Regulatory compliance jobs in United Kingdom - Page 6

Lead AML/KYC periodic reviews across the firm to ensure timely and accurate completion of Periodic Reviews for existing clients and accounts, in compliance with Northern Trust’s AML/KYC policies, standards, and regulatory requirements. The Head of AML/KYC Periodic Reviews – First Line of Defence

Join our Asset Data team and play a pivotal role in shaping strategic decisions and driving continuous service improvement.In this role, youll provide actionable insights that support legal and regulatory compliance, while leading the delivery of organisation-wide compliance reporting.Youll work clo

We are seeking an experienced Head of Risk to lead the firm's global fund risk management function, ensuring comprehensive risk oversight and reporting in full compliance with regulatory standards. Head of Risk - Alphagrep Global Capital. Minimum of 10 years of experience in risk management within a

A small international bank is looking for an experienced Head of Compliance (SMF16). Maintenance of London's compliance risk. Defining/implementing/maintaining effective compliance and regulatory reporting.

Litigation Management: Manage external legal counsel and represent the company in litigation matters, including escalated disputes with policyholders, regulatory and law enforcement agencies, and court authorities. The European Legal and Compliance team supports SquareTrade’s expansion in Europe,

Define / implement / maintain effective compliance and regulatory reporting. Conduct policies / procedures / monitoring controls / governance to ensure compliance with all UK regulatory requirements. Provide guidance and training on compliance and new regulatory developments.

Key Responsibilities: Oversee all aspects of the care home, including staffing, budgeting, and regulatory compliance Develop and implement policies and procedures to ensure high-quality care and services for residents Recruit, train, and manage a team of care staff, ensuring they are providing compa

Head of Compliance (PAM) at Progeny — lead, oversee and manage the day-to-day compliance and operational aspects of Progeny Asset Management, ensuring regulatory risks are appropriately managed. Lead on the production and presentation of compliance reports and compliance MI to the relevant PAM boa

Kroll’s Regulatory consulting team helps firms deliver on a wide range of engagements including financial crime, governance, enterprise and operational risk, compliance risk, regulatory readiness, compliance monitoring and regulatory reporting. Research industry trends and regulatory developments,

This senior role is central to the firm’s governance framework, supporting both legal and regulatory compliance functions across the UK management entity and its associated fund structures. The successful candidate will work closely with the COO and external counsel to ensure regulatory compliance

Join us at Barclays as a Customer Service Advisor and help make a real difference to our customers every day. Whether your background is in customer service, retail, hospitality, or any other role where you've supported customers, this is your chance to bring your passion for helping people to a role where your empathy and dedication can truly shine. You’ll be the friendly first point of contact for our Retail Banking customers over the phone, offering guidance and support with every interaction. Want to apply Read all the information about this position below, then hit the apply button. As part of our Customer Care team, you’ll work a shift pattern between 7am and 11pm, including some weekends, and start with a competitive salary of £26,500. On top of that, you’ll enjoy our comprehensive core benefits package, which includes a pension plan, private medical insurance, life insurance, and income protection. With full training and the support of our collaborative team, we’ll ensure you have everything you need to succeed and grow with us. Once your training is complete, we offer hybrid working, allowing you to split your time between home and the office. At Barclays, we’re not just offering you a role—we’re offering you a career. Purpose of the role To provide resolutions for customer queries/issues and personalise each interaction through the use of multiple communication channels. Accountabilities Collaboration across multiple digital channels to personalise each interaction with a customer. Enhancing the bank's digital capabilities when current technology is identified as not yet ready to support. Provision of exceptional customer service to clients by responding to inquiries, resolving issues and handling client requests efficiently. Support the collaboration of internal stakeholders including sales, operational, and risk management teams to meet client needs and expectations, so that transactions are executed accurately and on time. Support teams within the business operations function as needed, including risk management, compliance and collections. Comply with all regulatory requirements and internal policies related to customer care. To provide resolutions for customer queries/issues and personalise each interaction through the use of multiple communication channels. Analyst Expectations To meet the needs of stakeholders/ customers through specialist advice and support Perform prescribed activities in a timely manner and to a high standard which will impact both the role itself and surrounding roles. Likely to have responsibility for specific processes within a team They may lead and supervise a team, guiding and supporting professional development, allocating work requirements and coordinating team resources. They supervise a team, allocate work requirements and coordinate team resources. If the position has leadership responsibilities, People Leaders are expected to demonstrate a clear set of leadership behaviours to create an environment for colleagues to thrive and deliver to a consistently excellent standard. The four LEAD behaviours are: L – Listen and be authentic, E – Energise and inspire, A – Align across the enterprise, D – Develop others. OR for an individual contributor, they manage own workload, take responsibility for the implementation of systems and processes within own work area and participate on projects broader than direct team. Execute work requirements as identified in processes and procedures, collaborating with and impacting on the work of closely related teams. Check work of colleagues within team to meet internal and stakeholder requirements. Provide specialist advice and support pertaining to own work area. Take ownership for managing risk and strengthening controls in relation to the work you own or contribute to. Deliver your work and areas of responsibility in line with relevant rules, regulation and codes of conduct. Maintain and continually build an understanding of how all teams in area contribute to the objectives of the broader sub-function, delivering impact on the work of collaborating teams. Continually develop awareness of the underlying principles and concepts on which the work within the area of responsibility is based, building upon administrative / operational expertise. Make judgements based on practise and previous experience. Assess the validity and applicability of previous or similar experiences and evaluate options under circumstances that are not covered by procedures. Communicate sensitive or difficult information to customers in areas related specifically to customer advice or day to day administrative requirements. Build relationships with stakeholders/ customers to identify and address their needs. xrnqpay All colleagues will be expected to demonstrate the Barclays Values of Respect, Integrity, Service, Excellence and Stewardship – our moral compass, helping us do what we believe is right. They will also be expected to demonstrate the Barclays Mindset – to Empower, Challenge and Drive – the operating manual for how we behave

The Reward Partner supports the delivery of compensation and benefits programmes within a Wealth Management firm. This role provides analytical and advisory support across reward strategy, annual review processes, benchmarking and regulatory reporting, ensuring alignment with business objectives and compliance requirements. Read the overview of this opportunity to understand what skills, including and relevant soft skills and software package proficiencies, are required. Strategic xrnqpay & Analytical Support • Assist in the development and execution of...

A leading insurance provider in London seeks a Head of Compliance to lead compliance efforts and ensure regulatory adherence for retail customers. The ideal candidate has a strong background in insurance compliance, excellent leadership skills, and a deep understanding of FCA regulations. Responsibi

Join us as a Markets Regulatory Lawyer at Barclays where you will provide regulatory legal support for the whole Markets business including advising on the interpretation of laws, rules and regulations and ensuring that adequate controls are in place to ensure compliance. Developing and delivering t

A global confectionery leader in London seeks a Risk Management Professional to enhance governance and compliance frameworks. The role requires strong analytical skills and experience with international regulatory compliance, preparing risk assessments, and internal controls. The ideal candidate exc

We are seeking a Head of Risk and Compliance (UK) to lead the regulatory compliance and enterprise risk management functions for our UK regulated entities comprising both an Electronic Money Institution and a MiFID Investment Firm. Reporting directly to the Chief Risk Officer, the role is responsibl

Compliance Monitoring and Reporting: Improve our Compliance Monitoring Plan to ensure continuous compliance and address potential violations of regulatory, legal or company policies. Policy Development and Implementation: Lead the development and implementation of comprehensive compliance policies a

A leading financial services firm in London is seeking a Senior Reward Partner to drive the reward strategy and manage compensation frameworks.You will lead salary and bonus review processes, ensure regulatory compliance, and present findings to senior stakeholders.The ideal candidate has extensive

A leading UK challenger bank is seeking a Head of Compliance & Conduct to lead its compliance agenda and strengthen conduct culture. This role involves providing expert regulatory advice, enhancing compliance frameworks, and overseeing conduct risk. With a strong emphasis on influencing at the Execu

Work closely with the Analytics team re single-source of truth for this data* Collaborate closely on the above with Engineering, Customer Success and Sales teams* Work closely with our Compliance teams to understand regulatory needs in this market and support programmes of work to remain compliant i

The role: As a Lead Model Validation Analyst, you will work to ensure the integrity and regulatory compliance of core financial models across the business. Model Validation: Perform independent validation of all key models used by the business. Lead Model Validation Analyst – responsible for indep

A leading fintech startup in London is seeking an experienced Chief Compliance Officer (CCO) to lead compliance initiatives and oversee regulatory affairs. The ideal candidate will have over 15 years of experience in compliance within financial services, proven track record in developing regulatory

A UK-based fintech bank is looking for a Compliance Specialist to oversee risk management frameworks and ensure compliance with regulations. The candidate should have deep knowledge of key regulatory areas and a passion for writing. This role includes developing internal controls, maintaining compli

A leading UK law firm is seeking a Risk & Compliance Solicitor to drive compliance best practices.This role involves providing specialist advice on regulatory matters, supporting the Compliance Officer, and training staff on compliance.The ideal candidate will have a legal background with strong exp

Develop and manage a full suite of payroll and pensions processes that ensure compliance with relevant policies and regulatory requirements whilst prioritising the customer experience.Lead and develop a strong working relationship with the Council's Employee Services team, ensuring a streamlined app

As an Inhouse Consultant within a renowned global specialty insurance and reinsurance firm, you will act as a subject matter expert for HR, Risk, and Compliance platforms, ensuring these tools and services continue to meet business needs, adapt to regulatory change, and support broader operational o

Associate Director – Architect (Expert and Advisory Services). Act as lead expert or assistant in disputes involving architectural design, construction defects, professional negligence, and regulatory compliance. Chartered Architect (ARB/RIBA) with a minimum of 10 years post-qualification experien

As a Principal Air Quality Consultant, you will deliver and oversee air quality impact assessments, dispersion modelling, and regulatory compliance work across sectors including infrastructure, transport, and urban development. Benefits for the role of Principal Air Quality Consultant include:. Lead

A global investment manager is seeking a Global Head of Third Party Risk Management in London. This role is crucial for overseeing the firm's third-party risk framework, ensuring compliance with regulatory standards, and leading cross-functional teams. The ideal candidate has strong leadership exper

Compliance Monitoring and Reporting: Improve our Compliance Monitoring Plan to ensure continuous compliance and address potential violations of regulatory, legal or company policies. Prepare and present detailed compliance reports to senior management and regulatory bodies. Training and Development:

Regulatory Compliance, Assurance, and Safer Gambling Responsibilities - Ensures that appropriate compliance and assurance processes are in place to comply with all regulatory compliance and licensing policy requirements to protect company licences and brand reputation. Head of Compliance and Money L

A global health organization is seeking an experienced Global Regulatory Affairs Associate Director to lead regulatory strategies and ensure compliance across major regions.The role requires a strong background in regulatory affairs, project management skills, and fluency in English.This is a hybrid

Maintain a compliance framework that promotes a proactive compliance culture within the firm, identifies and manages regulatory risks relevant to the business and supports the firm by the operation of an effective compliance control environment. Ensure the operation of a compliance programme that mo

Possess a deep understanding of regulatory frameworks, risk and risk management systems. To support our rapid growth, we are looking for a hands-on candidate who will be responsible for providing Compliance and Risk oversight for our FCA authorised and regulated entity. Head of Compliance and Risk,

Respond to a broad range of legal queries and develop robust policies and procedures to advise on compliance with legal, regulatory and donor requirements, voluntary standards and best practice. Experience as Company Secretary and head of a Legal & Governance function. Head of Legal & Governance & C

A leading recruitment firm is seeking a Group Head of Compliance to oversee the global compliance strategy within the insurance sector. This role entails navigating diverse regulatory environments and ensuring adherence to multiple jurisdictional requirements while leading a high-performing complian

The design and oversight of the regulatory risk and compliance monitoring programme. Overseeing the drafting and ongoing maintenance of robust policies and procedures across the entire regulatory compliance domain. Giving general compliance opinions/support.

Key Responsibilities*** Assist the UK Head of Depositary and Custody Compliance to: develop and implement the risk based compliance framework; develop and implement the risk based compliance monitoring programme; prepare and present reports on compliance and regulatory issues for senior management,

A Qualified Person is needed to oversee batch release, ensure regulatory compliance, and promote a strong quality culture.

A Qualified Person is needed to oversee batch release of products and drive quality culture.Responsibilities include product release, experience in manufacturing, and regulatory compliance.

This role requires a committed individual who can balance hands-on care with responsibility for mentoring staff, maintaining high standards of care, and ensuring compliance with regulatory requirements. Ensure compliance with Ofsted regulations, Children’s Homes Regulations 2015, and organisationa

OCU Group is looking for an experienced Streetworks Coordinator to Join the team in Borehamwood to work on the Openreach project. As a Streetworks Coordinator, you will play a crucial role in overseeing and coordinating streetworks activities, ensuring compliance with regulatory requirements and fac

Oversee regulatory compliance, ensuring the pharmacy meets all legal and ethical requirements, including GPhC and MHRA regulations. Develop and implement strategies to grow the pharmacy’s customer base, improve operational efficiency, and drive revenue growth. Excellent understanding of UK pharmac

Role: Experienced Site Manager. Operational Leadership: Supervision of site staff, including delegating tasks and managing performance. Compliance & Safety: Maintaining security systems, managing risk assessments, and ensuring the site meets all regulatory requirements.

At Medik8, we believe that diversity within our workplace drives innovation. We’re looking for a commercially-minded Management Accountant to join our Finance team at Medik8. Assist with external reporting, including VAT returns, ensuring accuracy and regulatory compliance.

The Registered Manager will have overall responsibility for the leadership, management and regulatory compliance of a children’s residential home supporting young people with. Provide consistent managerial oversight, reflective supervision and support following incidents. Currently or previously O