintain effective compliance and regulatory reporting. Conduct policies / procedures / monitoring controls / governance to ensure compliance with all UK regulatory requirements. Provide guidance and training on compliance and new regulatory developments.

Minimum 10 years of experience in compliance or a strong regulatory compliance background, ideally holding SMF16.

Key Responsibilities*** Assist the UK Head of Depositary and Custody Compliance to: develop and implement the risk based compliance framework; develop and implement the risk based compliance monitoring programme; prepare and present reports on compliance and regulatory issues for senior management,

Maintain a compliance framework that promotes a proactive compliance culture within the firm, identifies and manages regulatory risks relevant to the business and supports the firm by the operation of an effective compliance control environment. Ensure the operation of a compliance programme that mo

Possess a deep understanding of regulatory frameworks, risk and risk management systems. To support our rapid growth, we are looking for a hands-on candidate who will be responsible for providing Compliance and Risk oversight for our FCA authorised and regulated entity. Head of Compliance and Risk,

A leading UK law firm is seeking a Risk & Compliance Solicitor to drive compliance best practices.This role involves providing specialist advice on regulatory matters, supporting the Compliance Officer, and training staff on compliance.The ideal candidate will have a legal background with strong exp

We are looking for a proactive, highly motivated and ambitious individual who will hold the role of Regulatory Compliance Officer to expand our Compliance team. Review marketing, advertising and press material to ensure they comply with regulatory requirements. Prepare compliance reports addressed t

Suade Labs delivers intelligent, data-driven and scalable SaaS solutions across the financial industry.Our platform enables clients to ensure regulatory reporting compliance gain deeper business insights and adapt efficiently to regulatory change.We are looking for a Senior Delivery Manager to lead

OCU Group is looking for an experienced Streetworks Coordinator to Join the team in Borehamwood to work on the Openreach project. As a Streetworks Coordinator, you will play a crucial role in overseeing and coordinating streetworks activities, ensuring compliance with regulatory requirements and fac

Suade Labs delivers intelligent, data-driven and scalable SaaS solutions across the financial industry.Our platform enables clients to ensure regulatory reporting compliance gain deeper business insights and adapt efficiently to regulatory change.We are seeking a Delivery Manager 1 to support regula

At Medik8, we believe that diversity within our workplace drives innovation. We’re looking for a commercially-minded Management Accountant to join our Finance team at Medik8. Assist with external reporting, including VAT returns, ensuring accuracy and regulatory compliance.

The Registered Manager will have overall responsibility for the leadership, management and regulatory compliance of a children’s residential home supporting young people with. Provide consistent managerial oversight, reflective supervision and support following incidents. Currently or previously O

Oversee regulatory compliance, ensuring the pharmacy meets all legal and ethical requirements, including GPhC and MHRA regulations. Develop and implement strategies to grow the pharmacy’s customer base, improve operational efficiency, and drive revenue growth. Excellent understanding of UK pharmac