Financial compliance jobs in Nottingham - Page 7Create job alerts

Financial Planning /Wealth Management. As Compliance Manager, you will be at the centre of the firm’s regulatory integrity, ensuring full adherence to FCA requirements across COBS, SYSC, SM&CR, Consumer Duty, GDPR and AML. You’ll design, implement and enhance the firm’s compliance framewor

A leading financial services firm in the United Kingdom is seeking a qualified accountant to join their Group Finance team. In this role, you will manage financial consolidation and external reporting.

A leading financial services firm in the UK is seeking a Head of Compliance for their Financial Crime and Advisory Services team. This pivotal role involves managing a team specialized in regulatory compliance, financial crime, and advice while ensuring adherence to complex regulations. The candidat

A financial services firm in Greater London is seeking an experienced compliance professional to lead enhanced due diligence (EDD) and KYC reviews for high-risk clients. The ideal candidate will have 3-5 years of experience in financial crime compliance, with a strong background in investigations an

This role requires a strong advisory background in non-financial risk and governance, coupled with consulting experience with Financial Services clients. A leading global consultancy in London is seeking Managers and Senior Managers for their Risk and Compliance practice.

In this critical role, you will oversee day-to-day financial operations, prepare management accounts, and ensure compliance with regulations. A community-led organisation in the regulated sporting environment seeks a qualified Management Accountant / Financial Controller to manage the finance functi

This role involves acting as the main point of escalation for financial crime matters, including AML and sanctions, ensuring compliance with regulations. A top international law firm is seeking a Senior Financial Crime Analyst to enhance its Risk Management team in Liverpool or London. Ideal candida

The team is looking for managers, specifically with US state and local income tax experience in the financial services industry, to help grow the team this year. The role will primarily involve overseeing private equity fund US state tax compliance engagements for clients with appropriate considerat

We’ve been on the frontline of the world’s response to HIV and AIDS for over 25 years, working with marginalised people who are denied HIV prevention and treatment simply because of who they are and where they live.Set up in 1993 to work with community groups in the countries most affected by th

Extensive experience leading state partnership and corporate tax compliance projects, including multistate filings and apportionment. Significant experience reviewing state taxable income calculations and managing large-scale fund compliance projects. SALT experience, ideally within financial servic

Financial Crime Compliance Senior Analyst. MLRO’s principal operational support, helping to design, maintain, and continuously improve InvestEngine’s financial crime control framework. Project or change delivery experience within compliance or risk.

A leading FMCG company in the UK is looking for a Financial Reporting Manager to oversee statutory and regulatory reporting. This pivotal role requires strong expertise in IFRS and UK GAAP compliance, as well as the ability to drive improvements in reporting processes. The ideal candidate will be a

A leading spirits company in Greater London is seeking a finance professional to manage financial reporting, oversee month-end close processes, and provide insight on costs and budgeting. You will contribute to cash management and compliance, working within a diverse team that values performance and

Candidates should have 5-7 years of experience in financial crime compliance and excellent communication skills. A leading insurance firm in Greater London is seeking a Senior Compliance Manager focused on financial crime to lead strategy and oversight. This role involves conducting risk assessments

A leading consulting firm is seeking a Non-Financial Risk & Compliance Manager / Senior Manager to lead teams working with financial services clients in London, Edinburgh, and Glasgow.

A leading professional services firm in Greater London is seeking a professional to address non-financial risk and compliance challenges.

A global financial services firm is seeking a Financial Intelligence Analyst to safeguard against financial crime risks. Ideal candidates have strong analytical skills, relevant knowledge in financial crime risk, and a degree in Finance or similar. This role offers hybrid working arrangements with v

The successful candidate will manage compliance policies, provide technical advice, and oversee financial frameworks, ensuring compliance with regulatory requirements. With at least 5 years of experience in compliance advisory within financial services, strong knowledge of the FCA Handbook, and exce

A Wealth Management firm is seeking a Financial Planner in the West Midlands area. This role involves conducting client meetings, creating suitability reports, and ensuring compliance with industry standards.

A leading AI firm in financial services seeks a Regulatory Compliance SME to help develop innovative compliance solutions. Ideal candidates should have 5–10 years of experience in regulatory compliance and a strong background in large financial services institutions or consulting firms. This role

In Vodafone's fast‑paced environment, you'll manage multiple projects while ensuring compliance is both robust and business‑enabling, working closely with Compliance leaders, Policy Champions, and key stakeholders. As a Compliance Manager Financial Crime (Anti‑bribery & AML), you'll provide ex

Minimum of 10 years of experience in Public Accounting, First, Second or Third Line of defense financial services industry Compliance, CASS, or Fraud and Financial Crimes functions. In this role you will provide leadership in executing the strategy for Corporate Audit’s coverage of compliance, cli

A well-known accountancy and business advisory firm is seeking a Financial Reporting and Compliance Accountant to support financial integrity and ensure timely IFRS-compliant reporting.

Financial Services Tax & Law - US Global Compliance & Reporting - SALT Senior Manager Tax. Extensive experience leading state partnership and corporate tax compliance projects, including multistate filings and apportionment. Significant experience reviewing state taxable income calculations and mana

This role includes preparing financial statements, coordinating with tax teams, and ensuring compliance with financial regulations. A leading global investment management firm in Greater London seeks a Legal Entity Controller to manage financial reporting and ensure accuracy within various legal ent

A financial services leader is seeking a Director for Financial Crime Compliance to oversee AML and CTF programs primarily in North America while supporting global efforts. The role involves compliance management, risk assessment, reporting, and maintaining regulatory standards.

In this role you will be part of a busy team engaged in interesting work, passionate about all things financial crime and sanctions, play a key role in helping to set the standards for and drive the firm’s financial crime and sanctions compliance activities across the network of offices, and help

The ideal candidate will have over 3 years of experience in compliance or regulatory support within financial services and a strong understanding of UK regulatory frameworks and FCA handbook regulations. A boutique financial services advisory firm in the UK is seeking a Compliance Consultant to join

A leading UK-authorised financial services firm is seeking an Associate Compliance and Financial Crime Recruitment Consultant for a 15-month fixed-term contract. Key responsibilities include providing legal support to asset management, advising on UK financial services regulation, and mentoring juni

Financial Controller: Reporting & Compliance. Responsible for review and compliance to Sarbanes-Oxley control environment. Responsible for the day-to-day management of UMPG Financial Reporting team; including team meetings, feedback and delegation of work.

This role will be responsible for overseeing the delivery of our financial compliance audits for advertisers, and third-party verification audits for media owners, leading the Compliance team as well as directly managing client delivery for some of our largest clients. Our financial audit practice i

A fast-growing tech company in London seeks a Group Financial Controller to establish its finance function. You'll lead core finance operations, including accounts payable/receivable and ensure tax compliance across multiple jurisdictions. With an emphasis on automation and scalability, you will bui

A respected financial services firm is seeking a Senior IFA Administrator to support Office Managers and Financial Planners. This role involves processing new business, preparing compliance documents, and maintaining accurate client data.

The role involves delivering compliance audits, analyzing customer view data, and acting as a subject matter expert in SCV. A financial regulatory body in the United Kingdom is seeking a SCV Data Assurance Analyst to audit processes and controls of Banks and Building Societies.

A retail and corporate banking firm is seeking a Senior Associate within Compliance and Financial Crime in Greater London. Ideal candidates will have professional AML certifications and experience in compliance within financial institutions. The role involves providing oversight for AML/CFT risk man

Candidates who value the compliance and reporting function as a crucial element of Financial Services Tax. Build a strong career foundation with access to significant advisory and compliance work. Manager or Senior Manager level, with strong UK tax compliance and advisory expertise.

A leading insurance company in Birmingham seeks a Financial Crime Officer to aid in maintaining oversight of financial crime matters. The role involves providing advisory support and ensuring compliance with financial crime regulations. This role offers a unique opportunity to improve financial crim

A prominent accountancy and business advisory firm in the United Kingdom is seeking a driven professional to support the Financial Accounting & Compliance Manager. The role involves preparing monthly financial reports, maintaining intercompany accounts, and ensuring IFRS compliance. Candidates shoul

Candidates should have at least 5 years of experience in compliance within financial services and a strong understanding of FCA regulations. A private bank is seeking an experienced Compliance Manager to join their team in London.

Experience in a UK compliance or regulatory environment, with an emphasis on financial advertising and regulatory compliance in the UK. Used by 8 out of the top 10 US banks today, the Persado platform orchestrates and facilitates interactions between a bank's marketing team and its compliance team a

A leading consulting firm in the UK seeks a Compliance Consultant to support the Head of Compliance in managing financial crime and regulatory compliance across the UK and Europe. This role involves advising on financial crime matters, leading compliance activities, and ensuring adherence to ever-ch

Financial Services Tax & Law - US Global Compliance & Reporting - SALT ManagerTax. The team is looking for managers, specifically with US state and local income tax experience in the financial services industry, to help grow the team this year. The role will primarily involve overseeing private equi

A leading telecommunications company is seeking a Compliance Manager for Financial Crime focusing on anti-bribery and AML. The ideal candidate has over 6 years of experience in financial crime compliance, especially in high-risk environments. This role involves advising on compliance risks, managing

The firm specializes in financial services regulation and compliance, advising banks, insurers, and fintechs on various obligations and business structures. A leading UK law firm in Greater London seeks a senior Financial Services Regulatory lawyer to join their team. Candidates should have extensiv

A prominent educational platform in the United Kingdom seeks a Financial Accountant to analyze economic stability and assist in budget decisions. The ideal candidate has over two years of experience in financial accounting, proficiency in Microsoft Office Suite, and holds at least a bachelor's degre

A leading financial services provider in the UK is seeking a Financial Crime Risk Manager to oversee risk management in business developments and collaborate with project teams. The ideal candidate has a strong understanding of financial crime risk in regulated environments, excellent analytical ski

This fully on-site role requires a charismatic finance professional who can lead month-end reporting, prepare statutory financial statements, and implement compliance procedures. A reputable financial recruitment agency seeks a Head of Finance for an established commercial business in Borehamwood, H

A leading global investment firm seeks an experienced Compliance Officer focusing on Anti-Financial Crime compliance. The role involves implementing and monitoring compliance activities, ensuring adherence to UK and EU regulations, and producing management reports. Ideal candidates will have a stron