Regulatory compliance jobs in United Kingdom - Page 15

Air & Sea Freight Forwarder – Dartford Salary: £30,000 – £40,000 I’m currently partnering with a well-established freight forwarder based in Dartford, who is looking to add an Air & Sea Freight Forwarder to their operations team. This is a strong opportunity for someone seeking stability, development, and a supportive working environment. The company is also open to training on one mode (air or sea) if you already have solid experience in the other, making this ideal for forwarders wanting to broaden their skill set. The Role You’ll be responsible for managing end-to-end air and/or ocean import and export operations, including: • Coordinating bookings with airlines, carriers, co-loaders, and hauliers, • Preparing and checking all freight documentation (MAWB/HAWB, MBL/HBL, commercial invoices, customs docs), • Completing CDS customs entries and ensuring regulatory compliance, • Tracking shipments and maintaining proactive customer communication, • Managing quotations, key account support, job costings, and invoicing What They’re Looking For • Ideally 2+ years of experience within UK freight forwarding, • Competence in either air or sea freight operations (dual-modal advantageous), • Good understanding of Incoterms and UK customs procedures, • Strong organisational skills and ability to prioritise workload, • Confident communicator with a customer-focused approach Why This Role Stands Out • £30–40k salary depending on experience, • Based in Dartford with a well-respected, stable forwarder, • Open to cross-training between air and sea, • Supportive operations team and positive culture, • Clear progression opportunities and ongoing professional development

Overview Head of Global Financial Networks (Worldwide/Remote) – Remote ZEN.COM is a smart financial app designed for your everyday life - at home and on the go. We make payments, online shopping, and personal finance management fast, secure, and effortless. With ZEN, you can enjoy cashback on purchases, full control over your spending, and peace of mind thanks to purchase protection. A built-in multi-currency account lets you spend abroad or shop internationally with great exchange rates and no hidden fees. Head of Global Financial Networks: We're a pioneering fintech firm dedicated to building the next generation of financial infrastructure. Our mission is to empower businesses with seamless, intelligent financial tools; redefine the global payments landscape. We are a high-growth company composed of builders and disruptors, and we're searching for a visionary leader to architect our global banking strategy and forge the partnerships that will underpin our international expansion and a world-class customer experience. The Opportunity: Building the Future of Global Finance We're seeking an exceptional Head of Global Financial Networks to spearhead the establishment and management of our global financial network. This is a critical leadership role for a seasoned professional with a deep and proven network across the banking, fintech, and digital asset communities. You'll be instrumental in forging strategic partnerships that not only support our core business, but also directly enhance our product offerings and elevate the customer journey. Key Responsibilities • Global & Local Banking Strategy: Lead the development and execution of our banking strategy, identifying and onboarding key global and local banking partners. This includes securing agreements and forging relationships with banks globally to enable new market entry and support our global expansion roadmap for a seamless customer experience for money movement., • Product & Customer Experience Integration: Act as the voice of the customer and product within the partnerships function. You'll work tirelessly to ensure that new and existing partnerships directly translate into a better product and a more seamless user experience. You'll be responsible for making sure our financial infrastructure is invisible to the user—fast, reliable, and effortless., • Digital Asset Rails: Build partnerships with key players in the blockchain and crypto space to facilitate faster, cheaper, and more efficient cross-border settlements and payments. Your work will directly enable our goal of providing our customers with near-instant, low-cost global transfers., • FX Management: Oversee the development and management of our Foreign Exchange (FX) rails, optimizing for cost, speed, and transparency. Establish a robust treasury and liquidity management framework to support our global operations and diverse payment flows, ensuring real-time currency exchange for our users., • Strategic Partnerships and Negotiation: Act as the primary point of contact for all banking relationships. Lead the negotiation of complex commercial and technical agreements, ensuring mutually beneficial outcomes and seamless integration. You'll work to remove friction and complexity for our users by creating robust financial ties in the background., • Regulatory & Compliance Leadership: Work in close collaboration with our compliance, legal, and risk teams to ensure all banking activities and partnerships adhere to strict regulatory standards, including KYC/AML and licensing requirements in each jurisdiction., • Internal Collaboration & Product Enablement: Collaborate with product, engineering, and sales teams to ensure our banking capabilities meet business needs. You will translate market opportunities into tangible product requirements and support our go-to-market strategy., • Extensive Experience: A minimum of [e.g., 10+] years of experience in senior roles within the banking or fintech sectors, with a strong focus on business development, partnerships, and relationship management., • Deep Connections: A strong current network of C-level and senior contacts within global and regional banks, as well as with innovators in the digital asset space., • Fintech & Banking Expertise: A deep understanding of both the traditional banking ecosystem and the evolving fintech landscape, including a solid grasp of stablecoins, FX, and API-based banking., • Strategic Acumen: Proven ability to develop and execute complex business development and market entry strategies., • Exceptional Negotiation & Communication: Outstanding negotiation, presentation, and interpersonal skills with a track record of closing high-value deals., • Results-Oriented: A strong history of achieving ambitious targets and a passion for building from the ground up in a fast-paced, high-growth environment.

We are looking for an experienced Benefits Specialist for a global business with a UK office in Watford. Reporting into the Head of Reward, you will help shape a consistent, compliant benefits offering, rolling out benefits policies aligned to the Total Reward and People Strategy, manage governance across Europe, and use data and insight to continuously improve programmes. Key Responsibilities: • Delivering benefits policy updates in line with the European benefits framework., • Managing a centralised benefits inventory and developing Excel-based tracking tools., • Keeping HR systems up to date with benefits eligibility and ensuring data accuracy., • Reviewing market data, producing benchmarks, modelling scenarios, and proposing enhancements., • Taking part in benefits surveys and working closely with brokers on renewals and supplier selection., • Evaluating programme effectiveness, ensuring regulatory compliance, and advising key stakeholders., • Supporting wider reward initiatives and contributing to robust governance processes. Skills/experience: • Solid experience and knowledge of European benefits and reward practices., • A strong background in market analysis and benefits modelling., • Advanced Excel capability and experience with HRIS, ideally SuccessFactors., • Clear communication skills with the ability to manage multiple stakeholders., • Confidence working autonomously in a dynamic, fast-moving environment., • Exposure to European Works Councils would be a strong advantage. This is a permanent hybrid role based in Watford, offering circa £60,000 - £68,000 per annum plus package. If you are interested in this opportunity please apply now!

Kings Oak Capital We are seeking an experienced In-House Solicitor / Legal Counsel to oversee and manage all legal matters across our real estate investment, construction, property development, and property management operations. The role will support the business end-to-end, ensuring robust legal governance, risk management, and smooth execution of transactions. This is a hands-on role suited to someone comfortable operating across property, commercial, employment, and regulatory law in a fast-moving entrepreneurial environment. Key Responsibilities 1. Property Transactions & Finance: Manage and coordinate all legal work for acquisitions, disposals, development sites and refinances Review, negotiate, and advise on contracts, enquiries, undertakings, CPs, TR1s, leases, deeds, guarantees, warranties, title matters and lender requirements Liaise with external solicitors, surveyors, lenders, brokers, valuers, and internal stakeholders to ensure timely completion Support funding structures involving external funders, SPVs, and group entities 2. Leases, Tenancies, Landlord/Tenant Law & Occupier Matters: Draft, review, advise on and negotiate ASTs, commercial leases, FRI leases, variations, assignments, surrenders, tenancy agreements, licences, and renewals Advise the business on Landlord & Tenant Act 1954 including security of tenure, lease renewals, opposition grounds, and contracting-out procedures Ensure full compliance with current and upcoming UK housing legislation including Renters Reform and changes to possession, eviction, notice procedures and tenant protections Handle rent arrears, serve statutory demands, Section 8/21 notices, and manage possession processes with third-party agents where required Manager and advise on tenant disputes, dilapidations, forfeiture advice, tribunal or court matters and enforcement actions 3. Block Management, Service Charges & Compliance: Oversee legal aspects of block management including service charge disputes, arrears recovery, Section 20 consultations, major works compliance, company secretarial compliance, and regulatory requirements Support with tribunal applications and responses, leaseholder challenges and first-tier tribunal matters where required Advise on managing agents’ obligations, RMCs, RTMs, and freehold/leasehold structures 4. Corporate, Commercial & Governance: Prepare and review shareholder agreements, intercompany agreements, development agreements, commercial contracts, JVs, NDAs and contract documentation Ensure the business maintains strong legal compliance and risk controls across all entities 5. Construction & Development: Review construction contracts, warranties, collateral warranties, bonds, CDM compliance, and consultant appointments Support with variations, extensions of time, claims, dispute resolution and contractor negotiations 6. Employment Law & HR Support Draft, review and maintain employment contracts, consultancy agreements and self-employed contractor agreements, policies, handbooks and internal HR documentation Advise on UK employment and HR law matters including hiring, termination, redundancy, disciplinaries, grievances, IR35 considerations and employment status risk Support directors and management with day-to-day HR legal queries and risk mitigation What We’re Looking For Qualified solicitor (UK) with strong experience in property, real estate, or commercial law Ability to manage a high-volume, varied caseload across multiple group companies Commercially minded, proactive, solutions-focused, and comfortable working in a fast-moving entrepreneurial environment Strong communication and drafting skills with the ability to work independently Salary & Benefits Circa up to £70k (depending on experience) Pension scheme On-site parking Discretionary performance-related bonus

Client Service Administrator / Financial Planning Administrator £38k-£42k, plus benefits (see below) London – Hybrid My client is a specialist organisation that offers exceptional financial planning for medical professionals. Their advisers are committed to excellence and have a deep understanding of the financial matters important to their clients, gained from decades of working with practitioners, senior hospital management and the NHS Pensions Agency. They are widely referred to as the ‘go-to’ company for retirement planning for doctors across the UK. They provide impartial advice whether you work within the NHS, private sector, independent sector or a combination of all three. They are now looking for a Client Service Administrator to join their Client Services Team. Overall purpose of role The Client Services team provides essential administrative support to the Assistant Financial Planners (Paraplanners), however this role is at the heart of the company and will likely interact with everyone in some capacity. This is a coordination and administration role, involved in the full lifecycle of client acquisition and management. It is also often an entry route into a role as an Assistant Financial Planners (Paraplanner); although this is not a pre-requisite, it is a known and supported career path through the organisation. Client Acquisition • Locating, extracting and collating all information regarding to financial arrangements from third parties and providers, accurately and quickly., • Make sure all documentation is complete and up to date, including engagement documents, applications forms and anti-money laundering documents., • Dealing with incoming documentation, • Making sure client monies are received and properly processed, • Support clients to use the client portal, • Make sure the client onboarding process is painless Client Liaison • Prepare meeting packs, • Send & track various DocuSign documents, • Prepare forms for new and existing clients, • Process applications for clients, • Deal with incoming calls from client, dealing with queries directly where possible., • Greeting clients when the visit the office as part of the 'Front of House' experience. Clerical duties • Provide printing, scanning, copying and post support for colleagues, • Assist the office manager with various duties such as manning reception and dealing with incoming post., • Keep the office tidy and presentable Professional experience Essential • Good technical competence using CRM systems, • Comfortable using Microsoft Office and adopting new technology, • Confident talking to clients, • Well organised, • Attention to detail, • High standards of ethics and integrity, • Diligent, chases matters to completion, • Candidates must be willing to undertake First Aid and Fire Marshal training, which will be paid for by the company. Desirable • Prior experience in Financial Advice profession or similar., • Experience using CURO or Transact platform is a major advantage (training is provided)., • Progression in Certificate or Diploma in Financial Planning is desirable but not essential to the role. Our values All employees behave in accordance with our company culture and values: • Ownership to completion, • Fierce about focus, • Positivity, • Doing the right thing, • Growing together Other • Keep up to date with new product, technical or legislative changes within the marketplace., • Comply at all times with the Compliance and Training and Competence Procedures of the firm., • Comply at all times with the requirements of the Financial Services and Markets Act 2000, the Financial Services Act 2012 and the regulatory Principles, Rules and the Code of Practice for Approved Persons., • Keeping up to date with financial products and legislation through continuous professional development (CPD), in line with the required rules., • Where required by law and/or company policy, to maintain a record of a minimum of 15 hours of such CPD activity., • This role has been identified as being a role which includes competencies falling under the ESMA Guidelines for the assessment of knowledge and competence, effective from 3rd January 2018. Benefits • Discretionary Bonus, • 4x Death in Service, • Group Income Protection, • Auto-enrolment pension, • Private Medical Insurance, including Optical and Dental cover (subject to probation), • 25 days annual leave + Bank holidays and Christmas close period, • Season ticket loan scheme, • Ride to work scheme, • CII / Professional subscription sponsored, • Exam sponsorship, with study leave, • Payroll giving option, • Hybrid Working Policy: Up to 2 days WFH per week

Head of Compliance (SMF16) | Specialty Insurance | London Hybrid working | Competitive remuneration Coopman Search is working exclusively with a well-capitalised, UK-regulated specialty insurer in London to appoint a Head of Compliance (SMF16). This is a senior leadership role within a UK-regulated insurer operating in the specialty market, with significant delegated authority exposure. The role will lead the Compliance function, support senior stakeholders, and help maintain a robust governance framework as the business continues to grow. Key responsibilities • SMF16 leading the Compliance function and owning the compliance risk profile, • Own and enhance the Compliance Framework, ensuring it remains fit-for-purpose as the business scales, • Set and deliver the annual Compliance Plan, including monitoring, assurance and thematic reviews, • Provide compliance oversight across delegated authority/MGA arrangements, including governance and controls, • Partner with senior stakeholders to provide pragmatic, commercial compliance advice across the business, • Support the CEO/CRO with FCA/PRA engagement, regulatory readiness and reporting, • Produce and present Board and Committee reporting, representing Compliance in governance forums, • Drive a strong compliance culture through training, guidance, and Fit & Proper / SM&CR oversight Key requirements • Proven experience in a senior Compliance leadership role within insurance/specialty markets, • SMF16 experience (or clear readiness to step into SMF16) strongly preferred, • Strong knowledge of the UK regulatory environment (FCA/PRA, SM&CR), • Experience with delegated authority/MGA oversight and third-party governance, • Confident producing and presenting Board/Committee reporting and compliance MI, • Comfortable operating in a scaling/high-growth environment (building and improving frameworks), • Strong stakeholder management skills, able to influence and challenge at senior level, • Clear communicator with a pragmatic, commercial mindset and strong written skills This is an excellent opportunity to take ownership of the Compliance function within a growing specialty insurer, with strong visibility across senior leadership and governance. The role offers genuine scope to shape the framework as the business continues to scale. If you’re open to a confidential discussion, please message me directly or email: Equally, if you know someone suitable, I’d welcome an introduction. As a Certified B Corporation™, we take a different approach to how we do business. Recognised on an international scale as a company that operates for good, we value & incorporate the interests of all of our stakeholders to grow in the most sustainable manner. As a recognised Great Place to Work™, we ensure our workplace is one that fosters professional growth and collaboration.

Conflicts Lawyer - 6 month FTC RedLaw have partnered with an international law firm is seeking a Conflicts Lawyer on a 6-month fixed-term to join their Risk Legal Team. This role will focus on working with the firm’s compliance team to review and resolve complex conflicts, advise fee earners, and ensure compliance with regulatory obligations relating to conflicts. You will also contribute to the development of new policies and training materials as part of a dedicated conflicts framework. You will report to the Head of Risk within the Risk Legal Team, while a new structure for the dedicated conflicts team is established. Key Responsibilities: • Review and analyse complex conflicts reports and provide strategic advice on resolution., • Advise fee earners and support lateral hire recruitment from a conflict perspective., • Identify potential strategic conflicts across client types or workstreams., • Assist in developing and implementing conflict management policies, procedures, and protocols, ensuring compliance with legal and regulatory requirements, including SRA Standards and Regulations., • Develop training materials and provide guidance to staff and fee earners on conflict checks. Skills and Experience: • Qualified lawyer with 2-4 years PQE in conflict resolution., • Strong understanding of professional rules and regulatory guidance., • Experience with US conflicts rules is advantageous., • Familiarity with Intapp Conflicts or other conflict management systems is desirable., • Previous experience in a large City or international law firm is preferred. Key requirements: • Able to work independently and take initiative., • Strong interpersonal skills, able to build relationships across all levels of a firm., • Confident communicator, able to convey difficult messages effectively., • Excellent written and verbal communication skills. This is a unique opportunity to work at the forefront of conflict management in a leading law firm, contributing to key processes and policy development within the Risk Legal Team. Apply now to find out more.

Manager - Global Immigration Base Location: London The KPMG Immigration function is a cornerstone of our business. We are a disrupter in the legal services industry offering legal advisory services combined with new law and technology driven offerings and multi-disciplinary solutions. Our lawyers have the benefit of being part of an exciting start-up business within a leading global professional services firm. We do work that matters, serving the country with diligence and expertise. KPMG is one of the world's largest and most respected consultancies. We've supported the UK through times of war and peace, prosperity and recession, political and regulatory upheaval. We've proudly stood beside the institutions and businesses which make the UK what it is We are responsible for the delivery of best-in-class Law solutions and trusted to get it right first time. Why Join KPMG as a Global Immigration As a member of the client service team, supervise and manage engagements and other related activities under the general direction of partners, directors, and/or senior managers, leading staff, consultants and assistant managers in providing outstanding client service. What will you be doing? • Managing team activities to ensure compliance with KPMG risk management policies and procedures and manage engagement administration., • Supervising and coaching junior members of staff to help them realise their full potential, • Final review of materials and communications for senior members of the practice for KPMG/client representation to immigration authorities and government officials, • Monitor client service standards, swiftly addressing delivery failures (such as missed SLAs) and implement resolution plan to ensure these are prevented, • Be responsible for effective management of engagement financials, cash collection and review of significant invoices What will you need to do it? • Extensive demonstratable experience in Global Immigration, • Thorough understanding of immigration concepts and issues and pro-actively research current immigration developments, • Previous experience working at Manager level within Global Immigration, • Experience of managing small teams, coaching and mentoring junior staff, • Excellent level of attention to detail and accuracy and strong IT skills including very good MS Office (Word, Excel and Power Point Skills we’d love to see/Amazing Extras: • Communication: Very good level of written and verbal communication skills., • Project Management: Excellent organisation skills with ability to plan, prioritize, meet deadlines and monitor budget., • IT: Strong IT skills, including very good MS Office (Word, Excel and Power Point)

About the Role: Synechron UK is seeking an experienced Lead Data Engineer to spearhead the development and evolution of our data engineering platforms. This leadership role requires a hands-on professional proficient in designing, building, and optimising enterprise-grade data solutions, with a focus on innovation, resilience, and regulatory compliance. Key Responsibilities: • Lead and develop robust data engineering platforms leveraging technologies such as Hadoop, Spark, and Splunk., • Design, implement, and maintain scalable ETL/ELT data pipelines for diverse data types, including raw, structured, semi-structured, and unstructured data (SQL and NoSQL)., • Integrate large and disparate datasets using modern tools and frameworks to support analytical and operational needs., • Collaborate effectively with BI and Analytics teams in dynamic environments, providing technical guidance and support., • Develop, review, and maintain automated test plans, including unit and integration tests, to ensure high-quality, reliable code., • Drive SRE principles within data engineering practices, ensuring service resilience, sustainability, and adherence to recovery time objectives., • Support source control practices and implement CI/CD pipelines for continuous delivery of data solutions., • Stay informed on current industry trends, regulatory requirements (cybersecurity, data privacy, data residency), and incorporate best practices into engineering processes., • Represent Synechron in industry groups and vendor interactions to influence and adopt emerging technologies and standards. Qualifications and Skills: • Extensive experience with big data frameworks such as Hadoop, Spark, and Splunk., • Strong scripting capabilities in Python, with experience in object-oriented and functional programming paradigms., • Proven expertise in handling varied data formats and integrating large datasets across multiple platforms., • Deep understanding of building, optimising, and managing complex ETL/ELT pipelines., • Familiarity with version control systems and CI/CD tools., • Experience working closely with BI and analytics teams, supporting data-driven decision-making., • Excellent problem-solving skills with a data-driven mindset., • Knowledge of agile methodologies (Scrum, Kanban)., • Ability to contribute in collaborative, fast-paced environments, including pair programming and team standups., • Strong commitment to quality, test-driven development, and automation.

We’re working with a leading international law firm that is expanding its London compliance function and is now looking to hire a Compliance Analyst to join a well-established, high-performing team. The compliance team supports all London-based matters and plays a central role in the firm’s risk and regulatory work, with steady streams of work also coming from New York, particularly around new partner onboarding and cross-border matters. The team is led by a Compliance Director and includes senior compliance professionals and lawyers who have moved into compliance from top-tier private practice backgrounds. The roles report into a Compliance Manager who started his own career as an analyst and has progressed within the firm, which gives a genuine sense of structure, mentorship and long-term development. This position has come about due to growth and internal progression. The team is keen to bring in an analyst who already has a solid grounding in law firm compliance and can operate with a degree of independence. The work is heavily focused on anti-money laundering at the outset, and the successful candidates will be closely involved in client and matter onboarding, conducting CDD and UBO analysis, sanctions checks, risk assessments and ongoing monitoring. There is a strong emphasis on producing clear, well-reasoned written analysis for fee earners and the MLRO, as well as working closely with partners, finance teams and other compliance stakeholders to ensure matters progress smoothly and in line with regulatory requirements. While the initial focus is firmly on AML, there is scope over time to become involved in conflicts and broader compliance work as the team continues to grow and evolve. The environment is busy but supportive, with increasing volumes of work and real exposure to complex, high-quality matters. The firm is ideally looking for candidates with experience in a law firm compliance, AML or risk team, ideally within an international firm environment. This would suit someone who is confident handling AML work, enjoys working at pace, and is now looking for a role where they can step into a visible, trusted position within a sophisticated compliance function. Strong attention to detail, good written communication skills and the ability to manage competing priorities are essential.

Job Title: Finance Crime Compliance Data Analyst Location: London, UK (Hybrid – 2 days per week in office) Day Rate: £467 per day (Inside IR35) Duration: 6 months The Role We are seeking an experienced Finance Crime Compliance Data Analyst to support a high-profile regulatory change programme. This role will focus on delivering high-quality data analysis to support screening optimisation, process improvement, and tactical remediation across financial crime operations. You will work closely with Compliance, Risk, Technology, and Operations teams to analyse screening effectiveness, model alert volumes, support automation initiatives, and provide actionable insights to strengthen financial crime frameworks and regulatory compliance. Key Responsibilities • Analyse and prioritise very-high, high, medium, and low-risk screening gaps, providing data-driven evidence to support tactical fixes., • Provide data inputs into solution-agnostic, high-level functional and non-functional business requirements., • Model and forecast alert volumes under revised processes, tactical changes, and organisational design., • Perform detailed analysis of alert spike remediation activities, including alert decision playback., • Support automation of daily Adverse Media screening through accurate data mapping and validation., • Analyse existing screening investigation processes to identify inefficiencies and recommend data-led improvement opportunities., • Develop metrics and KPIs to measure and monitor process optimisation success., • Document current screening coverage and list management, identifying gaps and proposing enhancements. Skills and Competencies • Advanced analytical and problem-solving skills, with the ability to interpret complex datasets and generate actionable insights., • Strong expertise in SQL, Excel, and data visualisation tools such as Power BI or Tableau., • Ability to translate data insights into operational improvements and strategic recommendations., • Strong understanding of financial crime screening processes and regulatory obligations., • Excellent communication and stakeholder engagement skills, able to collaborate effectively across business and technical teams., • Proven ability to manage competing priorities within a fast-paced, regulatory-driven environment., • Proven experience as a Data Analyst within UK Financial Services, ideally within Life & Pensions., • Strong knowledge of data structures, data quality frameworks, and management information reporting., • Hands-on experience supporting financial crime compliance or regulatory change programmes., • Demonstrated experience in MI reporting and dashboard development.

Part-time Head of Compliance & MLRO, SMF16 & 17 (3 days per week) Retail Investment Management Location: London (Hybrid – 2 days in the London office, 1 day working from home) Salary: £120k - £140k FTE What’s in it for you? The chance to join a small but ambitious firm that puts Compliance at the heart of its operations. This is a firm that really believes the Head of Compliance should be fully integrated into the business rather than sat in their ivory tower. As a result, once proven in the role, you’ll have the opportunity to become a Partner in the firm. This is a 3 days per week part-time / fractional role with 2 of those days spent in the London office with the other day working from home (you can spend all 3 days in the office if you wish). What you’ll be doing You’ll be responsible for ensuring the business operates compliantly, taking on responsibility for both Regulatory and Financial Crime Compliance for the firm. You’ll hold direct accountability for the design, implementation and ongoing maintenance of an effective Compliance framework, policies and monitoring plan that supports strategic objectives. You’ll adopt a balanced and reasoned approach to the interpretation and application of regulatory rules and guidance, ensuring the firm meets its investors’ needs, its regulatory requirements and its business objectives. You’ll also undertake horizon scanning to keep the leadership team abreast of any changing regulatory requirements, ensuring the business responds accordingly. What do you need? You’ll be an experienced senior Compliance specialist familiar with operating at this level within the Retail Investment Management arena. Previous experience as an SMF16 is essential. You’ll be familiar with the regulatory landscape impacting a retail investment management firm, including Consumer Duty. You’ll have a proven track record of senior stakeholder engagement, whilst excellent communication, negotiating and influencing skills are essential. You must also be happy working in a hands-on manner – you’ll never be far from the coalface. Interested? If so, click apply and send over your CV. Not got an up to date CV? Don’t worry, you can always give me (Mark) a call on 0121 274 0357 for a confidential discussion or email me at letting me know that you’re interested. We’ll pick it up from there.

I am partnered with with a global multi-strat hedge fund looking for a senior electronic trading compliance professional to support the Head of Compliance and partner with colleagues globally. This is a high-profile role within the London office, offering exposure to senior management and the opportunity to take ownership of key compliance initiatives. Areas of focus will include trading floor compliance, market abuse controls, regulatory change, and broader support across global projects. Key Requirements • At least 5 years’ compliance experience within a hedge fund, investment bank, or asset manager; e-trading advisory background preferred, • Proven experience working with RTS 6, • Strong knowledge of UK/EU regulatory frameworks, with experience across surveillance, monitoring, and regulatory engagement, • Excellent communication skills, sound judgement, and the ability to build effective relationships with senior stakeholders, • Strong academic background, • Organised, detail-oriented, and able to work independently in a fast-paced environment

Company Secretary & Governance Manager Location: London Salary: Competitive + Benefits WFH: Hybrid working model Reporting to: Group Company Secretary Direct Reports: 3 Role overview: Fantastic newly created role for a Governance Manager to lead a dedicated team responsible for the effective operation of the board cycle and executive risk committee framework. The position reports to the Group Company Secretary of a leading banking group. In this role, you will ensure compliance with PRA and FCA requirements and promote high standards of corporate governance. The ideal candidate will be passionate about corporate governance, continuously seeking improvement, and thrive in a dynamic and fast-paced environment. Key Responsibilities • Leading and developing a high-performance corporate governance team of four, with one direct report (Senior Assistant Company Secretary - UK Bank)., • Working with the Group Company Secretary and Deputy Company Secretary to provide high-quality company secretariat support to the Starling Bank Board., • Leading company secretariat support for the Starling Bank Board Risk Committee, preparing agendas, collating, reviewing and distributing papers, preparing high-quality minutes, and maintaining timely information flows with senior management., • Supporting annual effectiveness reviews of board and executive-level risk committees, ensuring continuous improvement in governance standards., • Monitoring and advising on corporate governance trends, emerging regulatory developments and industry best practice., • Contributing to the production of the Group Annual Report and Accounts from a Bank perspective. Qualifications & Experience required • A qualified chartered secretary or similar qualification., • At least 5 years of relevent work experience (senior-level governance)., • Experience working in a regulated environment is essential for this role., • Deep knowledge of UK corporate governance standards, company law and UK regulatory frameworks., • Proven track record of engaging with board members and senior executives in a strategic governance role, designing and refining corporate governance processes, and maintaining their alignment to strategy and business operating models., • Strong leadership skills with experience in building and managing governance teams., • Excellent minute-taking skills with the ability to write clear, accurate and concise minutes in short order, balancing different stakeholder perspectives., • Exceptional communication and stakeholder management skills with the ability to operate at the highest levels of an organisation., • Proven ability to work in a fast-paced or high-growth environment., • Strong organisational skills, with the ability to manage multiple priorities and deadlines., • Excellent attention to detail., • Sound judgement and discretion in handling sensitive and confidential information.

Head of Compliance & MLRO (SMF17) Payments (Merchant Acquiring) Location: Remote (UK) or Hybrid (London) Salary: £120k - £150k + equity What’s in it for you? Well, there's plenty of flexibility for starters. You can work fully remotely or split your time between home and the office (London), it’s up to you. It’s also a great time to join. The firm, although a recent start-up, is already trading (£2M in revenue) and is on an exponential growth curve. So, there will be plenty to challenge you and keep you busy. You’ll also get to build your own team as the business grows. And there’s an excellent equity stake in the business as part of the package. What you’ll be doing You’ll guide the business through its API application (currently trading as an AR), owning and developing the firm’s FCA compliance framework, including PSRs, Consumer Duty, AML, KYC etc.) You’ll act as the firm’s MLRO with full responsibility for AML, CTF, SAR decision making and reporting to the NCA. You’ll also lead Financial Crime Risk Assessments and oversee transaction monitoring and investigations. As the business scales, you’ll have the backing to recruit your own small team. What we’re looking for You’ll be an experienced Head of Compliance & MLRO (SMF17) with strong payments experience (merchant acquiring experience would be advantageous) and an excellent working knowledge of relevant regulations including PSRs, Consumer Duty, KYC, AML etc. You’ll have a proven track record of designing and implementing robust, proportionate Regulatory Compliance and Financial Crime frameworks, policies and procedures. You’ll have a ‘start-up’ mentality, be commercially astute and be happy operating in a hands-on capacity. Excellent communication, negotiating and influencing skills are essential. There is a preference for someone available immediately or at short notice.

Criterion Capital is seeking a Design Manager to control the design development process and the consultants teams for our HRB residential projects from RIBA Stage 3 to completion. The Design Manager will be responsible for managing the entire design process and consultant teams, ensuring that design solutions meet client nd the ERs, project cost and timescale goals, and all relevant regulatory requirements. The ideal candidate will have residential (HRB) projects experience, good knowledge of the BSA and the new regulatory framework (Gateway 1, 2 and 3), and rounded experience on residential projects delivery (Fit Out, Envelope and Services). Job Overview • Manage and oversee the consultant and contractor design process for our HRB projects, ensuring all consultants’ designs meet the project’s functional, aesthetic, and technical requirements. Monitor the Consultants deliverables and programs for each stage, and the preparation of the Gateway 2 and Gateway 3 submissions., • Identify and recommend early involvement of specialist packages and coordinate the work of external specialist contractors and suppliers, to ensure alignment with project goals for submission to Gateway 2, • Collaborate closely with the project management and operations team to ensure designs are aligned with project scope, budget, and programme and the relevant information has been shared between the project team, • Serve as the primary point of contact for all design-related matters related to the project(s), communicating effectively with clients, project managers, and construction teams., • Facilitate design review meetings with stakeholders to present concepts, obtain feedback, and refine designs to achieve final approvals., • Identify and Proactively address potential design challenges and risks that could impact costs, timelines, or project feasibility., • Incorporate sustainable design principles into all projects, ensuring that designs minimize environmental impact and adhere to green building standards where applicable., • Ensure the Consultant information format and output as well as production of all design documentation, is accurate, complete, and clear, • Support the construction stage post Gateway 2 approval, by managing on behalf of the Principal Contractor all relevant BSA duty holder process, • Contribute to the project QA/QC processes required to be established before BSR approval, to ensure that the agreed design is closely controlled on site; About You: • A minimum of 3 years’ industry experience in consultancy and/or design manager roles within main contract or developer business’, • Experience as a Design Manager or similar role, preferably in HRB residential, or related fields., • Bachelor’s degree in architecture, or a related field., • Ability to manage design teams and coordinate with multiple stakeholders., • Knowledge of design processes under the BSA and for the BSR, through detailed design and documentation., • Experience in managing design projects within budget and to the highest quality standards., • Understanding of construction methods and how design choices impact project feasibility and costs and achieve compliance with current building regulations., • Proficiency in design software (e.g., AutoCAD, Revit, SketchUp) and familiarity with project management tools (Procore).

Senior Asset Manager - Confidential - Solar PV/Energy - London, UK (Hybrid) The Opportunity A fast-growing technology company operating at the intersection of renewable energy and data-driven asset optimisation is seeking a Senior Asset Manager to take ownership of the operational and commercial performance of a large portfolio of renewable energy assets. The business develops software and analytics that support owners and operators of solar to improve reliability, transparency, and profitability. Backed by recent institutional funding, the company is scaling rapidly. The Role As Senior Asset Manager, you will be responsible for the end-to-end operational performance of a portfolio of renewable energy assets. You will work closely with internal technical, product, and commercial teams, as well as external service providers. Key Responsibilities • Own and monitor asset performance across production, availability, and revenue., • Analyse SCADA and operational data to diagnose underperformance., • Manage O&M providers and ensure KPI delivery., • Work with software teams to design new AI products., • Manage key commercial contracts including PPAs and grid agreements., • Ensure regulatory and contractual compliance., • Collaborate with internal teams to improve tools, dashboards, and automation., • 5–7+ years’ experience in renewable energy asset management, operations, or performance engineering; distributed / multi-site solar experience is strongly preferred., • Strong technical understanding of solar PV, SCADA, performance modelling; engineering degree preferred (Electrical or related)., • Proven experience managing and interpreting key commercial frameworks, including PPAs, O&M agreements, grid/interconnection, and other operational contracts., • Confident using data to identify root causes, prioritise actions, and drive measurable performance improvements., • High-impact role improving real-world renewable assets., • Small, high-performing team with visible impact., • Competitive salary plus equity., • Hybrid working model., • Learning and development budget. If this role is of interest, please apply directly. Share any questions to

A leading professional services firm has launched a UK Regulatory Consulting practice and is seeking a Regulatory Consultant to join the team. This is a rare opportunity to be part of a dynamic and growing practice where your input will directly shape the direction and success of the business. The Role: You’ll support a wide range of regulatory projects across financial services, helping clients navigate complex FCA requirements and strengthen their compliance frameworks. The role offers a mix of advisory, assurance, and project delivery work, alongside opportunities to contribute to the team’s development. Clients span across asset management, wealth management, banking, brokers, fintech, consumer lending and insurance. Key Responsibilities: • Delivering regulatory consulting projects and assurance reviews, • Drafting and maintaining policies, procedures, and compliance monitoring programmes, • Assisting with FCA authorisations and variations of permissions, • Conduct regulatory file reviews and health checks, • Keeping abreast of regulatory developments and providing technical support, • Contributing towards thought leadership, • Helping design and deliver client training About You: • 1 - 3 years experience in regulatory consulting is preferred, or the regulator, • Solid understanding of FCA rules and frameworks, • Professional qualifications desirable e.g CISI Level 4, • Strong communication and analytical skills, • Motivated, proactive, and adaptable in a fast-paced environment

Credit Risk Underwriting Manager - Asset Finance Hybrid working: 2 days a week in the office , Location: South-West, London Company Profile: A leading Financial Services provider specialising in vendor and equipment finance Successful applicant MUST have credit risk or underwriting experience within ASSET FINANCE. You must have previous experience underwriting Non-Flow deals (large mandates of £500k+) Key Responsibilities: • Assess financial statements and credit data to determine risk exposure., • Analyse credit reports, market data, and collateral trends to inform underwriting decisions., • Prepare detailed risk reports with clear credit recommendations., • Conduct due diligence and periodic transaction reviews to update credit ratings, • Ensure compliance with regulatory standards and internal credit policies., • Monitor delinquent accounts and mitigate risk exposure., • Maintain accurate risk data and ensure adherence to credit approvals., • Support process improvements in risk assessment and underwriting. Requirements: • 2+ years of credit risk or underwriting experience., • Strong analytical skills with a commercial mindset., • You must have asset finance experience!, • Confident decision-making in unsecured small-ticket transactions., • Proficient in Microsoft Word and Excel., • Self-motivated and detail-oriented team player.

Our client, a growing Lloyd's syndicate, seeks a compliance specialist with experience of working in the Insurance industry, preferably the Lloyd's/London market, to support the team in its day-to-day activities, assisting in the delivery of the annual compliance plan and in the provision of information and assurance regarding compliance with relevant regulation. You will be proficient with Microsoft Office and Power BI and have previous experience with NDAs and contracts. Key responsibilities will include: • Supporting the delivery of the compliance plan including advisory, monitoring, reporting and regulatory activities, • Assisting in the monitoring and reporting of conduct risk exposure including TCF, Consumer Duty, product oversight, Fair Value Assessments and complaints, • Assisting in the dealing of complaints, including liaising with the claims teams, coverholders, TPAs, Lloyd's, LIC and the Financial Ombudsman Service, • Assisting in the delivery of compliance monitoring activity, • Assisting the team in providing sanctions and financial crime support to the underwriters and other areas of the business, • Assisting in providing business advice on licensing, regulatory, data protection, and other areas of compliance, • Assisting in embedding compliance processes across the business, • Reviewing compliance policies and procedures annually and developing new policies/procedures where necessary, • Assisting in the preparation and submission of regulatory returns, as well as committee papers

We’re working with a leading hedge fund that has grown rapidly in recent years and places a strong emphasis on building a robust, technology enabled compliance framework. This role will offer broad exposure across advisory, surveillance, regulatory change, and compliance program development, working closely with investment and non-investment teams in a fast-paced environment, reporting directly to the Head of Compliance. The role will involve: • Providing real time compliance advisory support across European and US regulations, • Helping design and enhance automated controls, workflows, and compliance systems, • Assessing regulatory change and advising on impact to the business, • Supporting policies, procedures, training, and ongoing regulatory reporting About you: • 5+ years’ experience in compliance or regulatory advisory within a hedge fund, asset manager, or investment bank, • Strong understanding of UK, EU and US regulatory frameworks, with good exposure to equities markets, • Comfortable working in an advisory capacity with front office stakeholders, • Interested in technology, automation, and building scalable compliance processes

The Compliance Monitoring Manager will be responsible for significantly contributing to the design and delivery of a risk based annual Compliance Monitoring Plan, and deputising for the Head of Compliance Monitoring when required. This will be an initial 12 month FTC. The role holder will work closely with the Head of Compliance Monitoring to scope, conduct and deliver assigned monitoring reviews as per risk based annual Compliance Monitoring Plan in line with the UK Compliance Monitoring Methodology and agreed timescales. They will strive to continuously enhance monitoring processes and actively engage and build relationships with key stakeholders across the business throughout the review and action tracking processes. Key Responsibilities: • To plan, review and conclude Compliance Monitoring reviews in line with the agreed annual Compliance Monitoring Plan while adhering to the standards set out in the Compliance Monitoring Methodology and within agreed timescales., • To step in and deputise and support the Head of Compliance Monitoring when required, including taking responsibility for the delivery of the Monitoring Plan and team management when the Head of Compliance is absent., • Ensure a culture where good customer outcomes are met and actively identify opportunities for improvement., • Ensuring regulatory risks are managed, reported and escalated as appropriate., • Executes a range of advisory activities to the business on compliance-related matters and on the regulatory implications of new and existing products, business initiatives, campaigns, services, and processes., • Undertakes the implementation and assessment of legal and regulatory requirements, internal programmes and policies, standards, and procedures. Expertise: • Prior knowledge of Financial Conduct Authority (FCA) practices within the General Insurance sector., • Knowledge and application of FCA Handbook and Consumer Duty, specifically ICOBS, DISP, SYSC, PROD, SUP, COND, GEN., • Strong ethical and Customer values., • Analytical thinking, Critical thinking and decision making., • Risk Management., • Good verbal and written communication of technical matters to varying audiences., • Business and Commercial awareness., • Proven ability to achieve and sustain a high level of accuracy and efficiency., • Good collaboration, conflict resolution, influence, and negotiation skills. If this sounds of interest, please either apply or, reach out to:

The Opportunity Enigma Securities LTD, a leading international cryptocurrency and digital assets platform, is seeking a Senior Compliance Analyst to join its London compliance function on a 12-month maternity cover basis. This is an exceptional opportunity to step into a high-impact operational leadership role within a fast-moving, globally active digital assets business, with a dynamic, supportive and highly collaborative working environment. You will work closely with the Global Head of Compliance and MLRO, providing day-to-day leadership to the compliance team while maintaining hands-on responsibility for critical compliance activities including client onboarding, transaction monitoring and regulatory operations across the UK and internationally. The role offers great exposure, genuine autonomy, and the chance to shape compliance operations within a commercially driven, entrepreneurial organisation operating at the forefront of cryptocurrency regulation and innovation. Job Description You will act as the operational leader of the compliance function, coordinating team activities and advising on the full spectrum of compliance and financial crime matters, including: • Leading and coordinating the compliance team's daily operations, assigning priorities and ensuring efficient workflow management, • Overseeing end-to-end client onboarding processes, including KYC, AML and enhanced due diligence procedures, • Reviewing client documentation, risk assessments and onboarding decisions in line with regulatory requirements, • Managing transaction monitoring activities, investigating alerts and preparing Suspicious Activity Reports (SARs) where appropriate, • Providing mentorship, guidance and escalation support to compliance team members, • Supporting the Global Head of Compliance and MLRO on regulatory submissions, reporting and strategic compliance initiatives, • Liaising with clients, internal stakeholders and business units to resolve compliance queries and facilitate compliant business growth, • Maintaining up-to-date knowledge of FCA requirements, AML regulations and emerging cryptocurrency compliance frameworks, • Contributing to compliance policy development, procedure enhancements and control improvements, • Supporting regulatory examinations, audits and reviews with comprehensive documentation and analysis, • Coordinating with international teams on cross-border compliance considerations and global regulatory developments, • Identifying, escalating and mitigating emerging compliance and financial crime risks While the role is primarily compliance focused, the successful candidate will have the opportunity to contribute to broader regulatory projects and strategic initiatives, reflecting the collaborative, in-house nature of the position. About You You will be a high quality compliance professional who combines technical expertise with leadership capability and commercial judgement: • Minimum 3–5 years' experience in compliance within financial services, with demonstrable KYC/AML expertise, • Strong grounding in UK AML regulations and FCA requirements, • Proven experience co-ordinating/supervising compliance activities and team members, • Confident managing client onboarding and transaction monitoring processes independently, • Able to work autonomously with credibility at senior management level, • Commercial, pragmatic and maintains a solutions focused approach to compliance challenges, • Excellent organisational, analytical and communication skills, • Experience in cryptocurrency, digital assets, fintech or payments is highly desirable (but not essential), • Professional qualifications (ICA Diploma, CAMS or equivalent) are advantageous, • Familiarity with blockchain analytics tools and crypto-specific compliance frameworks is beneficial, • Interest in operating within an international, multi-jurisdictional business environment What's on Offer • A visible leadership role within a globally active cryptocurrency financial services firm, • Direct access to senior compliance leadership and cross-functional stakeholders, • Exposure to cutting-edge compliance technology and blockchain monitoring tools, • A collaborative, commercially minded compliance team at the forefront of digital assets regulation, • Competitive salary and benefits package, • 12-month fixed-term contract (with a view to extending if necessary), • Long-term career development within a growing international business operating in an exciting, evolving sector, • Salary Negotiable £45-60K

Senior Paralegal London (Hybrid Working 3 days office / 2 days home) Salary: £80,000 – £99,000 (dependent on experience) Excellent benefits package We are working exclusively with a high-growth international fintech organisation to appoint an experienced Senior Paralegal into their expanding London-based Legal team. This is an excellent opportunity to join a dynamic, forward-thinking business operating in a regulated environment, offering broad exposure across regulatory matters, legal operations, governance support and contract management. Role: Reporting into senior legal leadership, you will play a central role in supporting legal and compliance activities across multiple jurisdictions. Key responsibilities include: • Assisting with regulatory filings, submissions and supporting documentation, • Managing and maintaining legal records and structured document repositories, • Coordinating information and documentation across Legal, Compliance, Finance, Risk and IT teams, • Acting as a key point of contact between the Legal function and wider business, • Overseeing contract workflows and lifecycle processes, • Supporting corporate governance requirements and legal operations improvements, • Providing general paralegal support during peak workloads Experience required: • Degree educated with 3–5+ years’ experience in a paralegal or legal operations role, • Background within fintech, financial services, payments or other regulated sectors highly desirable, • Highly organised with strong attention to detail, • Confident managing multiple stakeholders and deadlines, • Strong written and verbal communication skills, • Proficient with Excel or Google Sheets for tracking and reporting What’s On Offer • Competitive salary up to £99,000 depending on experience, • Hybrid working model (3 days in the London office), • Excellent benefits: 28 days plus bank holidays, healthcare, bonus + more, • Opportunity to join a rapidly scaling fintech with international reach, • Exposure to complex regulatory work and strategic projects, • Excellent long-term career progression

HR Manager - International Bank Northwest London Circa £65,000- £75,000 I’m working with a leading international bank to recruit an experienced and hands-on HR Manager.This is a pivotal role within a highly professional and regulated environment, offering the opportunity to shape and deliver a people agenda that supports both business goals and a collaborative, high-performing culture. Reporting directly to senior management, you’ll lead a small HR team, ensuring the smooth delivery of HR operations and the successful execution of strategic initiatives across the UK entity. What you’ll be doing: • Take full ownership of the HR agenda, providing both strategic direction and hands-on operational leadership, • Partner with senior stakeholders to deliver effective people solutions and advise on all aspects of people management, • Ensure compliance with UK employment law, HR policies, and regulatory frameworks including SMCR, • Lead and mentor a team of four, fostering development, collaboration, and excellence in service delivery, • Oversee key HR processes including employee relations, performance management, compensation reviews, onboarding, and learning initiatives, • Support the implementation of global HR programmes locally, adapting them to meet UK-specific requirements, • Partner with leadership to drive engagement, wellbeing, and inclusion initiatives across the business, • Maintain robust HR governance and ensure alignment with the bank’s global values and standards About you: • Strong HR generalist experience within financial services or banking, • In-depth knowledge of UK Employment Law and HR best practice, • Proven experience working in a regulated environment (SMCR experience essential), • Confident managing a small team and providing hands-on operational support, • Skilled at building relationships with senior stakeholders and influencing with credibility, • Proactive, pragmatic, and commercially minded – able to balance strategic thinking with day-to-day execution, • Thrives in a collaborative, international environment where professionalism and integrity are key

Senior Legal Counsel / Regulatory Lawyer Specialty Insurance Broker & MGA | International Group An exciting opportunity has arisen for a Senior Legal Counsel / Regulatory Lawyer to join a fast-growing, international group operating across specialty insurance broking and an MGA platform. The business is entering a significant phase of global expansion and is seeking an experienced insurance lawyer to help shape and embed its legal and regulatory framework across multiple jurisdictions. This role would suit an in-house insurance lawyer or a private practice lawyer looking to make their first move in-house. The Role You will act as a trusted legal advisor to the business, providing high-quality legal support across a broad range of insurance and commercial matters. The role is highly visible and strategic, working closely with senior stakeholders in a complex, cross-border environment. Key responsibilities include: • Providing legal advice on insurance law, regulation, licensing, policy wordings and commercial matters, • Building and embedding a global legal and compliance framework to support international growth, • Establishing and maintaining international licensing and distribution frameworks across multiple jurisdictions, • Leading regulatory and legal change management, translating regulatory requirements into practical business actions, • Advising on specialist insurance issues including policy wording, sanctions and data privacy About You • Qualified lawyer with strong experience in insurance regulation, • Background in specialty insurance, insurance broking, MGA or a leading insurance-focused private practice, • Experience advising on cross-border regulatory matters, • Commercial, pragmatic mindset with the ability to work closely with senior stakeholders

📍 London | Hybrid (3 days onsite) | Global Organisation About the role We’re looking for an experienced Technology Risk Lead to take ownership of technology risk management across a large, global enterprise operating in complex and asset-intensive environments. This is a senior, influential role within Group Information Security, where you’ll shape enterprise-wide technology risk strategy, define governance frameworks and act as a trusted advisor to senior stakeholders across IT, OT and digital platforms. You’ll play a key role in strengthening organisational resilience, embedding risk-aware decision-making and helping the business safely adopt new technologies at scale. What you’ll be doing • Define and lead a group-wide Technology Risk Management Framework, • Own technology risk governance, policies and security control frameworks, • Lead enterprise risk assessments, threat modelling and scenario planning, • Maintain and govern technology risk registers with executive-level reporting, • Ensure compliance with relevant cybersecurity and regulatory requirements across multiple regions, • Support audits, regulatory reviews and remediation programmes, • Provide clear risk posture reporting and assurance to senior leadership, • Partner with IT, OT, legal, compliance and operational teams globally, • Lead enterprise-wide security awareness initiatives, • Support incident response and crisis management from a risk perspective, • Track emerging threats, regulatory changes and industry trends What we’re looking for • 5+ years’ experience in Technology Risk or Cybersecurity leadership, • Strong knowledge of ISO 31000, NIST RMF, ISO 27001 and CIS Controls, • Experience working with OT / industrial environments, • Proven ability to influence senior stakeholders in a global organisation, • Relevant degree in Information Security, Risk, Computer Science or similar, • Professional certifications such as CRISC, CISM or CISSP (or equivalent) Why apply? • High-impact, group-level role with real strategic influence, • Exposure to complex global operations and emerging risks, • Flexible working and performance-focused culture, • Competitive salary, bonus and long-term incentives Salary Up to £120,000 basic salary per annum + Bonus & Shares

An exceptional opportunity for a Catastrophe Research Analyst to join a leading Insurance company in Central London. About the Role Catastrophe Research Analyst to join the Corporate Enterprise Risk Management team. In this role, you will review catastrophe models licensed by proprietary View of Risk. This includes analysing a variety of global peril regions and staying up to date with the latest scientific research. Additional responsibilities include reviewing non-modeled perils, back-testing historical event claims, and developing tools and processes in collaboration with the wider team. The Team The Catastrophe R&D team consists of analysts with expertise in natural hazards, engineering, catastrophe risk and insurance risk modelling. The team is responsible for creating a view of catastrophe risk and is part of the Corporate Exposure Management function. Key Responsibilities • Evaluate Catastrophe models (e.g., Verisk), including designing model tests, reviewing vendor/broker evaluation documents and making recommendations for model adjustments., • Support development of the View of Risk by collaborating with catastrophe modelling, actuarial, claims, and underwriting teams., • Create custom tools for non-modeled or poorly modeled risks and develop novel techniques for model evaluation, including GIS and other analytical tools., • Identify potential large-loss scenarios and assess emerging risks., • Ensure compliance with all relevant regulatory requirements and demonstrate behaviors aligned with our company values, including integrity and customer focus. Skills and Experience • Graduate degree in geosciences, atmospheric science, mathematics, engineering or related fields., • Experience with catastrophe modelling ., • Strong knowledge of at least one catastrophe model suite (e.g., RMS, Verisk) or experience in model development., • Solid understanding of insurance concepts and exposure management processes., • Proficiency in data mining and handling large datasets., • Data analysis experience (e.g., R, Python, SQL)., • Strong statistical and quantitative modelling skills with excellent communication abilities., • Experience with GIS software or geospatial data analysis preferred. The Package • Salary up to £55,000, • 10% Annual Bonus, • Generous Pension scheme

Chief Compliance Officer & Counsel (Part-Time) Meridian Universal Limited is a UK-based merchant banking and advisory firm specialising in emerging market and developed market infrastructure debt, including private placement bonds, private credit, and structured debt solutions. Our focus jurisdictions include Mongolia, Uzbekistan, Vietnam, and the United States. We are seeking an experienced Chief Compliance Officer, Director & Counsel to join the firm on a part-time basis. The Role This is a senior, hands-on position combining compliance leadership, legal judgement, and board-level input. The role reports directly to the CEO and Board and is intended for an individual comfortable operating in a dynamic high-growth Merchant Banking firm. The successful candidate will act as: • Chief Compliance Officer, • SMF16 (Compliance Oversight) and SMF17 (MLRO) (subject to FCA approval), • Senior legal and regulatory adviser to the business Key Responsibilities • Own and maintain the firm’s FCA compliance framework (MiFIDPRU / IFPR), • Act as primary contact with the FCA and regulatory advisers, • Maintain and oversee ICARA, Business Plan, policies, and procedures, • Lead AML, CTF, and sanctions compliance, with particular focus on EM jurisdictions, • Provide compliance and legal input on: private placement bonds; private credit transactions; infrastructure and project-related debt, • Review offering memoranda, term sheets, mandates, and fee disclosures, • Advise on conflicts of interest, allocation fairness, and conduct risk Candidate Profile • Senior compliance professional with significant FCA-regulated experience, • Strong background in emerging markets debt, including private placements and/or infrastructure finance, • Deep understanding of wholesale DCM execution and arranger / agent roles, • Proven AML and sanctions expertise (UK / EU / US), • Legally qualified (UK or equivalent) preferred, • Credible at Board and regulator level, • Comfortable in a portfolio role Role Details • Part-time (c. 1–2 days per week, scalable), • London-based, hybrid, • Competitive senior-level remuneration (pro-rata), • Opportunity to shape the compliance framework from inception

Pensions & Benefits Specialist – London (Permanent) A global professional services group is looking for a Pensions & Benefits expert to own UK pensions delivery and elevate the employee benefits experience. If you’re a technical UK pensions SME with sharp analytical skills, strong stakeholder confidence, and a passion for getting things right first time — this role is for you. What you’ll do: • Own UK DC pension scheme delivery + support international schemes, • Ensure governance, compliance, auto‑enrolment and regulatory deadlines are met, • Manage third‑party admins and hold them to SLAs, • Drive BAU cycles: statements, returns, audit input, trustee processes, • Handle complex member queries with clarity and care, • dminister a broad range of benefits (medical, life, wellbeing), • Partner across HR, Payroll, HRIS to streamline operations, • Deep technical knowledge of UK pensions legislation, • Strong benefits administration experience, • Excellent communication skills, • Analytical, detail‑driven, organised, • Confident working in a fast‑paced, professional environment

Legal Counsel | London | 2+ PQE | 60-70k | Hybrid Ready to step into a Legal Counsel role where your expertise directly influences business decisions? A leading insurance provider is seeking a Legal Counsel to join its growing in-house legal team in London. This is an opportunity to work closely with senior stakeholders, provide pragmatic commercial advice, and play a key role in supporting an evolving organisation. If you’re a commercially minded lawyer who enjoys variety, responsibility and scaling your knowledge of legal processes, this is an excellent opportunity to take the next step in your in-house legal career. As Legal Counsel, you’ll act as a trusted adviser across this company, supporting a broad range of commercial, regulatory and operational matters. You’ll help to manage legal risk and improve processes while partnering with senior leadership and key internal stakeholders. You’ll enjoy a varied and high-impact workload as a Legal Counsel, including: • Drafting, reviewing and negotiating commercial and technology contracts,, • Advising on legal and regulatory matters and developments affecting the business, including data protection (GDPR) and digital laws (DORA),, • Managing legal risk, disputes and liaison with suppliers and third parties,, • Supporting data protection governance and responding to incidents or breaches,, • Providing legal input to compliance and senior management, including Board-level reporting,, • Delivering legal training, guidance and updates to the business,, • Managing intellectual property matters and supporting company secretarial activities. To succeed in this Legal Counsel role, you will ideally bring: • At least two years of post-qualification experience as a Solicitor in the UK., • Strong experience drafting and negotiating commercial contracts within the financial services or insurance sectors., • Knowledge of contract law, with experience of GDPR and regulated environments (tech and property law knowledge desirable)., • The ability to manage a varied workload in a fast-paced environment and work autonomously., • Strong communication, negotiation and problem-solving skills, with the ability to liaise with senior stakeholders. The working environment: Working closely with the General Counsel, you’ll be joining a collaborative, commercially focused organisation that values clear advice, sound judgement and strong stakeholder relationships. This role offers the chance to broaden your skill set, gain exposure to senior decision-making and play a meaningful part in how a legal function supports ongoing business growth. Please reach out to Hayley Rose or Chloë at Harvey John for more information or to ask about reasonable adjustments for this Legal Counsel job in London. Harvey John is acting as an Employment Agency in relation to this vacancy. The salary bracket advertised is FTE, for guidance only. We are committed to continued improvement in terms of diversity and inclusion practices. Please get in touch with any questions concerning reasonable adjustments, accommodations, or diversity practices.

Risk and Compliance Manager – Investment Management & Wealth Location: London (Hybrid working available) Join a fast-growing Risk & Compliance Advisory team at a big 4 global consultancy. You'll work at the forefront of the Investment Management & Wealth sector, supporting major clients as they navigate regulatory change, operational risk, and compliance challenges. This is a unique opportunity to help shape industry-leading solutions while developing your own career in a flexible, collaborative environment. Key Responsibilities: • Advise clients on risk and regulatory matters across the sector., • Analyse upcoming regulatory developments and assess impact on clients., • Design and implement effective risk and control frameworks., • Contribute to thought leadership, market propositions, and industry forums., • Support business development and help grow the practice.Requirements:, • Proven experience in risk, compliance, or regulatory advisory within Investment Management or Wealth/ Platform (consulting, in-house, or regulatory)., • Strong understanding of UK and/or EU financial regulations relevant to investment firms, fund managers, or wealth managers., • Practical experience designing and implementing risk frameworks., • Excellent communication and stakeholder management skills., • Entrepreneurial mindset with a focus on delivering quality and creating value.

GET THE FUTURE YOU WANT! Choosing Capgemini means choosing a company where you will be empowered to shape your career in the way you’d like, where you’ll be supported and inspired by a collaborative community of colleagues around the world, and where you’ll be able to reimagine what’s possible. Join us and help the world’s leading organizations unlock the value of technology and build a more sustainable, more inclusive world. YOUR ROLE We are seeking a highly experienced Data Modeller with deep expertise in the Lloyds of London insurance market. The ideal candidate will be responsible for designing implementing and optimizing complex data models that support underwriting claims pricing and regulatory reporting processes. This role requires a strong understanding of insurance data structures market Specific standards and advanced data architecture principles YOUR PROFILE • Data Modelling Architecture, • Design and maintain conceptual logical and physical data models for insurance systems, • Ensure alignment with Lloyds market standards including Core Data Record CDR and Blueprint Two initiatives, • Develop data dictionaries metadata and governance frameworks, • Data Integration Transformation, • Collaborate with business analysts actuaries and IT teams to integrate data from multiple sources policy claims bordereaux exposure, • Optimize data flows for reporting analytics and regulatory compliance, • Stakeholder Engagement, • Work closely with underwriters brokers and market participants to understand data requirements, • Provide subject matter expertise on Lloyds data standards and market processes, • Quality Compliance, • Implement data quality checks and validation rules, • Ensure compliance with Lloyds market regulations GDPR and Solvency II requirements, • Technical Expertise, • Good experience in data modelling within the Lloyds of London or London Market insurance sector, • Proficiency in ER modelling relational and dimensional modelling and data warehousing, • Strong SQL skills and experience with tools such as ERwin PowerDesigner or similar, • Domain Knowledge, • Deep understanding of Lloyds market processes including placement claims and regulatory reporting, • Familiarity with ACORD standards and Lloyds Blueprint Two data initiatives, • Analytical Communication Skills, • Ability to translate complex business requirements into robust data models, • Excellent stakeholder management and communication skills ABOUT CAPGEMINI Capgemini is a global business and technology transformation partner, helping organizations to accelerate their dual transition to a digital and sustainable world, while creating tangible impact for enterprises and society. It is a responsible and diverse group of 350,000 team members in more than 50 countries. With its strong over 55-year heritage, Capgemini is trusted by its clients to unlock the value of technology to address the entire breadth of their business needs. It delivers end-to-end services and solutions leveraging strengths from strategy and design to engineering, all fueled by its market leading capabilities in AI, cloud and data, combined with its deep industry expertise and partner ecosystem. The Group reported 2023 global revenues of €22.5 billion. Get the future you want |

Please visit our careers site to find out more about working at Ki \nJob Details: In-house Legal Counsel\n Full details of the job. \n Vacancy Name: In-house Legal Counsel \n Employment Type: Permanent \n Location: London \nRole Details\n Who are we? Look at the latest headlines and you will see something Ki insures. Think space shuttles, world tours, wind farms, and even footballers’ legs. Ki’s mission is simple. Digitally disrupt and revolutionise a 335-year-old market. Working with Google and UCL, Ki has created a platform that uses algorithms, machine learning, and large language models to give insurance brokers quotes in seconds, rather than days. Ki is proudly the biggest global algorithmic insurance carrier. It is the fastest growing syndicate in the Lloyd's of London market, and the first ever to make $100m in profit in 3 years. Ki’s teams have varied backgrounds and work together in an agile, cross-functional way to build the very best experience for its customers. Ki has big ambitions but needs more excellent minds to challenge the status quo and help it reach new horizons. \nWhat you will be working on\n You'll form part of Ki's Group legal team, providing legal, regulatory, and governance advice to Ki Group generally including advising on and negotiating commercial contracts and a wide range of insurance-related contracts including LOAs, TOBAs, binding authority agreements, assisting with and advising on corporate transactions, corporate governance, and regulatory matters. You'll work closely with our In-House Counsel (Head of Corporate & Commercial), General Counsel, and Compliance Director to provide a best-in-class service to the wider business, acting as an advisor on legal and regulatory matters. This is a fantastic opportunity to work with a growing legal team supporting the fast growth of our business. If you are a qualified lawyer with strong in-house or private practice experience, ideally across insurance, we'd love to hear from you. \nOur culture\n Inclusion & Diversity is at the heart of our business at Ki. We recognize that diversity in age, race, gender, ethnicity, sexual orientation, physical ability, thought, and social background bring richness to our working environment. No matter who you are, where you’re from, how you think, or who you love, we believe you should be you. \n You’ll get a highly competitive remuneration and benefits package. This is kept under constant review to ensure it stays relevant. We understand the power of saying thank you and take time to acknowledge and reward extraordinary effort by teams or individuals. \n If this sounds like a role and a culture that appeals to you, let us know – apply here. \n#J-18808-Ljbffr

As the VP Customer Success at Windward, you will be the primary architect of the customer journey for a global portfolio of hundreds of enterprise accounts. You will lead a Customer Success organization focusing on both Commercial customers and Public Sector intelligence agencies to derive maximum value from Windward’s Maritime AI platform. You will sit at the intersection of commercial growth and operational excellence, managing a complex landscape of diverse business lines across the US, EU, UK, and International markets. Core Responsibilities 1. Strategic Leadership & Portfolio Management • Segmented Strategy: Oversee a diverse portfolio of 300+ enterprise customers, developing bespoke success strategies for two distinct pillars:, • Commercial: Energy majors, bunkering, commodity traders, and ship owners., • Government: Coast guards, Law Enforcement Agencies (LEA), Customs, and Intelligence organizations., • Revenue Accountability: Primary Drive Customer satisfaction, Gross Retention Rate (GRR) and Net Retention Rate (NRR). Identify and act upon expansion opportunities (upsell/cross-sell) in partnership with the Sales team., • Global Scale: Manage and scale localized teams across various time zones to provide seamless support for international markets. 2. Complex Implementations & Product Adoption • Operational Excellence: Oversee complex, large-scale implementations that involve integrating Windward’s AI into existing customer workflows and technical ecosystems., • Value Realization: Define and track "Success Outcomes" for customers, ensuring that maritime intelligence translates into actionable insights for risk management, compliance, and national security., • Feedback Loop: Serve as the "Voice of the Customer" to the Product and Engineering teams, ensuring the roadmap reflects the evolving needs of both commercial and government sectors. 3. Executive Relationship Management • Trusted Advisor: Act as an executive sponsor for "Tier 1" accounts, building relationships with C-suite executives in the private sector and high-ranking officials in the public sector., • Crisis Management: Navigate high-stakes maritime or geopolitical events where customers rely on Windward for real-time intelligence and support. Required Experience & Qualifications • Leadership: 10+ years in a senior leadership role (VP or similar) within Customer Success, Account Management, or Professional Services., • Multi-Business Line Leadership: Proven track record of managing both Commercial (SaaS/Enterprise) and Government (Public Sector/Defense) business lines simultaneously, • Maritime Domain Expertise: Deep understanding of the maritime ecosystem (shipping, trade and security) is a huge advantage. You must speak the language of data & insights, sanctions compliance, and maritime risk., • Scale: Experience managing a portfolio of hundreds of Enterprise customers with a structured approach to high-touch vs. tech-touch engagement., • Global Exposure: Significant experience operating across US, EU and UK and international markets, with an understanding of the differing regulatory and business landscapes., • Implementation Depth: Expertise in managing long-cycle, complex technical implementations involving AI, Data and API integrations.

Vice President – Data Strategy & Transformation London – Hybrid (2–3 days per week) £120,000 – £150,000 + Benefits About the Role Our client is a specialist investment firm focused on the financial technology sector, with a strong track record of helping businesses accelerate growth and unlock value through data and technology. They’re now seeking a Vice President of Data Strategy & Transformation to join their London team. This is a high-impact role sitting within the firm’s innovation and value creation arm, working closely with portfolio company leadership teams and internal stakeholders to design and deliver data transformation initiatives across the fund. You’ll lead data diligence and strategy efforts, drive portfolio-wide data maturity, and ensure data becomes a true strategic lever for business growth and operational excellence. Key Responsibilities • Lead data due diligence for new investments, developing value creation plans that use data as a driver of business improvement., • Conduct data maturity assessments across portfolio companies, identifying opportunities to enhance data capabilities., • Partner with portfolio leadership teams to execute data transformation initiatives and deliver measurable impact., • Design scalable, secure data infrastructure within cloud environments (AWS, Azure, or GCP)., • Define and embed data governance frameworks ensuring compliance with regulations such as GDPR and CCPA., • Translate data insights into actionable business recommendations for senior stakeholders and C-suite leaders., • Track and report on data transformation progress, ensuring alignment with fund-wide value creation goals. What We’re Looking For • Proven experience in data strategy, transformation, or advisory, ideally within private equity, financial services, or top-tier consulting., • You’ll likely come from a background in data strategy consulting or financial services transformation, with around 7–15 years of experience., • Candidates with experience at these firms such or those who have led data strategy in PE-backed organisations, will be particularly well suited., • Deep understanding of the financial services data landscape - including data domains, regulatory requirements, and operational challenges., • Experience leading data-led value creation or due diligence for financial or PE-backed clients., • Strong technical grounding in cloud platforms (AWS, Azure, GCP) and modern data infrastructures., • Knowledge of machine learning applications (e.g. predictive modelling, AI, analytics) and their business use cases., • Expertise in data governance and compliance (GDPR, CCPA)., • Excellent communication and stakeholder management skills, with confidence engaging at C-level., • Comfortable operating in fast-paced, ambiguous environments with multiple projects running concurrently., • A degree in a quantitative or technical discipline (Computer Science, Engineering, Mathematics, Economics) is expected, and an advanced degree (MBA or MSc) is advantageous. Please note: Sponsorship is not available for this role.

Vice President, Technology Transformation (Data) Hybrid (London) Up to £140,000 + Discretionary Bonus About the Role We’re looking for a Vice President of Technology Transformation (Data) to lead data strategy, diligence, and execution across a leading private equity fund and its portfolio companies. This is a rare opportunity for a commercially minded data leader with deep experience in data strategy, transformation, and financial services, ideally within private equity or consulting. You’ll drive data-led value creation initiatives across multiple businesses, shaping how data is leveraged to unlock growth, efficiency, and innovation. What You’ll Do • Lead data diligence for new investments, identifying value creation opportunities and assessing data maturity., • Design and execute data strategies across the portfolio, driving improvements in data infrastructure, quality, and insight generation., • Conduct data maturity assessments and build strategic roadmaps for enhanced data capabilities., • Track and support transformation initiatives, ensuring portfolio companies deliver measurable outcomes from data-driven initiatives., • Collaborate with senior leaders across portfolio companies to embed best practices in data governance, analytics, and cloud-based architectures., • Drive operational excellence, enabling portfolio companies to use data as a catalyst for innovation and long-term growth. What We’re Looking For • Proven track record in data strategy, transformation, or advisory roles, ideally within private equity, or top-tier consulting with FS clients., • Deep understanding of financial services data ecosystems, including regulatory, operational, and technical aspects., • Hands-on experience designing and implementing cloud-based data architectures (AWS, Azure, or Google Cloud)., • Strong analytical mindset with the ability to translate complex data insights into clear business impact., • Working knowledge of machine learning and advanced analytics (e.g., TensorFlow, PyTorch, Scikit-learn)., • Exceptional stakeholder management skills, comfortable engaging with C-suite executives and senior investors., • Strong knowledge of data governance and compliance frameworks (GDPR, CCPA)., • Thrive in fast-paced, dynamic environments, managing multiple projects simultaneously. Please note: This role is unable to offer VISA sponsorship.

We are looking for a Team Leader to join our Aspire Property Management team. Key Responsibilities • Foster a culture of accountability, collaboration, and excellence across the department., • Oversee the management of all managed units across Aspire., • Maintain oversight of the lettings portfolio, ensuring compliance, efficiency, and client satisfaction., • Drive key income streams including property management income, ensuring targets are achieved or exceeded., • Monitor and manage the retention of occupied units within the managed portfolio., • People & Performance, • Lead, train, coach, and mentor property management staff to achieve professional growth and high performance., • Conduct regular performance reviews and ensure robust people management processes are in place., • Maintain a strong understanding of HR best practices and support the professional development of all team members., • Compliance & Legislation, • Serve as one of the company’s subject matter expert on lettings legislation, including the Renters’ Rights Bill and other regulatory frameworks., • Ensure all processes and documentation comply with ARLA Propertymark standards and relevant legal requirements., • Champion high standards of governance and risk management within all property management activities., • Customer Service & Brand Standards, • Lead from the front in delivering an exceptional client experience., • Uphold the brand values and reputation of John D. Wooden Company and its associated brands., • Ensure consistent delivery of outstanding service across all touchpoints

📍 London Office | 🏡 Hybrid working | 💼 up to £80,000 pa DOE | 🕒 Full-time We are looking for a Senior Project Manager to join our growing Business Transformation team. You’ll play a key role in planning, coordinating, and delivering cross-functional projects. The ideal candidate will have a background of managing project timelines, budgets, and stakeholder expectations, along with attention to detail and a proactive approach to identifying and resolving issues efficiently. Why Saltus? Our mission is to improve everyone’s relationship with their wealth: to make it a positive force for their future and at the same time to prevent it being a source of anxiety. We want everyone who works at Saltus to be proud to work here, and to find fulfilment and meaning in the work that they do. We are a successful LLP, with a number of offices in the South of England including London, Whiteley, and Farnham, the North in Newcastle and in the West Country in Bath and Bristol, and South Wales. We are incredibly proud of our culture and work really hard to ensure that Saltus is a great place to work for our people, where they can have fun and grow in their career, with a passion for excellence and customer service. Saltus is an independently owned financial planning and discretionary investment management house. We are dedicated to providing a high-quality service for private clients, trusts, and smaller institutions. Saltus Partners was founded in 2004 and has grown organically and through a small number of carefully integrated acquisitions. Originally the business started out as an investment manager and has now developed the financial planning side of the offering, putting this at the forefront of the client relationship. Today Saltus manages and advises on over £10 billion of client assets, acquired through a combination of organic business growth and corporate acquisitions. Role and responsibilities The Senior Project Manager will lead the planning, management, and execution of strategic projects and initiatives that drive the company’s growth objectives, ensure regulatory compliance, and enhance operational efficiency. This role requires close collaboration with stakeholders across the business to ensure projects are delivered on time, within scope, and on budget, while maintaining the company’s standards for quality and risk management. The role is responsible for: • Developing comprehensive project plans that clearly outline scope, timelines, milestones, budgets, and resource requirements., • Leading the end-to-end delivery of projects, ensuring alignment with company objectives and adherence to regulatory standards., • Identifying, managing, and mitigating regulatory, compliance, operational, and project risks and issues, applying appropriate escalation processes as needed to ensure successful project delivery., • Serving as the primary point of contact for project stakeholders and senior management, delivering regular updates on progress, risks, potential impacts, and project changes to enable smooth transitions, while highlighting achievements, challenges, and recommended next steps., • Collaborating with cross-functional teams including Financial Planners, Investment Operations, Compliance, Finance, and Technology to ensure alignment and project support., • Supporting change management initiatives by coordinating communications and stakeholder engagement to ensure adoption and minimise resistance., • Ensuring all project activities comply with FCA and other relevant regulatory requirements, including maintaining appropriate documentation and approvals., • Fostering a culture of collaboration and teamwork within project teams., • Continuously assessing and improving project management processes and methodologies while providing guidance and mentorship to project team members. Essential attributes the successful candidate should possess • Minimum 5 years of project management experience within financial services, preferably in wealth management, investment management, or a similar sector., • Project Management qualification (e.g., PRINCE2, PMP) and familiarity with agile methodologies are highly desirable., • Experience in change management and familiarity with change management frameworks and tools. This would be a significant advantage given the transformational nature of the projects., • Strong knowledge and experience with project management tools and software., • Proven ability to successfully manage and deliver multiple complex projects simultaneously, prioritising effectively in a fast-paced environment., • Strong interpersonal, written, and verbal communication skills, with the ability to present complex information clearly to diverse audiences, influence stakeholders at all organisational levels, and build successful professional relationships both internally and externally., • Self-motivated with exceptional time management skills, able to organise workload effectively, prioritise tasks, and work autonomously to meet objectives and deadlines under pressure. Where will I be working? We are looking for someone to work from our London office, and we offer hybrid working, which includes 2-3 days in the office, with the remainder at home. We’re incredibly flexible about when and how you work: we don’t want anyone to be prevented from coming to work for Saltus as a result of the working pattern that they’re looking for. We are passionate about championing flexible working for our people, so if there’s a slightly different working pattern that you’re looking for, then please come and have a chat to us about it! What benefits do I get when working for Saltus? The salary is £70,000 – £80,000 depending on experience, alongside 28 days’ holiday (plus bank holidays), life assurance, income protection and a pension, alongside access to our flexible benefits platform. The role is 40 hours per week between the hours of 8.30-5.30pm. Just as importantly, you’ll get to experience our culture, which we really do live and breathe ensuring that Saltus is a fantastic place to work for every single one of our 400+ people. We work hard, but we have an awful lot of fun along the way. If you think you’d like to come and join us, then please do get in touch… we’d love to hear from you!

It’s an outstanding opportunity for a seasoned compliance professional to lead and enhance the regulatory and financial crime framework of a growing international investment firm. The role act as SM 16/17 and AMLO which involves providing strategic compliance leadership and advisory across the London office and ensuring a strong culture of ethical conduct and governance. Key responsibilities include managing regulatory engagements, interpreting, and implementing new rules, and maintaining effective oversight of risk and compliance controls across business lines. You will also oversee new product launches, cross-border projects, and ongoing improvements to policies and monitoring programs. As the designated officer responsible for financial crime compliance in the UK, you will oversee the firm’s AML and counter-financial-crime framework, review high-risk relationships, and ensure appropriate due diligence and escalation processes are in place. This position also offers the opportunity to mentor junior colleagues and play a key role in global compliance initiatives across the organization. The successful candidate would have not less than 12 years of compliance experience at investment managers with strong understanding of UK regulatory frameworks. Exposure to US supervisory framework would be an advantage. Please send your CV to Vivian Chen at , or call +852 2315 9503 for a confidential discussion.

Legal Director / General Counsel (In-House)\n Location: Hybrid – London (flexible working) Contract: Full-time, Permanent Reporting to: CEO Sector: Litigation Finance / Financial Services \nThe Opportunity\n A leading UK-based litigation finance provider is seeking an experienced Legal Director / General Counsel to lead all legal, regulatory, and governance functions across a rapidly scaling business. \n This is a senior, strategic in-house role with significant influence at board and executive level. You will play a central part in shaping the legal architecture of the organisation, supporting investment and underwriting decisions, managing risk, and enabling sustainable growth. \n The role suits a commercially minded lawyer with strong experience in litigation funding, financial services, secured lending, insolvency, or complex corporate/commercial matters, who is comfortable operating in a fast‑paced, entrepreneurial environment \nKey Responsibilities:\nLegal Governance & Strategic Oversight\n\n • Act as principal legal advisor to the Board and senior leadership team.\n, • Maintain and develop robust governance frameworks, policies, and legal controls.\n, • Oversee legal risk across funding structures, SPVs, borrower arrangements, and investor documentation.\n\nCommercial & Corporate Matters\n\n, • Draft, negotiate, and manage complex commercial agreements, including:\n\n, • Loan and facility agreements\n, • Debentures and security packages\n, • Intercreditor agreements\n, • SPV documentation\n, • Servicing, assignment, and funding agreements\n\n\n, • Lead on corporate structuring, group reorganisations, shareholder arrangements, and new entity formation (UK and offshore).\n\nLitigation Funding & Underwriting Support\n\n, • Provide legal input on funded case types (including housing disrepair, motor finance, financial mis‑selling, PI, BI, and IVA‑related matters).\n, • Support underwriting teams with legal risk analysis, case viability assessments, and insurance structures (ATE / PG).\n, • Advise on audits, portfolio monitoring, and enforcement strategy.\n\nRegulatory & Compliance\n\n, • Oversee compliance with relevant regulatory frameworks, including FCA considerations, AML, data protection, and Companies House obligations.\n, • Support regulatory applications and future licensing initiatives.\n, • Lead legal review of investor disclosures, IMs, and regulatory documentation.\n\nSecurity Enforcement & Borrower Management\n\n, • Advise on borrower defaults and enforcement processes, including:\n\n, • Enforcement of security and debentures\n, • Administrations, pre‑packs, and insolvency processes\n, • Appointment of Insolvency Practitioners\n, • Assignment or transfer of funded cases\n\n\n, • Manage relationships with external counsel, auditors, and administrators.\n\nInvestor & Transactional Support\n\n, • Review and approve all investor‑facing legal documentation, including term sheets, loan notes, subscription agreements, and data room materials.\n, • Ensure strong investor protections and legal accuracy across capital‑raising activities.\n\nInsurance Oversight\n\n, • Lead legal negotiations relating to ATE insurance, Surety Bonds, and Performance Guarantees.\n, • Liaise with insurers, brokers, and claims handlers on coverage, recoveries, and disputes.\n\nExperience & Background:\n\n, • 8–12+ years’ PQE (Solicitor or Barrister).\n, • Strong experience in at least two of the following:\n\n, • Litigation funding\n, • Financial services / secured lending\n, • Insolvency & restructuring\n, • Corporate / commercial law\n, • Insurance law / ATE\n\n\n, • Prior in‑house experience or exposure to high‑growth, entrepreneurial environments preferred.\n, • Proven experience negotiating complex debt instruments, security packages, and commercial contracts.\n, • Confident engaging with regulators, senior investors, auditors, and external advisers.\n\nSkills & Attributes:\n\n, • Highly commercial with strong business judgement.\n, • Exceptional drafting, negotiation, and legal structuring skills.\n, • Able to balance strategic leadership with hands‑on execution.\n, • Decisive, organised, and comfortable operating autonomously.\n, • Collaborative, proactive, and solutions‑focused.\n, • Thrives in data‑driven, operationally intensive environments.\n\nPackage & Progression:\n\n, • £90,000 – £110,000 base salary, plus performance‑based bonus.\n, • Potential long‑term incentives aligned with senior leadership.\n

Regional Operations Manager – South East England Location: South East England | Sector: Pharmacy | Reports to: Head of Operations About the Role: We are seeking an experienced and ambitious Regional Operations Manager to lead and grow our high-performing pharmacies across the South East of England. You will drive operational excellence, ensure patient safety, and optimise financial performance, all while developing teams that thrive in a performance-led culture. Purpose: As Regional Operations Manager, you will: • Optimise the financial performance of the Region., • Recruit, develop, and retain high-performing teams. Driving Results • Line manage Area Operations Managers and strategic pharmacies within the Region., • Provide clear direction to ensure business goals are achieved., • Ensure all pharmacies have robust business plans aligned to regional budgets., • Analyse data to drive profitable growth across Rx, services, OTC, and convenience., • Ensure payroll and operational costs are within budget., • Build capable, engaged, and diverse teams through a performance-led culture., • Coach Area Operations Managers, Pharmacy Managers, and their teams to achieve results., • Foster an “own business” mindset within teams while ensuring alignment with corporate standards., • Develop succession plans, recognise and reward success, and address underperformance., • Ensure regulatory, professional, and NHS standards are consistently met., • Lead a culture of continual improvement across the Region., • Align regional business plans with corporate strategy (‘Delivering Well’)., • Monitor customer, people, and compliance measures through performance metrics., • Maintain a strong understanding of the community pharmacy market., • Ensure delivery of business cases for all investment projects., • Significant experience in field or multi-site management., • Pharmacy background highly desirable., • Strong leadership and coaching skills with the ability to adapt your style., • Excellent communication, planning, and organisational skills., • Strong networker and brand ambassador with the ability to build effective external relationships. This is a unique opportunity to shape the future of pharmacy operations in the South East, leading a motivated and high-performing team while making a real impact on patient care. Apply Today: We reserve the right to close this vacancy early, so don’t miss your chance to join our dynamic team.

NPD Manager As the NPD Manager for our fragrance brand, you will play a crucial role in supporting the New Product Development team in bringing innovative and high-quality fragrance products to market. You will work closely with cross-functional teams, including External fragrance house, Marketing, Packaging, and Regulatory Affairs, to ensure the successful development and launch of new fragrance products. Key Responsibilities: PRODUCT IDEATION AND CONCEPT GENERATION • Collaborate with the head of NPD to plan and execute the entire new product development process from concept ideation to product launch., • Daily research of blogs and competitor websites for delivery of a monthly Innovation Report (innovation in makeup, skincare, active ingredients, packaging and broader innovation)., • Assist in creating and managing project timelines, ensuring that all milestones are achieved within agreed deadlines., • Support the formulation and testing of new fragrance products, working closely with the fragrance house and external lab., • Assist in creating and managing project timelines, ensuring that all milestones are achieved within agreed deadlines., • Coordinate artwork brief completion, collating necessary information from all departments and suppliers., • Ensure artwork is received on time from design, • Create master product documents (1 document per product with sku, barcode, supplier, supplier code, INCI, PAO, shade description, marketing text, perfumer tips, vegan…)., • Keeping the master product documents up to date as they will be the reference documents for all departments., • Responsible for the clearly organised physical product archive (Colour approval, PPS, gold samples, batch approvals…), • Update the Adverse reactions database, • Quality incidents database update, • Place the first Purchase Order for all the NDP products and pass accurate order information to Supply Chain team for On going purchase., • Project management of all raw material purchasing from PO placement to delivery REQUIREMENT • 5+ years Experience in similar role from fragrance company is essential, • Experience in company like L'Oréal, Estee Lauder, Unilever ,Coty, etc would be a big bonus, • Bachelor degree in marketing/ business development is a must (Master degree is a bonus), • Highly analytical and sensitive with numbers., • Passion for the Beauty industry and good product knowledge., • Strong communication skills with the ability to influence at all levels effectively., • Strong project management skills and attention to detail, • Proficient in all Microsoft applications, inc Outlook, Excel, Word, etc., • Experience with data entry & multiple documents, ensuring complete detail and accuracy even when working at a speed, • Strong team player – working together and building excellent relationships internally and externally

Compliance Supervisor (First Line) Hammersmith, London Office-based (4 days per week) A well-established London-based mortgage and protection advisory firm is looking for a Compliance Supervisor to join its first-line compliance team. This role supports a high-performing, predominantly self-employed adviser population within a structured Appointed Representative model. Compliance is seen as an enabler of good customer outcomes, with a strong focus on coaching, proportionate supervision and early risk identification. The Role • Deliver day-to-day first-line supervision and adviser reviews, • Coach and support advisers to maintain regulatory competence, • Support advisers through T&C and ongoing competency requirements, • Produce clear supervision notes and evidence, • Identify and escalate emerging risks and Consumer Duty considerations, • Experience in compliance, T&C or regulatory support within financial services, • Good knowledge of FCA rules within mortgage and protection advice, • Confident communicating with and challenging advisers, • CeMAP (or equivalent), • IT literate, • Full UK driving licence

About Argenta Argenta Group is headquartered in London and has a presence in Australia, employing over 280 people globally. We are proud of our unique and rich history of trading in the Lloyd’s market, both as a Syndicate and Members’ Agency, and to be part of the Hannover Re Group. Our long-standing workforce are our greatest asset; the expertise and knowledge they bring has resulted in our successful track record and continues to shape our future growth strategy. About the role - This is a 12 month Fixed Term Contract opportunity Reports to the Head of Underwriting Management & Portfolio Solutions Underwriter, oversees the day-to-day management of the analysts within the Underwriting Management team, and responsible for delivering progress for each of the pillars within the team: Performance Management, Governance & Controls and Insights & Analytics. As the Underwriting Manager, your key responsibilities will involve • Overseeing production of all internal and external reporting, ensuring that all regulatory returns are completed in a timely and accurate manner., • Ensuring that all policy documentation and underwriting controls remain relevant and effective, reacting to changing regulations and emerging threats to ensure compliance., • Ownership of the Year End Audit and proactively engaging with auditors to resolve outstanding queries., • Management of analysts within the Underwriting Management team., • Drive continuous improvements to processes, and support wider projects to enhance Underwriting capabilities and reporting., • Undertake any other related duties as may be reasonably required., • Working for a regulated Company, you will be expected to perform your duties to the highest of standards, in accordance with the following Conduct Rules as specified by the FCA: • You must act with integrity, • You must act with due care, skill and diligence, • You must be open and co-operative with the FCA, PRA and other regulators, • You must pay due regard to the interests of customers and treat them fairly, • You must observe proper standards of market conduct. Skills & Experience • 5+ years of relevant Lloyd’s Market experience., • Line management experience., • Experience with Power BI or similar visualization tools and familiarity with SQL., • Excellent communication skills with the ability to build rapport and engage with a range of stakeholders., • Advanced Excel skills., • Strong organisational and time management skills with the ability to manage multiple projects and work-streams simultaneously. Behaviours These five behaviours sit at the heart of how we work at Argenta: Supporting each other Treat each other with dignity and respect, valuing our differences, so we can all be ourselves and achieve our goals. Generating creative solutions We do not settle for things that are not right; we do not walk by, we seek creative solutions. Owning the delivery We set clear objectives and deadlines; we are accountable and own the delivery end to end, knowing others will too. Being Committed High performing professionals, recognising the importance of wellbeing and balance in our lives. Building longstanding relationships Collaboration with our clients and those we work with is key; we work as a team to ensure the best outcomes.

About Us: Zenith Bank (UK) Limited (ZBUK) is a subsidiary of Zenith Bank PLC, the most profitable bank in Nigeria with an established trajectory of superlative performance, as well a strong pedigree of innovation, resilience, and market dominance. On an annual basis, Zenith Bank PLC amasses a string of notable awards; one of the most recent being listed as the sole Nigerian brand on the World’s top 100 companies in 2023 by the World Finance Magazine. Zenith Bank (UK) Limited (ZBUK) was set up with a clear strategy to leverage trade and investment flows between Nigeria and Europe, by providing intermediary banking services and facilities for trade-related working capital and capital expenditure. Zenith Bank recognizes the importance of leveraging a highly skilled workforce to achieve its strategic and operational goals. The bank is committed to providing an environment that is conducive for effective performance by availing all staff the necessary learning opportunity. We value the well-being of our staff and we encourage them to strike a balance between their work and personal lives, thereby creating a healthy atmosphere for personal development and career success. With the introduction of new services here in the UK and our unparalleled knowledge of business with Africa, our 5 year strategy ensures “Controlled Growth” as we aim to become the Bank of choice for businesses wishing to transact in the African continent. Key Responsibilities: • To assist the Head of the Internal Audit for Zenith Bank (UK) Limited to provide independent and objective assurance to strengthen the Bank’s operations.This involves evaluating and improving the effectiveness of its risk management, control and governance processes. This may include liaising with the CEO, Heads of Departments, external auditors and Zenith Nigeria Internal Audit., • To ensure that the bank procedures are carried out effectively and in accordance with the Bank’s Procedure Manuals which cover the various aspects of the Bank’s operations and controls., • To identify the risks involved in each of the areas in which the Bank undertakes business and to ensure that such risks are properly assessed and correctly monitored with any changes reported expeditiously to Senior management and the Audit and Compliance Committee., • Maintain Professional Development and keep up to date with industry, regulatory and professional developments., • To advocate the Bank’s Values, and to promote a strong risk, compliance and corporate accountability culture, throughout the Bank through presentations, knowledge sharing and the internal audit work undertaken., • To undertake work in-line with IIA Code of Ethics and Performance Standards., • To comply with the FCA’s and PRA’s Individual Conduct Rules as detailed below. Key Tasks: • To undertake audit reviews as timetabled in the Annual Audit Plan and prepare audit reports on those reviews to include recommendations, where appropriate, and obtain the comments of the Heads of Department being audited, prior to submission to the CEO and ACC., • To conduct audit reviews in-line with the approach and methodology set out in the Bank’s Internal Audit Manual. To execute a wide variety of audit tests\procedures and accurately interpret results against defined criteria, whilst ensuring the work is competently and efficiently performed in accordance with professional and departmental standards., • To track agreed recommendations and report on their implementation to the Head of Internal Audit on a weekly basis., • Follow up with management to ensure that management actions have been effectively implemented or that senior management has accepted the risk of not taking action., • To undertake any special investigatory reports as may be necessary., • To assist the Head of Internal Audit in producing an Internal Audit Plan each year of those areas to be audited for submission to the ACC for approval prior to adoption., • To assist the Head of Internal Audit in updating the Internal Audit Manual and Procedures annually for review and approval by the ACC. Experience and Skills required: • A first degree or its equivalent in any of Accounting\Economics\Scienceumerate discipline or a related business discipline., • Professional Qualification in Accounting like ACCA and related equivalents is required., • IT Audit certifications like CISA, CISM, etc would be an added advantage., • Minimum of ten years’ post-graduation experience acquired in the internal audit function of a bank based in the UK is required., • Experience acquired in an external audit role of a top audit firm based in the UK would also be considered., • A confident articulate professional with a track record of building solid working relationships with team members and other high-level stakeholders., • Ability to resolve audit recommendations with a solution focused mindset in line with the Risk Based internal Audit approach of the bank., • Good interpersonal skills with the ability to communicate audit results and issues effectively, both verbal and written., • Good presentation and report writing skills., • Excellent team player and attention to detail., • Commercial awareness and ability to work to deadlines., • Highly analytical – able to work with both low levels of detail and ‘big picture’ Bank-wide perspective and think critically., • Resilient – able to manage disagreement and find ways to reach an agreed position., • Strong risk awareness and ability to conduct risk assessments in line with good practice and recognised standards relevant to the UK environment., • Good understanding and use of IT Solutions., • Ability to work independently, whilst seeking guidance from supervising staff when required. This is a permanent position paying up to £70,000.

Salary Range £55,000 - £75,000 Principal Designer – Building Regulations (BSA 2022) London / Sevenoaks (Hybrid) Construction Consultancy | Residential & Higher Risk Buildings Carriera is partnering with a well-respected construction consultancy that is growing its Principal Designer (Building Regulations) offering. We are seeking an experienced professional to deliver Principal Designer services in line with the Building Safety Act 2022 (BSA) across a varied portfolio of residential projects, including Higher Risk Buildings (HRBs). This is an excellent opportunity to join a consultancy with a strong reputation for quality, compliance, and client service, as Principal Designer (Building Regulations), you will work with Housing Associations, Local Authorities, and private sector clients, delivering Principal Designer services across the design and pre-construction stages. Key responsibilities include: • Delivering Principal Designer (Building Regulations) duties in accordance with the Building Safety Act 2022, • Ensuring design teams are competent and appropriately resourced to discharge their duties, • Reviewing and monitoring design work to ensure compliance with Building Regulations and Building Safety requirements, • Reviewing Building Safety Cases and supporting project compliance strategies, • Attending design team and client meetings in line with agreed scopes of service, • Reviewing existing designs, specifications, and technical documentation for regulatory compliance, • Managing and monitoring design changes through agreed Change Management procedures, • Obtaining written confirmation from designers and consultants confirming compliance with Building Regulations, • Preparing and submitting signed competence declaration. Project Experience • Residential developments across public and private sectors, • Mixed-use schemes and regeneration projects, • Fire remediation and building safety improvement works, • High-rise and complex residential buildings You will ideally demonstrate: • Experience in a Principal Designer, Design Management, or Architectural position, • Strong leadership skills, with the ability to coordinate and influence multi-disciplinary design teams, • Proactive approach with excellent time management and organisational skills, • Confident, professional client-facing skills and the ability to build trusted relationships, • Sound knowledge of CDM Regulations and Building Regulations, • Experience implementing health and safety procedures and monitoring design compliance, • Site experience within the construction or built environment sector Desirable: • Professional qualification in architecture, building surveying, building services, or similar, • Membership of or working towards IMaPS, GradIOSH, or higher, • NEBOSH Construction or Occupational Health & Safety Certificate, • Working towards or registered with the RIBA Principal Designer Register or an equivalent body (CIAT, APS, etc.) Package & Benefits • Competitive salary, • Discretionary bonus, • Pension contributions, • Private medical insurance, • 28 days annual leave including Bank Holidays, • Additional Christmas closure days (subject to management discretion), • Birthday leave Apply To apply or for further information, please apply directly with your CV. All applications will be treated in strict confidence.

Director of Governance, Risk & Legal (Monitoring Officer) London Pensions Fund Authority (LPFA) Salary £130,000 - £150,000pa The London Pensions Fund Authority (LPFA) is seeking an exceptional legal and governance leader to join its Senior Leadership Team as Director of Governance, Risk & Legal and statutory Monitoring Officer. This is a pivotal role at the heart of the organisation, providing strategic leadership, assurance and expert advice to enable the LPFA to deliver its purpose and long-term objectives. The Role Reporting directly to the Chief Executive Officer, you will lead the Governance, Risk and Legal Directorate and hold individual and collective accountability for the delivery of the LPFA’s priorities. As a trusted adviser to the Board, committees and senior leadership, you will ensure the organisation operates within a robust legal, governance and risk framework, fully compliant with legislation, regulatory requirements and best practice. You will oversee all legal services, providing pragmatic, high-quality advice on complex public sector and pensions-related matters, while managing organisational risk frameworks and ensuring effective board and committee governance. Acting as the LPFA’s Monitoring Officer under Section 5 of the Local Government Housing Act 1989, you will play a critical role in upholding ethical standards, transparency and sound decision-making across the organisation. This role also has a strong forward-looking focus, supporting organisational change and transformation, modernising governance practices and helping prepare the LPFA to meet future challenges in an evolving pensions and regulatory landscape. Key Responsibilities • Provide strategic legal and governance advice to the Board, committees and senior leadership., • Lead and oversee organisational risk management frameworks and assurance arrangements., • Ensure effective operation and support of the Board, Local Pension Board and committees., • Maintain compliance with pensions, governance, data protection and regulatory requirements., • Act as Monitoring Officer and oversee the Data Protection Officer function., • Lead, develop and inspire a high-performing, multidisciplinary team., • Contribute fully to the collective leadership and strategic direction of the LPFA. About You You will be a qualified solicitor or barrister with significant post-qualification experience, bringing deep expertise in public sector law, governance and pensions. Ideally, you will have experience gained within a Local Authority and/or a pension fund environment, giving you a strong understanding of public sector decision-making, democratic governance and the regulatory framework surrounding public service pensions. You will have a strong understanding of the Monitoring Officer role, excellent judgement, and the credibility to influence at Board and executive level. An inclusive and collaborative leader, you will be comfortable working at pace, managing complexity and providing clear, pragmatic advice on sensitive and high-impact issues. Why Join the LPFA? The LPFA is a unique and purpose-driven organisation, responsible for managing and safeguarding pension benefits for tens of thousands of members. We combine a strong public service ethos with a modern, professional and ambitious approach to pensions administration and investment governance. Joining the LPFA means working at the forefront of public sector pensions, in an organisation that values integrity, expertise and innovation. You will have genuine influence at the highest level, shaping governance, risk and legal strategy in a complex and evolving environment. This is a rare opportunity to make a lasting impact, contribute to meaningful outcomes for members and stakeholders, and play a key role in the future direction of a respected and forward-thinking organisation. If you are looking for a senior leadership role where your expertise will truly matter, and where you can help set the standard for good governance in the public sector, we would welcome your application. Please apply directly, or if you would like to discuss the opportunity in more detail, the reach out to