Compliance officer jobs in London - Page 2Create job alerts

The Senior Compliance Officer will play a critical role in developing governance structures, particularly for external distribution agreements, while ensuring compliance with AIFMD, UCITS, MiFID, the Cross Border Distribution Directive (CBDD) and other relevant frameworks. We are seeking an exper...

Our client, a global leader in their field, is looking for a Head of Compliance (Advisory) to join their team on a permanent basis. The role reports into the Chief Compliance Officer who is hugely inspirational, and they are looking for someone to work in partnership with them – helping to build ...

As the Head of Compliance, you will be responsible for developing, implementing, and maintaining Lunu Pay’s compliance framework, ensuring adherence to all applicable regulations, industry standards, and internal policies. If you are a strategic thinker with a passion for compliance in the crypto...

Lutine Bell are currently supporting a rapidly growing Wealth Manager looking to appoint a Compliance Officer into their 1LOD.

Compliance Officer – Compliance Advisory Team. As a Compliance Officer, you'll play a critical role in advising the front office and business units on regulatory requirements, conducting thematic and desk-based reviews, and supporting internal investigations. Previous experience in a Compliance r...

Rutherford is exclusively partnered with a global multi-strategy hedge fund seeking to hire their first Compliance Officer in Dubai.This is a standalone role based in Dubai, supporting the EMEA compliance function and reporting directly to the Chief Compliance Officer in London.The successful can...

A new role seeking a Risk & Compliance Officer to join our growing team and play a key role in shaping and embedding a culture of governance excellence, risk awareness, and regulatory adherence across the business. Partnering across teams to embed risk and compliance into operations and service i...

Driving and maintaining compliance across key standards (SOC 2, ISO 9001, ISO 27001). Supporting a culture of continuous improvement around risk and compliance. A pragmatic mindset—able to balance compliance with business agility.

AlTi Tiedemann Global (“AlTi”) is a NASDAQ listed global wealth and alternatives manager, in the business of turning powerful ideas into high-performing strategies and solutions. We are seeking an experienced Compliance Officer to join our UK Wealth Management team. Reporting to AlTi’s Interna

The ideal candidate will have sailed to Chief Officer (C/O) or Captain on Container Vessels and possess strong shore-based operational experience.In this shore-based role, you will apply your maritime expertise to manage fleet operations, ensuring safety, compliance, and optimal performance acros...

We are recruiting on behalf of a highly successful boutique private fund.This is very much a "hands-on" role - whilst there is ample other internal resource available it is a stand-alone and requires a true self-starter.You should have at least eight years private fund consulting experience , or ...

Due to business requirements, we are now looking to acquire the services of an experienced IT Governance Officer. Proven experience in IT governance, risk management, and compliance.

Location: Central London Salary: £50,000 - 70,000£ per year + equities Start Date: 1 March 2025 About Us: The Surf is an innovative social networking platform with machine learning algorithm in core for determining closeness of relationships between people who communicate with each...

OTALA.MARKETS IS NOW HIRING FOR A NEW ROLE Job Description: Chief Technology Officer About Us: Otala.Markets is an independent financial institution specialising in issuing structured and banking investment products, providing asset securitisation, and delivering cutting-edge investment ...

Reporting to the Compliance & Facilities Manager and working alongside another Fire Compliance Officer, you will be responsible for conducting regular inspections, identifying potential risks, and implementing effective fire safety measures. We are seeking a dedicated and experienced Compliance F...

Role: Purchasing Officer Type: Permanent Salary: £40,000 Location: Hybrid - remote with 1x day per week in Central London (you must be commutable or open to relocation) iO Associates are working with a respected healthcare organisation committed to delivering high-quality clinical care and oper...

An exciting opportunity has arisen for a highly efficient and professional Compliance and Assurance Officer to join the Medicine and Integrated Care Divisional team at Imperial College Healthcare NHS Trust.

Our client, a boutique investment management business specialising in hedge fund and private markets products, is looking for a Chief Compliance Officer to lead their compliance function in London. Chief Compliance Officer (SMF16/17), Alternatives/Private Markets, London. Create and execute compr...

Provide advisory compliance guidance on all applicable FCA rules for 'service companies', with support and oversight from the Chief Compliance Officer. The position will report to the Chief Compliance Officer of Tradebook Europe. The Global Compliance team within Bloomberg's Legal & Compliance De...

Compliance, Risk, Audit and Safety Officer. Compliance, Risk, Audit and Safety Officer. This role offers an exciting opportunity to join our dedicated Compliance, Risk, and Audit team, comprising a Director, Head of Service, and three experienced officers.

Assist the exams officer in collating examination scripts post-examination, ensuring order and completeness. We are seeking a dedicated invigilator to lead a team in conducting external and internal examinations for pupils, ensuring compliance with all JCQ regulatory requirements. Lead a team of ...

The Chief Compliance Officer and Money Laundering Reporting Officer (MLRO) for FDA Ltd. This individual reports to the Chief Compliance Officer for Fidelity Digital Assets, a full-service, enterprise grade platform for securing, trading, and supporting investments in digital assets. Chief Complia...

The security compliance officer will be responsible for conducting compliance monitoring throughout the security functions in aviation that ABM provide. JOB TITLE: Security Compliance Officer. During inspections and audits, compliance officer will support Head of Security and operational team as/...

To be familiar with CQC Standards, Notices to Staff, Health & Safety, Yes Care Policies. Yes Care is committed to safeguarding and promoting the welfare of children, young and vulnerable adults and expects its staff and volunteers to share this commitment. Yes Care are responsible for protecting ...

Compliance Lead Officer – Private Wealth London.Mercer Private Wealth is seeking a senior Compliance officer to lead the business first line of defence and be the main point of contact, dealing primarily with the business interaction with the Mercer 2nd and where appropriate the 3rd lines of defe...

Central Compliance are responsible for the development and implementation of compliance policies, training, regulatory registrations, exchange returns, complaints handling, conflicts management, regulatory interactions, regulatory developments, audit requests and whistleblowing framework oversigh...

You will report directly into the Chief Compliance and Risk Officer (CCRO) for the Equals Group and will be responsible for the Regulatory Compliance function to ensure a robust application of regulatory rules and compliance controls, operating under the 2nd line of defence, as part of Global Ris...

Central Compliance are responsible for the development and implementation of compliance policies, training, regulatory registrations, exchange returns, complaints handling, conflicts management, regulatory interactions, regulatory developments, audit requests and whistleblowing framework oversigh...

Information Governance Manager and DPO, London. Seeking an Information Governance Manager and Data Protection Officer (DPO) to enhance data privacy compliance under UK GDPR. The role involves designing and implementing compliance strategies, monitoring practices, and serving as the primary contac...

Coopman Search and Selection is currently partnered with one of the most exciting global hedge funds, which is looking to hire a Compliance Officer. Ensure compliance with relevant legal and regulatory obligations. Provide advice, guidance, and support to employees regarding compliance queries.

The legal and compliance Department works with all divisions in the firm to assist in the development and maintenance of a strong compliance culture and to support the embedding of appropriate behaviours within the firm’s Wholesale operating practices. In addition, the Compliance Officer will hav...

Our services include account-based purchases, transfers, withdrawals, and safer fund exchanges using various funding sources like bank accounts, PayPal or Venmo balances, credit/debit cards, cryptocurrencies, and gift cards. This role is responsible for overseeing compliance and AML/CTF functions...

Ensure Regional Data Protection Officers (DPOs) and Compliance teams are aligned with the enterprise data protection strategy and effectively managing local data protection risks and mitigation plans. The Global Data Protection Officer (DPO) is responsible for designing, implementing, and oversee...

A leading global specialty insurer are hiring a Financial Crime Officer to join our International Compliance team, focusing on financial crime advisory and investigations. Respond to financial crime-related queries and referrals. Assist in financial crime investigations and reporting to authoriti...

Financial Crime Analyst - Global Insurer. A leading global specialty insurer are hiring a Financial Crime Officer to join our International Compliance team, focusing on financial crime advisory and investigations. Respond to financial crime-related queries and referrals.

We are looking for a Data Protection Officer / Consultant to join our innovative data protection team to support our diverse range of experience, expertise, and approaches. Experience in data protection, regulatory/compliance, legal, education or consultancy background will be considered – additi...

Legal Director, Regulatory Affairs & Compliance - 10+ PQE - London. Reporting to the Chief Legal & Risk Officer, you will focus on all regulatory and compliance matters, including:. Supporting the business with legal and compliance risk advice.

Money Laundering Reporting Officer (MLRO)/Compliance Consultant. Money Laundering Reporting Officer (MLRO)/Compliance Consultant. Money Laundering Reporting Officer (MLRO)/Compliance Consultant.

We're looking for a Senior Conduct & Compliance Monitoring Office to provide second line of defence (2LoD) oversight over 1LoD (first line of defence) teams, so that they meet their regulatory obligations and effectively manage their regulatory compliance and conduct risks. Experience in complian...

You will work within the Compliance team to provide high-quality compliance support to the Chief Compliance Officer (CCO) and Head of Regulatory Engagement. We’re recruiting for a Senior Compliance Analyst to join us. Support the CCO by producing insightful management reports, presentations, and ...

Join a firm that's ambitious, growing and delivering on groundbreaking work.Expect a flexible, diverse working environment where your long-term career growth is assured.We build our business by enabling high performance and progression.Whatever your role, we give you the support, management and d...

The power behind big name brands William Hill, 888 and Mr Green, evoke is the new name for 888 Holdings.

Lead and develop the AXA UK Group Compliance and Regulatory function, cultivating a team of compliance professionals committed to upholding our high standards and fostering a culture of compliance throughout the organization. Are you a strategic leader with a passion for regulatory excellence? AX...

They are looking to hire a Senior AML Officer on a permanent basis. Supporting the Head of Compliance & MLRO in managing the organisation’s AML program with applicable laws and regulations and ensuring it remains up to date and effective. Developing and documenting AML policies and procedures.

Provide advice and guidance to management on matters relating to conduct and compliance, including identifying areas of compliance vulnerability and risk, based on findings of compliance reviews. As Chief Compliance Officer you will be responsible for ensuring the firm’s policies and procedures e...

Training and Communications Officer. Arrange external training providers to deliver compliance training to the business. Compliance Training and Communications Officer, london.

As a Community of Practice Officer, you will play a vital role in supporting and enhancing a national community of practice. As a Community of Practice Officer, you will:. Community of Practice Officer - Volunteer Compliance.

Job title: Risk & Compliance Officer (AML) (12 month FTC). Reports to: AML & Sanctions Manager. The Risk & Compliance Officer will support our Senior Client and Matter Inception Manager, AML & Sanctions Manager, and Money Laundering Reporting Officer ("MLRO"), as well as key stakeholders across t...