Financial compliance jobs in Leicester - Page 4Create job alerts

Are you an experienced Compliance professional from an IFA environment, looking to grow and develop with a progressing financial planning firm?. An exciting opportunity has arisen for an experienced and suitably qualified Compliance Officer to join a growing firm of Independent Financial Advisers ba

Senior Compliance Advisory Lead – Financial Promotions. We are partnering with a leading financial services organisation to appoint a. Senior Compliance Advisory lead.

Leading the financial crime compliance function, offering guidance to partners, lawyers and business services teams on issues such as AML, sanctions, and bribery. In this role, you’ll provide expert advice on financial crime matters, as well as playing a key part in safeguarding the firm’s reput

A leading leisure company based in Hemel Hempstead is seeking a Compliance & Financial Crime Manager to lead regulatory adherence and compliance frameworks. The role requires significant experience in compliance within FCA-regulated environments and the ability to influence senior stakeholders.

An England & Wales qualified solicitor with 2 - 6 years PQE in Financial Crime, Regulatory, Compliance & Sanctions law. This is a fantastic opportunity for a Financial Crime Compliance Advice and Sanctions Associate to join a leading law firm in London and further accelerate your career within a pre

The ideal candidate should have experience in financial security or compliance, strong organizational skills, and the ability to analyze regulations. Morgan McKinley is looking for a support role in Financial Security based in Greater London. Key responsibilities include maintaining compliance lists

Experience in either Compliance (data quality, data governance, regulatory reporting / monitoring and trade / comms surveillance) or Financial Crime (AML, KYC and Sanctions screening) is a must to ensure quick understanding of content and anticipating risks or issues. Bonhill Partners are currently

Ai are working alongside a global provider of financial markets data and infrastructure, supporting them on their search for a CSDR Compliance Specialist, who will ensure the digital securities platform meets regulatory requirements across the launch of new products. Proven experience with regulator

The Financial Crime Compliance function is an independent function that identifies, assesses, advises on and monitors financial crime compliance risk – the risk of regulatory penalties as a result of failure to comply with applicable regulations. Assist the Financial Crime Compliance team in rolli

Extensive experience leading state partnership and corporate tax compliance projects, including multistate filings and apportionment. Significant experience reviewing state taxable income calculations and managing large-scale fund compliance projects.

A financial services firm in the United Kingdom is seeking a Compliance & Financial Crime Manager. The position offers the opportunity to engage with senior leadership and requires a professional compliance qualification. The ideal candidate will have significant compliance experience, strong knowle

We are looking for a highly skilled and proactive Data Analyst to join our Financial Crime Compliance team. Compliance Consulting: Act as a dedicated data consultant and point of contact for specific Compliance verticals. Your core objective will be to lead continuous improvements and implement data

They are looking for a Financial Crime Officer to support the second line of defence. Act as a point of reference for financial crime matters across the bank.

We are looking for an experienced and pragmatic financial crime compliance officer to function as Money Laundering Reporting Officer (MLRO) equivalent to oversee Anti‑Money Laundering (AML) and Counter Terrorist Financing (CTF) compliance for our local entity. While we are a social media platform

A leading European financial association seeks an Associate Director for the Compliance Control and Accounting division. The candidate will manage projects related to Financial Crime, AML, and compliance matters. Qualified individuals should have expertise in regulatory conduct, strong analytical sk

The Financial Crime Compliance Officer supports the Financial Crime Compliance COO Function by (i) leading the development, collation and timely reporting of Management Information (ii) supporting the Groupwide Financial Crime Risk Assessment process (iii) contributing to the drafting of governance

This position will involve managing daily finance operations including accounts payable and receivable, preparing P&L and balance sheets, and ensuring financial compliance. H International Consultant / HIa Legal is seeking a Financial Controller for a hotel in the Leicester area.

The Emerald Group seeks a compliance professional in Greater London to manage regulatory risk, ensuring adherence to FCA and PRA compliance standards. This role is vital in promoting best practices in compliance and regulatory oversight. Responsibilities include providing guidance, preparing complia

An international technical project management leader in Greater London is seeking a Finance Assistant to support accounting, reporting, and compliance functions.

The ideal candidate will have a strong background in tax compliance, attention to detail, and experience working independently.

Jobs via eFinancialCareers seeks an EMEA Head of Financial Crime Compliance in Greater London. The role involves overseeing compliance policies, leading AML strategies, and developing a high-performing compliance team. Candidates should have over 15 years of experience in compliance, particularly wi

As the Vertical Head of Commercial Compliance for the Financial Institutions segment, you will be working as part of Nium’s global, dynamic compliance team. This role will lead the compliance strategy for Financial Institution businesses and is responsible for designing, implementing, and managing

Mizuho is looking for a key member of their Financial Crime Compliance team in London, responsible for overseeing AML and CTF activities while mitigating financial crime risks.

The Financial Crime Compliance Team (FCC Team) is part of Saffery’s wider risk‑management regime and focuses on client onboarding, due diligence and ongoing monitoring. Senior Analyst – Financial Crime Compliance (London).

Augment Risk is seeking an Associate Partner - Head of Compliance to oversee compliance and financial crime frameworks within the UK. The role requires 10+ years of experience in compliance, particularly within insurance or Lloyd's broking environments. The successful candidate will manage regulator

An established financial services business is seeking an experienced Financial Services and Compliance Manager to lead its administration and paraplanning function. Long-term career progression within financial services operations. This is a key operational leadership role responsible for driving se

As part of AXIS Compliance Team and working closely with the Head of Compliance, you will support the Financial Crime Specialist in delivering second line financial crime compliance support across multiple legal entities within the AXIS Capital Group. Your key responsibilities will include supportin

A leading financial technology firm is seeking a Senior Business Analyst - Regulatory Reporting to oversee regulatory solutions across its platforms.

A leading international corporate and investment bank is seeking a Head of Compliance, Risk & MLRO (Director) to oversee compliance and risk for its Swedish Branch. Candidates should possess extensive experience in compliance within banking, particularly knowledge of the Swedish regulatory landscape

A leading financial services firm in the UK is seeking an experienced Internal Auditor to join its Compliance & Legal Internal Audit team. Candidates should have approximately 6+ years of experience in internal audit, a solid understanding of compliance frameworks, and strong communication skills. T

The Financial Crime Compliance team (“FCC”), part of the Compliance function, is responsible for ensuring BII effectively mitigates the risk of its products and services being used for money laundering, terrorist financing, bribery and corruption, sanctions breaches, or other forms of financial

The Compliance department, covering both Financial Crime and Core Compliance activities, within MUFG works to ensure that our organization conducts its business such that we protect our reputation, our business, and our clients within the regulatory and legal framework. A combination totalling 5‑1

The role requires conducting risk-based audits, providing regulatory and compliance advisory to financial institutions, and assisting clients in developing corporate governance practices. Assistant Manager/Manager in Greater London to join their Financial Services Group.

A global provider of insurance solutions is looking for a Compliance Analyst focused on financial crime in Greater London. In this role, you will support the Financial Crime Specialist by helping to manage the compliance framework. The ideal candidate will have 2-3 years of experience in compliance,

The Financial Crime Compliance function is an independent function that identifies, assesses, advises on and monitors financial crime compliance risk – that is the risk of regulatory penalties as a result of failure to comply with applicable regulations. The main objective of the Financial Crime C

Liberty Specialty Markets is seeking a Financial Crime Compliance Analyst to support the Financial Crime risk management efforts. This role will involve advising the business on financial crime matters, conducting sanctions checks, and assisting with compliance training. The ideal candidate will hav

CFC is looking for a Group Financial Crime Manager based in London to enhance and implement its financial crime framework. The role requires up to 8 years of second line compliance experience in the UK insurance market. The candidate should possess extensive knowledge of financial crime regulation,

The candidate will provide high-quality technical accounting support, ensuring compliant financial reporting while maintaining robust financial controls. Financial Accountant based in Bedford with hybrid work flexibility. Essential qualifications include being a CCAB part-qualified accountant with e

The role involves leading a team of nine, overseeing all financial reporting activities and ensuring compliance within the department. Ogilvy UK is looking for an experienced Financial Controller to join their finance department in London.

Alpha’s leading Regulatory Compliance & Risk practice enables us to support our clients meet Regulators’ evolving expectations and the business standards our clients seek. Experience of leading project and/or in-house teams on regulatory change, compliance and/or risk. Alpha’s Regulatory Compl

Mishcon de Reya LLP is seeking a qualified lawyer with AML-focused compliance experience to provide legal advice on financial crime issues and support internal investigations.

BCB Group seeks an experienced Quality Control professional to oversee their Financial Crime and Onboarding QC framework. Candidates should have significant experience in managing QC functions in FinTech, as well as analytical skills for financial crime assessment and improvement processes.

PLP Group is seeking an AI Compliance Product Manager in Greater London. This role involves owning the roadmap for the Financial Promotions monitoring automation platform. The successful candidate will translate regulatory requirements into product specifications, work closely with engineering teams

A fintech company in Greater London seeks a Head of Financial Reporting to oversee financial controls and reporting. Join us to help shape the future of financial reporting in the digital asset space. The ideal candidate will have ACA qualification, strong IFRS knowledge, and experience in financial

The role involves conducting risk-based audits and compliance reviews for financial institutions, providing regulatory and compliance advisory, and assisting clients in developing corporate governance practices. Consultant/Senior Consultant to join their Financial Services Group.

A leading recruitment firm is seeking a Graduate Compliance Analyst in Greater London. This role involves assisting in compliance functions, including anti-money laundering checks, trade surveillance, and providing staff training. Candidates should have 2-4 years of experience in a compliance/legal

Hydrogen Group, a leading London law firm, seeks an FS Reg associate to join its financial services practice.

A leading banking institution in Greater London is seeking a professional for a compliance role focused on financial crime. The ideal candidate possesses proven experience in compliance roles within banking, has a strong understanding of financial crime regulations, and demonstrates excellent analyt