Compliance officer jobs in London - Page 2Create job alerts

We are looking to appoint an experienced financial services Compliance Officer to maintain and develop an effective conduct and regulatory risk framework to ensure that the Arbuthnot Latham (AL) Group (Core and Subsidiaries) operates in compliance with all regulatory requirements. Be the firm’s D...

The Digital Asset Chief Compliance Officer and Money Laundering Reporting Officer (MLRO) oversees compliance with FCA rules, develops policies and procedures, and implements an effective compliance programme. Our client is a large Asset Manager looking for a Chief Compliance Officer & MLRO for th...

The role holder will work closely with the Global Head of Ethics and Conduct Compliance, Chief Compliance Officer, Europe and other stakeholders on the thoughtful use of the Conduct Panel which is responsible for considering conduct matters, including conduct rule breaches. The successful candida...

You will report directly into the Chief Compliance and Risk Officer (CCRO) for the Equals Group and will be responsible for the Regulatory Compliance function to ensure a robust application of regulatory rules and compliance controls, operating under the 2nd line of defence, as part of Global Ris...

The Chief Compliance Officer and Money Laundering Reporting Officer (MLRO) for FDA Ltd. Chief Compliance Officer, MLRO Fidelity Digital Assets, Ltd. Additional responsibilities include identification and co-ordination of projects with internal and external partners, development, and delivery of c...

The Chief Compliance Officer (CCO) will serve as the senior leader responsible for developing, implementing, and overseeing Corpay's global compliance strategy within the Cross-Border Division. The role will interface with C-suite executives, regulatory bodies, and key banking partners to ensure ...

Chief Compliance Officer - ZA, Risk and Compliance Solutions.

You will report directly into the Chief Compliance and Risk Officer (CCRO) for the Equals Group and will be responsible for the Regulatory Compliance function to ensure a robust application of regulatory rules and compliance controls, operating under the 2nd line of defence, as part of Global Ris...

Chief Financial Officer / Chief Operating Officer. You will provide financial recommendations to the CEO and Board of Trustees and oversee all financial reporting. You will lead the Finance and Site Teams, providing strategic guidance while ensuring compliance with the funding agreement, financia...

We are looking to appoint an experienced financial services Compliance Officer to maintain and develop an effective conduct and regulatory risk framework to ensure that the Arbuthnot Latham (AL) Group (Core and Subsidiaries) operates in compliance with all regulatory requirements. Be the firm’s D...

Eames is currently working with Lloyd's syndicate to hire a Head of Compliance (9-month FTC). The individual will be working closely with the UK CRO and Senior Risk Manager and will report to the Chief Risk Officer. The role entails monitoring regulatory change and leading the Compliance team in ...

Chief Compliance Officer, MLRO Fidelity Digital Assets, Ltd.The Chief Compliance Officer and Money Laundering Reporting Officer (MLRO) for FDA Ltd.Fidelity organisation and its clients.The individual will oversee, develop, and implement programmes to support FDA Ltd's compliance with the FCA rule...

Additional responsibilities include identification and co-ordination of projects with internal and external partners, development, and delivery of compliance training, monitoring for regulatory changes and industry trends, and overall development of an effective compliance programme. Work closely...

Chair of Board of Directors The Association of Illustrators (AOI) is seeking an exceptional Chair to lead our Board of Directors. As the foremost professional body for illustration, the AOI has proudly supported and championed the creative industry since 1973. Today, we serve a thriving global co...

Chief Financial Officer / Chief Operating Officer Salary: Pay Band £66,705 - £70,562 (actual) Full Time (36 hours per week) Term Time + 10 days Ashmole Trust was created upon the foundation stones of two excellent schools – primarily Ashmole Academy and subsequently, Ashmole Primary. In September...

Group Independence (E&I) Director (4302) Forvis Mazars is an international network firm operating in the field of audit and consulting services in 100+ countries with 40.000+ staff. Forvis Mazars, a network composed of two firms, Forvis Mazars LLP in the US and Forvis Mazars Group in the rest of ...

Passionate about educational equality? Join our team and make a difference. 📍 Location: Hybrid (2 core office days/week in King’s Cross). For staff outside of London, there is more flexibility (with all staff expected to travel to the office at least once per month). ⏳ Hours: Full-time (37.5...

About Us Harris Academy Beulah Hill is an extremely popular 11-19 academy. We deliver a broad and challenging curriculum to all our students in a calm and well-ordered environment. We have high expectations of all members of the school community. This is reflected in our consistently high stude...

Job Title: Governance and Executive Support Officer Location: Camden Borough Salary: £28,000 ( £40,000 full time equivalent) Contract Type: Permanent Hours: Part-Time – 3 Days per week on site Industry: Education We are recruiting for a Governance and Executive Support Officer for a...

Job Title: Duty Manager Salary: Competitive Hours of Work: 37.5 per week ( Days, nights and weekends) Contract Type: Permanent Job Summary: An exciting opportunity is available for a Duty Manager, to join our team at the prestigious King Edward VII’s Hospital. The Duty Manager supports th...

This role involves reviewing and approving gifts, donations, and grants, conducting compliance training, and supporting various related compliance activities. Develop, implement, and maintain ABC compliance programs in line with UKBA and FCPA requirements. Review and approve requests related to g...

Procurement Officer, Education organisation, South London, up to £32k.An exciting opportunity has arisen for a dedicated Procurement Officer to join a well-established education organisation.This role plays a key part in ensuring effective procurement, contract management, and compliance across t...

Head of Compliance & MLRO Role - EXPERIENCE FROM A CFD BROKER IS A MUST HAVE. This dual-role position encompasses leadership of the company’s Compliance function and responsibility as the Money Laundering Reporting Officer (MLRO).

We are partnered with a reputable insurer based in the heart of London who are seeking a Compliance Officer to join their warm and collaborative Compliance function.In this generalist role, you will be focusing on:.Conduct Risk and Consumer Duty.Experience of working with a Lloyd's Syndicate or a...

Knowledge of environmental regulations affecting operational renewable energy assets. Offshore Environmental Officer. In this role, you'll be instrumental in ensuring environmental compliance across offshore assets in the UK and Ireland, and helping go beyond compliance to lead in sustainability....

We are working with a leading international law firm to hire a Compliance Officer on a.In this role, you’ll play a key part in the firm’s risk and compliance function, supporting complex.AML, sanctions, conflicts and compliance matters.The firm is looking for a compliance professional with exper

Compliance Generalist to support the enhancement of its compliance framework. Assist in internal audits, compliance investigations, and remediation efforts. Strong knowledge of FCA rules, compliance monitoring, and regulatory frameworks.

Coopman Search and Selection are delighted to partner with a top tier multi-strat hedge fund witch circa $3 billion AUM, who are looking hire a Compliance Officer to work alongside the Head of Compliance and a compliance analyst. Reviewing legal documentation relating to funds, managed accounts &...

Join MarTrust as a Regulatory and Sanctions Compliance Advisory Officer. Presenting relevant and local regulatory changes to the Chief Compliance Officer. Regulatory and Sanctions Compliance Advisory Officer.

Provide guidance and advice to internal teams on compliance risks and best practices for mitigating non-compliance. A minimum of 3 years’ experience in a compliance monitoring role within a financial services or fintech environment. Lead the Compliance Monitoring Programme, conducting assessments...

Coopman Search and Selection are currently partnered with one of the most exciting global hedge funds who are looking to hire a Compliance Officer.The role will report in directly into the Compliance Director and form part of a larger team.In this role you will be acting as the primary contact fo...

Arthur are working with a reputable Lloyd's MGA as they seek a Compliance Advisory Officer to join their growing team.Reporting into the Senior Compliance Manager, you will provide great representation and communication for a stronger Compliance culture across the business, and will be responsibl...

The Compliance Monitoring Officer will be responsible for conducting compliance monitoring reviews, ensuring thorough evidence gathering, and producing high-quality reports.The role involves supporting the development and tracking of the Compliance Monitoring Plan.This position will report direct...

Work closely with other departments to ensure the effective communication of compliance-related matters and foster a compliance-oriented environment. The Compliance Monitoring Officer plays a critical role in ensuring the adherence of the brokerage firm to regulatory requirements and internal pol...

Knowledge of AML and conflict regulations.

This role is designed to support the Senior Manager - Compliance/ Group Data Compliance Officer to execute the compliance/ data protection program and support other colleagues and the Chief Legal & Compliance Officer in applying the framework into the Group.This role is based in the London office...

A great opportunity has come up to join a full service City Law Firm to join their growing compliance and risk team. Supporting the team with other risk and compliance projects and working on the agreed priorities of the team in accordance with the firm’s strategic priorities. A minimum of at lea...

As Compliance Officer, you will play a pivotal role in the second line of defence, supporting the delivery of the Compliance Monitoring Plan. This role involves regular interaction with senior compliance stakeholders and provides a broad platform to influence and drive regulatory excellence withi...

Work with the Global Chief Compliance Officer and other regional Compliance Officers in shaping the company’s global compliance strategy. This role requires requires both a deep understanding of compliance frameworks and strong commercial instincts, ensuring compliance is embedded into our operat...

AJ Chambers are assisting a top West End Law Firm who are looking for a Risk and Compliance Officer to join the firm on a permanent basis. The successful individual will be an ambitious and enthusiastic self-starter with a solid background within a law firm, who will work alongside the Head of Ri...

ISO27001 / Cyber Essentials Plus, NIS2) as well as the General Data Protection Regulation (GDPR) and other applicable data protection laws. Monitor and ensure compliance with GDPR, national data protection laws, and internal privacy policies; provide internal expert advice on data protection matt...

They are now searching for a compliance officer with significant investment shareholder disclosure experience to come in and support the collegiate and dynamic team already in place. Perform daily oversight of shareholder activity, ensuring compliance with ISH reporting requirements. Analyse regu...

A highly regarded professional services firm with a strong presence in the UK, Europe and the US are looking for an experienced Risk & Compliance Officer to join them on a part-time basis (3-4 days per week). Please note: This is a permanent part-time role (3-4 days) and you will be required to b...

Provide advisory guidance on applicable FCA rules relevant to service companies, with oversight from the Chief Compliance Officer. Comprehensive Private Medical Insurance.

Consulting & Corporate Finance Experience: Familiarity with consulting businesses specialising in M&A and corporate finance. Interim Regulatory Compliance Officer – Consulting Firm (M&A, DA and Corporate Finance). Regulatory Oversight: Ensure full compliance with German (BaFin), EU, and UK (FCA) ...

As CRO, you’ll be responsible for overseeing the Bank’s risk management framework across all risk types — credit, operational, market, regulatory, and reputational. Chief Risk Officer (SMF4) - UK Bank. Risk and Compliance function and play a critical role in protecting our customers, strengthe

A global investment bank is currently recruiting for a Trade Surveillance Officer at Associate or VP level for a full time permanent position.The role will be based in Liverpool street and will be offered hybrid with 3 days attendance required in the office.The Compliance Surveillance Team is res...

The client seeks a seasoned data professional to manage and enhance data governance frameworks, ensuring robust compliance and alignment with broader organizational governance. Drive improvements in data quality, master data management, lineage, and traceability. The Chief Data Officer will lead ...