Compliance officer jobs in London - Page 3Create job alerts

You will need to have a sound understanding and knowledge of planning legislation. Planning Enforcement Officer - 6 months contract - Cardiff. In this role you will be dealing with complaints but also consists of planning applications, policy compliance, appeals and legal proceedings.

Zodiac Maritime is an international ship operating company providing a full range of management services for a wide and diverse fleet of commercial ships, spanning containership to tankers, bulk carriers to PCTCs, and a growing orderbook focused on dual-fuel vessels to improve overall fleet energ...

SALARY: 50-65K The Client Our client is a highly successful Investment Management firm. The Role The Compliance Risk & Control Officer will sit within the Risk & Control Team and will help ensure that positive client outcomes are being achieved, and that investment portfolios are being ...

Quality Assurance Officer - 11 Months Fixed Term Contract RED are an expanding international M&E consultancy, with a proven track record in low energy design, focused on providing excellent design solutions to clients. We are looking for a dedicated and organised Quality Assurance Officer to ...

During this engagement, the Head of Compliance & MLRO will drive the implementation of compliance controls, processes, and operations to ensure alignment with regulatory standards and AML/CTF programs. Albany Beck is looking for a Head of Compliance & Money Laundering Reporting Officer (MLRO) to ...

The Highway Enforcement Officer will carry out highway management enforcement activities which contribute to the effective management of the council environment and ensures compliance with the statutory provisions outlined within legislation such as the Highways Act 1980 and the Traffic Managemen...

Are you an experienced compliance professional passionate about financial crime prevention? On behalf of this international banking organisation in London, Magnus Partners is seeking a dedicated Money Laundering Reporting Officer (MLRO). Extensive experience in a financial crime senior management...

Our client, a commercial bank in London, is seeking a compliance officer with financial crime experience.The role will be to provide support on all elements of financial crime, working closely with the Bank's business line compliance teams.Assist M&I on transaction monitoring and investigative ma...

A leading City-based investment bank is looking for a proactive Regulatory Compliance Officer to join its Regulatory Change team, specialising in horizon scanning. You will need a solid understanding of UK and EU regulatory frameworks, along with strong analytical skills and the ability to assess...

Managing the periodic review and maintenance of Compliance and Operations policies, procedures and risk assessments. Working closely with the Chief Compliance Officer on policy maintenance and regulatory initiatives. Prominent global private equity firm is seeking a Senior Legal Compliance Office...

We are hiring a Quality, Risk and Audit Officer who wants the opportunity to carve out a successful role within an award-winning and growing organisation. We have a growing portfolio of clients due to our excellent reputation within the industry and we are seeking to add to our successful team wi...

The MRM function is structured globally, led by the Chief Model Risk Officer, and is dedicated to independent oversight of model risk. Operating as the second line of defence, MRM collaborates closely with regional teams to guide, review, and challenge model development and ensure compliance with...

They are looking to hire a Market Surveillance Officer on an FTC basis. Assisting with technical enhancements relating to compliance monitoring surveillance software. Interest in financial markets, data analysis, and compliance. ...

We have a great new opportunity as a stand-alone Senior Compliance Officer with a specialist Bridging and Buy to Let lender. Reporting to the Risk Director and serving as Deputy MLRO and a member of the Risk Committee, the Senior Compliance Officer will ensure the company remains compliant with a...

Head of Legal and Compliance who is in need of a KYC Specialist to oversee the function as well as participating in broader compliance responsibilities such as SMCR or IFPR. Broader compliance experience would be an asset although not essential. ...

The role holder will be responsible for working directly with the Chief Compliance Officer to administer all aspects of the compliance frameworks for all lines of business. Senior Compliance Officer (VP). The Senior Compliance officer (15 Months Mat cover role) has a base salary of. This is a gre...

Global Chief Financial Officer (CFO). Optimize financial systems, processes, and technology to enhance financial reporting and streamline operations across regions. Experience managing complex financial operations, including currency exchange, tax, and regulatory compliance.

I’m working with a financial services firm to recruit a Compliance Advisory Officer within their retail banking team, focused on second-line defence. This role requires deep technical expertise in retail lending, MCOBS and CONC regulation, paired with strong advisory experience. You’ll be part o

A leading multi asset fund manager is looking for a portfolio compliance officer.

ABOUT US:Bullisher is a data centric fintech Solution provider in the aerospace and defense industry for institutional level investors, looking to disrupt and revolutionise a $3 trillion dollar industry. We spearhead an industrial-leading Blackbox to facilitate and administer tra...

The Clinical Trial Pharmacist and Home Office Compliance Officer will work alongside experienced clinical research staff within the unit and clinical team. There will be an initial screening call with the recruiter, followed by a 2 stage process with the Lead Pharmacist & doctor on site.

To enhance a strong Compliance culture and holistic and integrated end-to-end view of all compliance risks. To assist in developing and implementing a robust compliance framework which is proportionate to the size and complexity of the branch’s business. To take action to address any deficiencies...

As the nominated officer, the MLRO ensures that information leading to knowledge or suspicion of money laundering is disclosed appropriately to the relevant authorities meeting the requirement of The Proceeds of Crime Act (POCA). Now, we’re looking for a seasoned Compliance Officer ready to take ...

Minimum of 5 years of compliance experience in a buy-side investment management firm, with a strong background in generalist compliance functions, including regulatory compliance and AML. A leading global investment management firm is seeking an experienced Deputy Head of Compliance to join their...