Financial compliance jobs in Leicester - Page 9Create job alerts

Senior Compliance Advisory Lead – Financial Promotions. We are partnering with a leading financial services organisation to appoint a. Senior Compliance Advisory lead.

Leading the financial crime compliance function, offering guidance to partners, lawyers and business services teams on issues such as AML, sanctions, and bribery. In this role, you’ll provide expert advice on financial crime matters, as well as playing a key part in safeguarding the firm’s reput

Novartis UK is seeking a Chartered Accountant to ensure financial integrity through strong internal controls and oversight of global financial reporting. This role involves leading SOX risk assessments, managing audits, and collaborating with various teams to enhance financial controls. Ideal candid

Lead and manage Financial Crime Compliance integration for acquisitions and strategic business change programmes, including: Project managing and executing post acquisition Financial Crime controls integration; Conducting structured control and framework reviews, including AML and sanctions assessme

This role entails overseeing the firm's financial crime prevention framework and ensuring compliance with FCA regulations. CLSA Global Markets Pte Ltd is seeking a Compliance Manager for their London office. The ideal candidate will have at least 7 years of experience in financial crime or KYC roles

The Financial Crime Compliance Controls Manager is responsible for designing, implementing, and maintaining the ongoing effectiveness of the firm’s global financial crime control framework, as well as managing and executing the integration of financial crime controls for acquisitions and other rel

A leading Financial Services firm is seeking a Compliance Auditor to join their team in Germany. The ideal candidate will have 2-6 years of experience in compliance, internal audit, or internal controls.

Candidates should have substantial experience in financial services compliance and a strong understanding of FCA regulations, with a minimum qualification of Level 4 or Advanced Diploma. This pivotal role includes owning the compliance framework while advising on regulatory matters and improving com

An international law firm in Greater London is seeking an experienced Global Head of Financial Crime to lead its financial crime compliance framework across multiple jurisdictions. Responsibilities include overseeing compliance programmes, advising senior leadership, and building a high-performing t

The ideal candidate will provide expert legal advice on financial crime issues, lead internal investigations, and manage compliance processes. Applicants should be qualified solicitors with experience in financial crime roles and strong leadership skills. A prestigious international law firm in Lond

Identify control gaps, deficiencies, and risks impacting financial reporting accuracy. Partner with finance, business, and technology teams to assess control design effectiveness and remediating deficiencies by identifying effective solutions to address financial risks. Extensive background in Big 4

As part of AXIS Compliance Team and working closely with the Head of Compliance, you will support the Financial Crime Specialist in delivering second line financial crime compliance support across multiple legal entities within the AXIS Capital Group. Your key responsibilities will include supportin

Legal And General Group is seeking a Paraplanner to deliver high-quality financial planning solutions in the UK. The role involves providing technical and analytical support to advisers, preparing compliant reports, conducting financial research, and ensuring all advice meets FCA requirements.

Key responsibilities include overseeing financial statements, ensuring adherence to regulatory requirements, and partnering with operations management to offer financial insights. This role is pivotal in driving financial excellence and compliance within the organization. A global logistics company

Recommend strategic initiatives to streamline the financial crime control framework post-acquisition / post-business change for handover to the Financial Crime Compliance Controls Manager. The Financial Crime Compliance Business Change Manager is responsible for leading the FCC due diligence process

Strong experience in financial crime roles in financial services is essential, along with knowledge of AML/CTF regulations. Quilter plc is looking for a Financial Crime Manager for an 11-month contract in London. You will support the Senior Manager and contribute to strengthening the firm's financia

The Compliance Manager supports the operation of a risk based compliance framework, providing independent second line oversight and challenge on compliance and financial crime risks. Experience in compliance, second line oversight or regulatory advisory roles within financial services or a regulator

Ability to manage large scale fund compliance projects involving 5,000+ hours, multiple funds/deliverables, and cross-border teams of 10+ individuals. Background in financial services, ideally working with private equity funds in a US tax capacity.

We are looking for an experienced, strategic, and forward‑thinking Manager, Financial Crime Compliance to join our team. Own the drafting of Compliance and Risk Committee papers, summarising financial crime performance, key risks, strategic initiatives, and regulatory updates for the Board and Exe

This leadership role requires a minimum of 8-10 years of experience in financial crime compliance, where you will offer solutions to tackle Anti Money Laundering, sanctions, and other compliance risks. Capgemini is seeking a Subject Matter Expert (SME) in Financial Crime Compliance to lead client en

Recommend strategic initiatives to streamline the financial crime control framework post‑acquisition / post‑business change for handover to the Financial Crime Compliance Controls Manager. The Financial Crime Compliance Business Change Manager is responsible for leading the FCC due diligence pro

We are looking for an experienced individual at Manager grade who has relevant experience and knowledge of regulation, reporting and / or sustainability in the Financial Services market. You have experience advising, supervising or working for Financial Services clients in either a risk or regulator

A leading insurance firm in London is seeking a Compliance Manager to oversee financial crime compliance activities. The ideal candidate will have proven experience in a financial crime role within regulated insurance.

As a Product Manager within Partner Compliance, you will own the roadmap for Klarna’s Financial Promotions monitoring automation platform, building scalable capabilities that enable compliance without increasing operational overhead. AI Compliance Product Manager - Financial Promotions. Acting as

A finance consulting firm in Greater London seeks an experienced Compliance Manager to oversee compliance and financial crime risks. Key responsibilities include advising on financial crime risks, reviewing client onboarding, and delivering compliance monitoring. Ideal candidates will have strong kn

At least two (2) to five (5) years’ in working within compliance background in financial advisory (FA) industry, preferably if he or she has compliance qualification or experiences in the FA or insurance industry. As our new compliance executive, you will ensure that the company functions in a leg

We have an exceptional team specialising in financial crime and regulatory work, acting for clients nationally and on matters with an international element.

We are looking for an experienced individual at Manager grade who has relevant experience and knowledge of regulation, reporting and / or sustainability in the Financial Services market. You have experience advising, supervising or working for Financial Services clients in either a risk or regulator

We are looking for a highly skilled and proactive Data Analyst to join our Financial Crime Compliance team. Your core objective will be to lead continuous improvements and implement data‑driven controls across all compliance core areas. You will support regulatory reporting, compliance monitoring,

Our Banking Non-Financial Risk & Compliance team is at the forefront of addressing the most pressing market, risk and regulatory challenges faced by our clients. We operate on a global scale, bringing the best of PwC to our clients and helping them transform the way they manage non‑financial risk

Proven experience in a financial crime monitoring, assurance, audit, or compliance testing role — ideally within a banking or financial services environment. Provide subject matter expertise on financial crime regulations and best practice, ensuring the programme remains risk-based and proportiona

Prestige UK Hub in Greater London is looking for a Financial Accountant responsible for end-to-end financial reporting and ensuring balance sheet integrity for the EU entity. The ideal candidate will manage period-end close, prepare monthly financial reports, and ensure compliance with statutory req

The Group Compliance function at Convex ensures that we meet regulatory requirements across all product lines and countries within which we operate. Given Convex's rapid growth, global distribution model, and potential regulatory changes, this role offers a unique opportunity to be involved in all a

The ideal candidate has 3 to 7+ years in financial services compliance, strong analytical skills, and excellent communication abilities. Hilbert Investment Solutions seeks a motivated Senior Compliance Officer in Greater London. You will manage compliance queries and develop anti-bribery programmes

The ideal candidate will have 5-8 years of experience in compliance within financial services, strong knowledge of UK regulations, and excellent communication skills. MERJE is seeking a Compliance Manager for a leading global FinTech in Greater London. This role involves providing comprehensive over

An England & Wales qualified solicitor with 2 - 6 years PQE in Financial Crime, Regulatory, Compliance & Sanctions law. This is a fantastic opportunity for a Financial Crime Compliance Advice and Sanctions Associate to join a leading law firm in London and further accelerate your career within a pre

At least 3 years operating in a 2nd line financial crime or AML compliance function within a regulated UK financial services firm, particularly focusing on business customers. Support the Head of FinCrime in owning and running Capital on Tap’s compliance monitoring programme, designing thematic re

The Financial Crime Compliance Team (FCC Team) forms part of Saffery's wider risk management regime.

Key responsibilities include supporting compliance audits, conducting third-party due diligence, and assisting with financial crime compliance initiatives. A leading law firm in Greater London is seeking an experienced Compliance Associate to support their Legal & Compliance function. This role prov

Join us as our Compliance & Financial Crime Manager and take the lead in safeguarding our business by ensuring full adherence to FCA regulations, including the Consumer Credit Sourcebook and Consumer Duty. If you’re passionate about making a real impact through compliance and financial crime preve

This role involves designing and optimizing contact flows tailored for financial services, ensuring compliance with regulations like PCI-DSS and GDPR. Candidates should have a strong background in Amazon Connect and the ability to integrate it with financial systems. The position requires hands-on e

A leading international law firm in London seeks a qualified solicitor to support Senior Financial Crime Lawyers in compliance and AML policies. Responsibilities include assisting with client due diligence, advising on compliance with AML laws, and drafting policies.

AFME is the European member of the Global Financial Markets Association (GFMA), a global alliance with the Securities Industry and Financial Markets Association (SIFMA) in the US, and the Asia Securities Industry and Financial Markets Association (ASIFMA) in Asia. Additionally, the role will also in

Candidates should have a diploma or equivalent and 2-5 years of experience in compliance within the financial advisory industry. SYNERGY FINANCIAL ADVISERS LTD. Risk and Compliance department in ensuring legal and ethical operations.

This includes maintaining accurate financial records, preparing financial and management reports with financial analysis and ensuring compliance with financial regulations. Prepare monthly, quarterly, and annual financial statements in compliance with Singapore Financial Reporting Standards (SFRS).

Capgemini is hiring a Subject Matter Expert (SME) to join the Financial Crime Compliance (FCC) Advisory Solutions team based in London, covering digital asset customers, both crypto native and traditional finance. Offer pragmatic advice on financial services regulation implications and compliance ma

Ebury in London is looking for a Senior Analyst in Financial Crime Compliance to design and evolve the global framework. The role requires at least 3 years of relevant experience, strong analytical and drafting skills, and knowledge of financial crime regulations.

The team is looking for managers, specifically with US state and local income tax experience in the financial services industry, to help grow the team this year. The role will primarily involve overseeing private equity fund US state tax compliance engagements for clients with appropriate considerat