Trabajos compliance monitoring en Southall - Page 3Crear alertas

A leading global multi-asset trading firm in London is seeking a Compliance Associate to join its UK Compliance team. This role offers the opportunity to work in a hybrid environment, carrying out monitoring activities and assessing suspicious activities aligned with regulatory standards. This posit

Evolving the framework of compliance monitoring and carrying out compliance monitoring. Perform pre-trade and post trade compliance monitoring to ensure the trades are in line with desk mandate restrictions guidelines. Handle staff dealing approval, monitoring and review staff dealing-related report

A financial services firm in Greater London is seeking candidates for a Compliance role. The role focuses on risk management, regulatory assurance, and supporting compliance processes, while offering a learn-by-doing environment.

A leading crypto company is seeking a Lead Compliance Associate to oversee the UK regulatory compliance framework. This role involves supporting compliance monitoring and testing, policy governance, and regulatory reporting. The ideal candidate will have over five years’ experience in financial se

Evolving the framework of compliance monitoring and carrying out compliance monitoring. Senior Compliance Associate, Compliance and Trade Monitoring. Perform pre‑trade and post trade compliance monitoring to ensure the trades are in line with desk mandate restrictions guidelines.

Report directly to the Compliance Manager as part of the Compliance Monitoring team. Oaklands Global are recruiting a Compliance Monitoring Engineer for a leading aviation client based in Southeast England. Conduct internal audits and inspections to monitor compliance with EASA Part 145 and company

This Compliance Monitoring and Safety Engineer role is integral to the companys commitment to delivering excellence in compliance and safety. Control the audit schedule and manage key compliance documents, including customer Compliance Plans. Deputise for the Compliance Monitoring Manager and Safety

The candidate will lead the Compliance Monitoring Programme and enhance testing functions globally. A leading financial services firm in London seeks a Senior Compliance Monitoring and Testing Officer. Responsibilities include acting as a key contact for compliance activities and conducting thematic

The role involves conducting AML/CFT monitoring activities, performing customer risk assessments, and reviewing AML incidents. Candidates should have robust communication skills and experience in AML or compliance, specifically with PEPs and high-risk customers.

A UK-based bank is seeking a Compliance Monitoring Officer to support the compliance agenda and undertake independent monitoring activities. This position offers great opportunities for career growth and development in compliance within the financial services sector.

A leading compliance firm in the United Kingdom is looking for a professional to assist in managing their compliance function. The role involves leading monitoring reviews, ensuring robust controls, and supporting regulatory engagements. Ideal candidates should have significant compliance experience

A leading specialty insurer is looking for a Senior Compliance Analyst (Monitoring) to ensure compliance with laws and regulations. The role involves developing compliance plans, conducting workshops, and monitoring global compliance activities. Candidates should have a strong understanding of Compl

We are recruiting a Finance, Compliance & Monitoring Officer to support the financial delivery, monitoring and governance of externally funded projects. Experience with financial monitoring, reporting and compliance. Finance and Compliance Monitoring Officer.

This full-time position involves monitoring trades for compliance with local regulations, supporting the Risk and Compliance Team, and performing various compliance tasks. A leading financial services firm in the UK is seeking a Senior Compliance Associate to join their Compliance Team. The ideal ca

A leading banking group is seeking a Compliance Monitoring Officer to support their London Branch. This role involves executing and enhancing the Compliance Monitoring Plan while conducting thematic reviews and assessments. Candidates should possess a degree in relevant fields and a minimum of 2 yea

Proven experience in a financial crime monitoring, assurance, audit, or compliance testing role — ideally within a banking or financial services environment. Excellent written communication skills with experience producing detailed monitoring or assurance reports. Lead and deliver targeted and the

As the Director of Compliance Monitoring and Oversight, you will be the global architect of Airwallex’s "Second Line of Defense" assurance function. Global framework strategy: Own the strategic evolution of the Compliance Monitoring and Oversight framework. Annual assurance planning: Design and ex

The role reports directly to the Head of Compliance Monitoring (HoCM) and works independently while collaborating with colleagues in the AML/Fraud and Compliance teams to support the Chief Compliance Officer (CCO) in developing and implementing the compliance agenda for LHV Bank. The Compliance Moni

Implement the Compliance Monitoring Framework and contribute ideas on how to improve it. We have a Compliance Monitoring team which operates similar to internal audit, but focusses on alignment to regulatory needs. Performing regular sample monitoring as required.

A global insurer is seeking a Compliance Support Officer to assist with compliance monitoring and regulatory reporting in the Greater London area. Responsibilities include tracking compliance actions, preparing reports, and supporting the Compliance Team's strategic plans.

A global clinical research organization in the United Kingdom is seeking a Clinical Research Associate to conduct on-site and remote monitoring visits. The role requires experience in clinical monitoring and knowledge of ICH-GCP and UK regulations.

A leading aviation recruitment firm is seeking a Compliance Monitoring Engineer in Greater London. Responsibilities include conducting audits, collaborating with teams for process improvements, and reporting to the Compliance Manager.

Service Care Solutions are recruiting on behalf of a local authority in the West Midlands for a Finance, Compliance, and Monitoring Officer to join the team on a temporary basis. Proven experience in financial monitoring, forecasting, or compliance within the public sector or similar environment. Fi

You’ll undertake 2nd LoD Compliance Monitoring for review of the effectiveness of the Compliance controls in place across the business. Compliance Monitoring Officer (Wealth Management). You’ll design and execute reviews as required under the Compliance Monitoring Plan in line with departmental

Utilising business systems including Exacom and Uniform the role includes developing, monitoring and maintaining data systems required to collect and monitor planning obligations. The monitoring of Planning Obligations is vital to ensuring the managed and sustainable growth of our city.

This is an excellent opportunity for a high-achieving compliance professional with experience in managing Employee Compliance Processes within Financial Services. Prepare MI and reports on employee compliance and compliance breaches. Experience in operating, testing and refining Compliance IT system

Our client, a rapidly expanding global payments group, is seeking a Transaction Monitoring Manager to work alongside the Head of Compliance & MLRO in London. The candidate will be responsible for day‑to‑day monitoring of alerts, processing and reporting serious transaction anomalies, and leading

A financial technology leader in Greater London seeks a Director of Compliance Monitoring and Oversight. In this role, you will lead a global team to enhance compliance frameworks and ensure effective financial crime controls. Ideal candidates have extensive experience in compliance assurance and ma

You’ll ideally have experience of performing Compliance Monitoring reviews and of writing reports for senior management, although strong candidates looking to move into Compliance Monitoring from other areas of Regulatory Compliance will also be considered. You’ll undertake 2nd LoD Compliance Mo

Candidates should have over 8 years of experience in compliance monitoring, a relevant bachelor's degree, and professional compliance qualifications. A global investment manager in London is seeking a Compliance Monitoring Lead to oversee investment compliance activities. The role involves leading t

Act as the First Line of Defence Subject Matter expert and Service Owner working with Front Office, Operations and 2LoD teams to continually improve our compliance with the AML Regulatory Framework. Specific focus on transaction monitoring. Working with Financial Crime Middle Office leadership, driv

The role involves ongoing compliance monitoring and relationship management with Appointed Representatives and Alternative Investment Funds. Ideal candidates will have over 3 years of experience in compliance monitoring within financial services and possess strong organizational and communication sk

A leading banking institution in Greater London is seeking a professional for a compliance role focused on financial crime. The position involves leading targeted reviews across the financial crime framework, assessing the effectiveness of controls, and producing monitoring reports. The ideal candid

You will translate monitoring findings into insights for senior management, driving the transition towards continuous monitoring. A leading fintech company in London seeks a Director of Compliance Monitoring and Oversight. You will lead a high-performing international team to refine compliance frame

A local authority agency in the West Midlands is seeking a Finance and Compliance Monitoring Officer on a temporary basis to oversee financial monitoring and compliance for funded programmes. The ideal candidate will have a background in financial compliance within the public sector and strong analy

Experience in Monitoring Trustee work, competition‑authority/regulator case leadership, or compliance/audit/consulting/transaction advisory roles. Expertise in digital markets or in‑house experience implementing or monitoring compliance/remedy programmes. As part of a leading global Monitoring T

A recruiting firm in the finance sector is seeking a Finance and Compliance Monitoring Officer to manage financial claims, ensure compliance, and report on externally funded projects. Responsibilities include day-to-day financial management, reviewing compliance documentation, and building relations

A leading banking group is seeking a Compliance Monitoring Officer to support its London branch. This role involves executing the Compliance Monitoring Plan, conducting reviews, and preparing reports for senior management. Interested candidates should have at least 2 years of compliance experience,

A leading investment management firm in Greater London is seeking a proactive Financial Promotions and Compliance Analyst to uphold regulatory integrity. The ideal candidate will review marketing materials, ensuring compliance with FCA standards and internal policies. Collaborating across teams, the

A leading service provider in Greater London seeks an Asbestos Analyst to ensure compliance and high-quality monitoring of asbestos. This role offers an opportunity to contribute to both compliance and service excellence in a supportive work environment.

A leading fintech firm in Greater London seeks a Compliance Associate to support its EMEA & APAC Compliance team. The role involves assisting in the Compliance Monitoring Programme and ensuring adherence to regulatory expectations. Ideal candidates have 2+ years in financial services compliance, a d

This role focuses on high-quality asbestos monitoring and compliance with regulations, ensuring adherence to safety protocols.

A growing fintech firm in the United Kingdom is seeking graduate-level Compliance Analysts to join their Compliance Operations team.

This role involves conducting inspections, managing monitoring activities, and collaborating with contractors to mitigate compliance issues. A leading international engineering company is seeking a proactive Environmental Consultant to ensure compliance with environmental standards at construction s

We are seeking a Compliance Monitoring Manager to lead on the delivery of a Nest Invest Compliance Monitoring Plan, be able to adapt that plan to respond to new or emerging regulatory risks identified through horizon scanning, FCA priorities or internal situations, and deliver compliance monitoring

Love being on the move and interacting with people from all walks of life? Proud to deliver quality goods on time and put a smile on thousands of faces every week?.Join Ocado Logistics where there are bags of possibilities.It's our mission to provide an outstanding customer experience.Whilst others

There is an opportunity available to join our Compliance Team within the Housing. As part of the team, you will assist the Statutory Compliance Co-ordinator Asbestos. Safety (Housing) on the strategic management of Statutory Compliance and.