Financial compliance jobs in Leicester - Page 5Create job alerts

Are you an experienced Compliance professional from an IFA environment, looking to grow and develop with a progressing financial planning firm?. An exciting opportunity has arisen for an experienced and suitably qualified Compliance Officer to join a growing firm of Independent Financial Advisers ba

Senior Compliance Advisory Lead – Financial Promotions. We are partnering with a leading financial services organisation to appoint a. Senior Compliance Advisory lead.

Leading the financial crime compliance function, offering guidance to partners, lawyers and business services teams on issues such as AML, sanctions, and bribery. In this role, you’ll provide expert advice on financial crime matters, as well as playing a key part in safeguarding the firm’s reput

James’s Place is offering a hybrid 6-month fixed-term contract role for a project focusing on the audit and improvement of technical financial advice content. Qualified candidates with a Level 4 Diploma in Regulated Financial Planning and strong expertise in Tax, Trusts, Pensions, and Investments

Capgemini is a senior leader within the firm who offers solutions and advice to clients in managing complex and critical Financial Crime Compliance (FCC) risk and governance issues. Stay current with emerging regulations, regulatory drivers and business strategies to evaluate governance, risk and co

Secure Trust Bank is looking for a leader for its Financial Control team in Solihull. The successful candidate will deliver accurate financial information, oversee accounting processes, and lead a team of 12-15 individuals. The role requires strong background in financial services and experience in

Legal And General Group is seeking a Paraplanner in Greater London to provide essential support in delivering high-quality financial planning solutions. You will conduct research, analyze client data, and collaborate with advisers to ensure compliance with regulations.

The ideal candidate will be responsible for financial reporting, regulatory compliance, and collaborating with internal teams. Orbis Investment Management Limited is seeking a Senior Financial Accountant to join their UK Finance Team in London.

This position is designed for professionals with approximately 3 years of experience in financial crime compliance, investigations, or related advisory work within regulated financial services. HKA is expanding its Financial Crime Compliance practice and is seeking ambitious, intellectually curious

This role is responsible for overseeing the firm's financial crime prevention framework, ensuring compliance with FCA regulations and internal policies. Assisting the CLSA Europe Compliance team in Financial Crime matters. Assisting with Financial Crime governance meetings.

SPIE Turbomachinery in Slapewath is looking for a Financial Controller with at least 3 years of experience in a large corporate setting. The role involves leading the month-end close process, preparing management accounts, and ensuring compliance with UK accounting standards. Key qualifications incl

A major financial institution is seeking a Deputy Head of Sanctions to oversee compliance across the EMEA region. Candidates should have extensive experience in sanctions compliance, previous leadership of strategic projects, and the ability to handle complex investigations.

Ensuring that all relevant staff are adequately trained in financial crime prevention, that the standards and scope of the training is appropriate and that training records are kept* Assisting with Financial Crime governance meetings* Liaising with Group and Head Office departments to maintain and d

Candidates should have a strong understanding of UK financial regulations and prior experience in compliance roles. A growing financial advisory firm in England is seeking a File Checker to ensure compliance with internal standards and regulatory requirements. The successful candidate will conduct d

An internship provider in financial services seeks ambitious individuals for an internship in Financial Crime Compliance. The role includes a 4-week online training and a 3-month internship with a reputable financial firm, either remote or onsite. This opportunity is designed for recent graduates or

A leading financial services firm is seeking an experienced Financial Services and Compliance Manager to lead its compliance operations and paraplanning function.

A leading global insurer seeks a Compliance Manager for Financial Crime and Underwriting Advisory in London. This permanent, full-time role involves overseeing sanctions screening solutions, developing financial crime metrics, and supporting automation projects. The ideal candidate has proven experi

Key responsibilities include overseeing the Financial Crime and Onboarding QC framework, leading analysis of findings, and ensuring compliance with regulatory standards. Cerebras is seeking a Financial Crime QC Lead to establish and maintain a robust quality control framework.

A global financial institution is seeking an EMEA Head of Financial Crime Compliance. The role involves developing strategies, leading teams, and ensuring compliance across multiple branches.

The Financial Crime Compliance Controls Manager is responsible for designing, implementing, and maintaining the ongoing effectiveness of the firm’s global financial crime control framework, as well as managing and executing the integration of financial crime controls for acquisitions and other rel

Within our Financial Services Risk practice, the Banking Non-Financial Risk & Compliance team works with banking and capital markets clients on key risk and regulatory programmes. Support design and implementation of risk and compliance processes and controls. Experience in financial services risk o

A leading financial services consultancy is seeking an Assistant Manager to develop their IT Audit team. Candidates must possess extensive knowledge of IT compliance issues, have 3-5 years of project experience, and be proficient in creating Microsoft Access databases.

We are seeking a Finance Manager to become a key member of the Statutory Financial Reporting and Compliance team, located in our London office. Driving standardization and continuous improvement of processes and controls to obtain the highest integrity of financial reporting (US, local GAAP, and man

A national financial advisory firm is seeking a Compliance Manager to enhance the compliance framework. Applicants should have a Level 4 qualification in financial services, a strong understanding of UK FCA requirements, and experience in a compliance or risk function within an IFA firm. The role in

We are looking for an experienced individual at Manager grade who has relevant experience and knowledge of regulation, reporting and / or sustainability in the Financial Services market. You have experience advising, supervising or working for Financial Services clients in either a risk or regulator

We are looking for a highly skilled and proactive Data Analyst to join our Financial Crime Compliance team. Your core objective will be to lead continuous improvements and implement data‑driven controls across all compliance core areas. You will support regulatory reporting, compliance monitoring,

Our Banking Non-Financial Risk & Compliance team is at the forefront of addressing the most pressing market, risk and regulatory challenges faced by our clients. We operate on a global scale, bringing the best of PwC to our clients and helping them transform the way they manage non‑financial risk

Proven experience in a financial crime monitoring, assurance, audit, or compliance testing role — ideally within a banking or financial services environment. Assess both the design and operating effectiveness of financial crime controls in line with internal policy and regulatory expectations. Sup

This role offers hands-on experience in financial crime compliance and is perfect for early-career professionals looking to build a foundation in the industry. A financial services firm in Greater London is seeking a Junior KYC / Onboarding Analyst. The ideal candidate will have 0-2 years' experienc

British International Investment is seeking a Financial Crime Associate to support its Financial Crime Compliance team in mitigating risks associated with financial crime. The ideal candidate has extensive experience in UK financial services, knowledge of regulations, and excellent stakeholder engag

Ideal candidates will have 2–3 years of experience in a law firm or financial services and a strong academic background. A global trading and investment firm in London is seeking an experienced Paralegal to join its Legal & Compliance team.

We are looking for an experienced financial crime compliance counsel based in London to join our Global Legal Compliance team as a key member to advise on AML, Fraud, and Sanctions related issues for the United Kingdom and European Union. Drive and collaborate with stakeholders to promote a culture

A leading banking group in Greater London seeks a Financial Crime Officer to oversee financial crime risks within a hybrid working environment. Candidates should have a strong knowledge of financial crime, excellent communication skills, and experience in a regulated environment.

Ability to manage large scale fund compliance projects involving 2,500+ hours, multiple funds/deliverables, and cross-border teams of 10+ individuals. The team is looking for managers, specifically with US state and local income tax experience in the financial services industry, to help grow the tea

Ebury in London is looking for a Senior Analyst in Financial Crime Compliance to design and evolve the global framework. The role requires at least 3 years of relevant experience, strong analytical and drafting skills, and knowledge of financial crime regulations.

Candidates should have a diploma or equivalent and 2-5 years of experience in compliance within the financial advisory industry. Risk and Compliance department in ensuring legal and ethical operations. The role involves performing compliance audits, handling regulatory reporting, and conducting due

This includes maintaining accurate financial records, preparing financial and management reports with financial analysis and ensuring compliance with financial regulations. Prepare monthly, quarterly, and annual financial statements in compliance with Singapore Financial Reporting Standards (SFRS).

Everway is currently looking for a Financial Compliance and Reporting Manager to ensure compliance with statutory and debt covenants in the United Kingdom. This remote position involves managing financial reporting, overseeing statutory requirements, and leading the accounting function.

AFME is the European member of the Global Financial Markets Association (GFMA), a global alliance with the Securities Industry and Financial Markets Association (SIFMA) in the US, and the Asia Securities Industry and Financial Markets Association (ASIFMA) in Asia. The Association for Financial Marke

Ideal candidates will have at least 3 years of experience in a financial crime compliance function in a regulated UK financial services firm. Capital On Tap is seeking a Financial Crime Compliance professional to join their team in London. This hybrid position involves overseeing compliance activiti

Candidates must have a Diploma in Regulated Financial Planning and strong knowledge of compliance in the financial services sector. A financial consultancy service in the UK seeks proactive Compliance Consultants. The role involves delivering high-quality compliance consultancy and supporting firms

Prestige UK Hub in Greater London is looking for a Financial Accountant responsible for end-to-end financial reporting and ensuring balance sheet integrity for the EU entity. The ideal candidate will manage period-end close, prepare monthly financial reports, and ensure compliance with statutory req

A leading leisure company based in Hemel Hempstead is seeking a Compliance & Financial Crime Manager to lead regulatory adherence and compliance frameworks. The role requires significant experience in compliance within FCA-regulated environments and the ability to influence senior stakeholders.

Banking & Financial Services is seeking a VAT Assistant Manager to join its expanding tax function in Greater London. This role is pivotal in enhancing VAT compliance and developing processes within a technology-driven environment.

We have an exceptional team specialising in financial crime and regulatory work, acting for clients nationally and on matters with an international element.

This role is critical for ensuring accurate financial reporting and compliance while providing insights for management. BDO LLP in Greater London is seeking an experienced Financial Controller to lead finance and accounting functions. Responsibilities include managing audits, financial reporting, bu

The Group Compliance function at Convex ensures that we meet regulatory requirements across all product lines and countries within which we operate. Given Convex's rapid growth, global distribution model, and potential regulatory changes, this role offers a unique opportunity to be involved in all a

The AML and Sanctions Compliance team actively participates in the development and implementation of a robust compliance program that is designed to meet our regulatory obligations and ensure that internal and external constituents understand and respect the importance of their responsibilities rega