Financial services compliance jobs in Hayes - Page 2Create job alerts

You will lead interaction with the first line financial crime team and embed a robust financial crime oversight framework, key outsourcers, supporting the Head pf Compliance with the Compliance plan, creating reports for boards and committees and interaction with Swiss and European colleagues. UK Co

A financial regulatory body in the United Kingdom is seeking a SCV Data Assurance Analyst to audit processes and controls of Banks and Building Societies. The role involves delivering compliance audits, analyzing customer view data, and acting as a subject matter expert in SCV.

The firm specializes in financial services regulation and compliance, advising banks, insurers, and fintechs on various obligations and business structures. A leading UK law firm in Greater London seeks a senior Financial Services Regulatory lawyer to join their team. Candidates should have extensiv

This remote role requires strong compliance and risk management experience, with tasks including developing compliance programs, maintaining internal policies, and ensuring regulatory compliance. A specialist insurer is seeking a Compliance Support Officer to join their team.

Financial Services Tax & Law - US Global Compliance & Reporting - SALT ManagerTax. The team is looking for managers, specifically with US state and local income tax experience in the financial services industry, to help grow the team this year. The role will primarily involve overseeing private equi

The ideal candidate will have a strong background in financial services compliance, preferably with experience at a retail investment broker, and demonstrate excellent communication skills. A leading investment platform is seeking a Senior Compliance Manager to oversee compliance initiatives and man

A leading financial services provider is hiring an AML Services Business Compliance Officer in Jersey (Hybrid). This role encompasses crucial regulatory responsibilities such as acting as the MLRO, ensuring compliance with local regulations, and undertaking periodic reviews. Ideal candidates will ha

This role requires a strong background in financial services compliance, ideally with previous experience at a retail investment broker. A leading investment platform in the UK is seeking a Senior Compliance Manager to oversee compliance initiatives and manage regulatory risks. Successful candidates

This junior lawyer will provide commercial and regulatory support across the EMEALA business, drafting and negotiating various agreements while advising on financial services regulations. A leading global asset management firm is seeking an Assistant General Counsel to join their Legal & Compliance

A global consulting firm is looking for a Senior in Financial Crime & Forensics in London. The ideal candidate will have a strong academic background and experience analyzing financial information.

A leading financial advisory firm is seeking motivated professionals for the Consultant/Senior Consultant role. Responsibilities include conducting risk-based audits, providing regulatory compliance advisory, and assisting in corporate governance. Ideal candidates will have a degree in Accountancy o

A financial advisory firm in Gerrards Cross seeks an experienced IFA Administrator to support advisers and manage client documentation.

A financial risk advisory firm is seeking a full-time Legal and Compliance Counsel to strengthen its legal function. The role is suitable for a qualified solicitor with around 2 years’ post-qualification experience in the financial services sector, emphasizing contractual drafting and analytical s

Financial Crime & Forensics is part of EY’s Financial Services practice: we work closely with financial services clients and regulators to help prevent, investigate and remediate financial crime along with other regulatory risks and issues. Within the Financial Crime & Forensics team you will work

You will work on the execution of a variety of projects including investigations, financial crime framework reviews, risk assessments, claims and disputes, fraud and prevention, and compliance programme development within the financial services sector. Financial Services - Investigations & Complianc

A leading financial services firm in Greater London seeks a Consultant/Senior Consultant to join its Financial Services Group. Responsibilities include conducting risk-based audits, providing regulatory compliance advisory, and assisting with corporate governance practices. Candidates should possess

A financial regulatory body in Greater London is seeking Senior Analysts in the Investment, Fiduciary, and Pension Division. Ideal candidates should have strong analysis skills and a background in financial statements, promoting effective legislative assistance. This position offers a unique opportu

Act as Compliance Officer and MLCO, fulfilling Key Person responsibilities. Maintain and monitor the firm’s compliance framework and policies. Advise the Board on compliance and deliver staff training.

The ideal candidate has extensive experience in UK regulatory compliance within financial services, proven leadership skills, and the ability to influence senior stakeholders. A leading recruitment agency is looking for an experienced Head of Compliance for their London Branch. This senior role invo

A dynamic financial services firm is seeking an experienced Head of Compliance to manage the compliance framework. This is an opportunity to lead compliance in a proactive environment while ensuring adherence to financial crime regulations. Responsibilities include regulatory compliance oversight, p

You should have at least 5 years’ experience in a similar Compliance related role within the Financial Services Industry. Ensure the Financial Crime team improve compliance standards by the provision of clear guidance and fair challenge. Diploma in Financial Planning or Insurance) or be willing to

Financial Crime & Forensics is part of EY's Financial Services practice: we work closely with financial services clients and regulators to help prevent, investigate and remediate financial crime along with other regulatory risks and issues. Within the Financial Crime & Forensics team you will work o

Head of Compliance - Financial Crime and Advisory Services. You will oversee delivery of technical financial‑crime expertise and regulatory services to relevant business areas, embed technical expertise and oversight processes, manage compliance risks, and advise on controls and monitoring. As Hea

This remote role requires strong compliance and risk management experience, with tasks including developing compliance programs, maintaining internal policies, and ensuring regulatory compliance. A specialist insurer is seeking a Compliance Support Officer to join their team.

A global financial services platform in Richmond is seeking a Senior Compliance Officer to manage regulatory requests and support compliance operations. This role offers a dynamic environment where you can demonstrate your expertise in compliance and contribute to the regulatory framework.

A leading financial services firm in the UK is seeking an experienced Financial Controller to manage all financial activities. This pivotal role requires expertise in financial management, compliance with UK GAAP, and leadership skills to oversee a team. Responsibilities include producing accurate f

A leading financial institution in Greater London is seeking a Tax Director to oversee the Europe and APAC tax function. This senior role involves ensuring compliance with local tax laws, managing a small team, and influencing business strategy through effective tax planning.

A global financial services platform in Richmond is looking for an experienced Senior Compliance Officer to oversee regulatory requests and enhance compliance operations. Responsibilities will include drafting regulatory responses, managing audit requests, and supporting onsite reviews, making this

Candidates should have experience in analyzing data and financial statements, as well as an ability to assist with legislative changes. This position presents a unique opportunity to contribute to critical financial oversight functions. A financial regulatory body in Greater London is looking for Se

Ideal candidates will have extensive experience in senior compliance advisory roles within financial services and proven leadership abilities. A leading health insurance provider seeks a Head of Compliance Advisory to lead compliance efforts in the UK Insurance sector. You will manage the compliance

A leading financial services firm in the UK seeks a Regulatory Lawyer Assistant Vice President to support the legal team in navigating the complex UK and EU regulatory landscape. The ideal candidate will have substantial experience in financial services law and be a qualified lawyer. Responsibilitie

Financial Crime & Forensics is part of EY’s Financial Services practice: we work closely with financial services clients and regulators to help prevent, investigate and remediate financial crime along with other regulatory risks and issues. Within the Financial Crime & Forensics team you will work

Head of Compliance - Financial Crime and Advisory Services. As Head of Compliance - Financial Crime and Advisory Services, you will manage a team that supports the business with understanding and adhering to complex regulatory requirements. At least 5 years of compliance experience in the financial

You will lead interaction with the first line financial crime team and embed a robust financial crime oversight framework, key outsourcers, supporting the Head pf Compliance with the Compliance plan, creating reports for boards and committees and interaction with Swiss and European colleagues. Head

AML Services Business Compliance Officer. The Maples Group is a global leader in financial services, trusted by many of the world's largest hedge fund managers, private equity firms, and international corporations. Our side-by-side financial and legal teams consistently deliver award-winning service

Our services include executive search and market intelligence within the Legal, Compliance and Corporate Governance practice areas, while our Legal Services division Hanbury Partners provides flexible consultancy arrangements. Compliance Manager - Leading Financial Services Firm. We support some of

Compliance Consultant - Managed Services - Financial Services Advisory Firm. Miryco Consultants is working with a boutique financial services advisory firm who are in growth mode and looking for highly motivated Senior Consultants/Managers to join their Managed Services team. Support delivery of reg

This role requires a strong background in financial services compliance, ideally with previous experience at a retail investment broker. A leading investment platform in the UK is seeking a Senior Compliance Manager to oversee compliance initiatives and manage regulatory risks. Successful candidates

Candidates should have over three years in financial services consulting with expertise in compliance and risk management. A management consulting firm is looking for a Senior Consultant in Financial Services to manage client relationships and ensure effective project delivery.

The team is looking for managers, specifically with US state and local income tax experience in the financial services industry, to help grow the team this year. The role will primarily involve overseeing private equity fund US state tax compliance engagements for clients with appropriate considerat

Financial Services Tax & Law - US Global Compliance & Reporting - SALT Senior Manager Tax. Significant experience reviewing state taxable income calculations and managing large-scale fund compliance projects. EY teams work across a full spectrum of services in assurance, consulting, tax, strategy an

With at least 5 years of experience in compliance advisory within financial services, strong knowledge of the FCA Handbook, and excellent communication skills, this hybrid role offers flexibility and the opportunity to shape compliance culture in the organization. The successful candidate will manag

A leading AI firm in financial services seeks a Regulatory Compliance SME to help develop innovative compliance solutions. Ideal candidates should have 5–10 years of experience in regulatory compliance and a strong background in large financial services institutions or consulting firms. This role

A boutique financial services advisory firm in the UK is seeking a Compliance Consultant to join their Managed Services team. The ideal candidate will have over 3 years of experience in compliance or regulatory support within financial services and a strong understanding of UK regulatory frameworks