Regulatory compliance jobs in London - Page 17Create job alerts

Collaborate with the Senior Compliance Manager and escalate issues or risks as needed. Manage documentation and support team members across engineering and compliance. Be part of a supportive team valuing compliance, quality, and continuous improvement.

This role is integral to the firm’s governance framework, supporting both legal and regulatory compliance functions across the UK management entity and its associated fund structures. UK-qualified solicitor with a minimum of three years’ post-qualification experience in a buy-side legal or compl

We are looking for a motivated Paralegal (Legal & Compliance Associate) to join our Legal team on an initial three-month contract, with the potential to extend or convert to a permanent role. You’ll work closely with our General Counsel and Legal Counsel on cutting-edge legal, regulatory, and comp

Quality Assurance & Regulatory Affairs Manager / Director. Experience working directly with regulatory bodies. To lead UK quality and regulatory strategy, ensuring compliance across the company's product portfolio.

Product Management, Ownership, or Business Analyst experience developing and building a data strategy, roadmap and data products to meet stakeholder needs. As a Product Owner focused on Compliance data, you will be responsible for a portfolio of data products supporting our business. As a Regulatory

Proficiency with financial software and systems, and advanced proficiency in Microsoft Excel for financial analysis and reporting. You will ensure financial stability, regulatory compliance, and sound financial practices across the Trust. Implement and maintain robust financial controls, ensuring co

Senior Compliance Manager - Compliance Oversight. TikTok is seeking an enthusiastic VAT Compliance Manager / Assistant Tax Manager to join the Tax team in London to support its rapid business growth in Europe. Regulatory Compliance Manager (FinTech:PI/EMI).

As Head of UK Online Compliance for 888 William Hill, you'll ensure the company's UK online operations meet all legal, regulatory, and industry requirements, including KYC, AML, CTF, and responsible gambling. Deliver compliance training and foster a culture of awareness and ethical behaviour within

Provide subject matter expertise for oncology imaging within study teams, performing in-stream imaging data review, ensuring accuracy and compliance with study objectives and regulatory standards. Build and maintain relationships with external imaging experts, academic institutions, and imaging vend

The Regulatory Communications Lead - for the Middle East and India will be the external point of contact for Project Kuiper’s service compliance obligation deliverables in front of Middle East and Indian telecommunications regulators. Interface directly with Middle East/Indian Regulators to drive

Senior Food Regulatory Manager, Food Safety Private Brands. We are looking for a dynamic, organized self-starter to join our Worldwide Food Safety and Compliance team as a Private Brands Senior Food Regulatory Manager. Keep abreast of new and upcoming EU regulation and emerging issues in food safety

Familiarity with compliance and regulatory frameworks in financial services. We're seeking a future team member for the role of Vice President, Business Development Support to join the BNY Investments team.

Waste Management / PTM Consultant (SAP S/4HANA). Waste Management / PTM Consultant. This role focuses on end-to-end configuration, regulatory compliance, and system integration across complex waste management processes.

Are you a problem solver? This one's for you! We're looking for a Legal Counsel who'll advise Revolut on compliance and legal issues around our financial products. Helping expand Revolut's products and manage regulatory expectations, requirements and applications. The Legal team sits at the heart of

The Senior Compliance Officer – Regulatory Compliance role supports the Head of Central Compliance with the day-to-day operation of the Central Compliance function. Central Compliance are responsible for the development and implementation of compliance policies, training, regulatory registrations,

Due to continued growth they are looking at bringing in a Regulatory Compliance Analyst to assist with day-to-day Compliance activities and continue to develop the existing Compliance Monitoring and Surveillance Programme. This role would be perfectly suited for a compliance professional with exposu

As part of our dedication to customer duty of care, we are seeking a talented and experienced Product Governance Analyst to join our team. As a Product Governance Analyst, you will play a crucial role in ensuring that our products and services meet the highest standards of customer protection and re

You will report directly into the Chief Compliance and Risk Officer (CCRO) for the Equals Group and will be responsible for the Regulatory Compliance function to ensure a robust application of regulatory rules and compliance controls, operating under the 2nd line of defence, as part of Global Risk a

Take personal responsibility for embedding the highest standards of ethics, including regulatory and business conduct, across Standard Chartered Bank. Ensure adherence and compliance to Regulatory standards of Trade Capture and booking models. Diligent coverage of the daily flow business, meeting al

We are seeking an experienced Agile Coach with strong expertise in banking and payment domains to drive Agile adoption and transformation across business and technology teams. Align Agile practices with regulatory, compliance, and financial services requirements. Proven experience as an Agile Coach

Job Title: Associate Director / Director – Safety Science. This role will provide pharmacovigilance and safety science expertise across the entire product lifecycle – from early development to post-marketing – ensuring patient safety and regulatory compliance. Mentor junior colleagues and cont

You’ll have gained several years’ broad, Regulatory Compliance experience within a consumer lending environment and be familiar with the regulations impacting this sector, including CONC and Consumer Duty in particular.

PRIVATUS CARE SOLUTIONS, a provider of private nursing services, is searching for a part-time Compliance Coordinator for our Connecticut offices. This 16-hour position requires a detail-oriented, self-motivated team member who enjoys completing projects and ensuring regulatory compliance. Experience

The Uber Payments UK (UPUK) Chief Risk and Compliance Officer (CRCO) role is a leadership position in the UK payments team with responsibility for leading its second line team across overall management of operational, financial and compliance risks and implementation of regulatory requirements. Moti

Develop and recommend enhancements to compliance systems and workflows, driving increased operational efficiency, effectiveness, and regulatory alignment. Collaborate with cross-functional stakeholders, including product, data, engineering, and compliance teams, to assess current processes and ident

We are seeking an experienced and highly capable Nightclub Operations Manager to play a leading role in the continued success of Egg London. Egg London is a flagship nightlife venue requiring an operations leader who is hands-on, decisive, and knowledgeable in compliance, licensing, and regulatory m

Collaborate with cross-functional teams, including Legal, Compliance, and Product Development, to ensure compliance with regulatory requirements. As a Product Governance Analyst, you will play a crucial role in ensuring that our products and services meet the highest standards of customer protection

Information Security Analyst - Audit, Compliance & Cybersecurity. This role focuses on internal audits, regulatory compliance, and readiness for external audits while also contributing to Cybersecurity Operations Center (CSOC) activities, including incident monitoring and response. Threat Identifica

Environmental Principles and Expertise: You will be responsible for the delivery of environmental principles on projects including regulatory compliance, mitigation and management of environmental impact, stakeholder engagement, and sustainability. Experience as an environmental consultant, with wor

Develops and implements approach to supply chain / raw materials traceability and chain of custody by connecting to existing enterprise and supply chain risk management frameworks* Supports digital enablement of tools and processes to gain upstream visibility to meet regulatory compliance, sustainab

Taptap Send allows immigrants to send money home instantly and with no fee*, saving money in the process. Taptap Send is backed by top VCs (Spark, Canaan, Reid Hoffman, Breyer Capital, etc. Advise on, develop and maintain Taptap Send’s regulatory compliance framework in the UK and EU.

Within this, their team is growing and looking to hire across several levels particularly at Assistant Manager and Manager level. They offer true advisory work, partnering with clients to deliver high-impact, technically robust solutions across tax, legal, regulatory, and compliance matters. Tax, le

Job Title: Existing Business Underwriter. You’ll work collaboratively with the team to support Private Clients / HNW business, ensuring excellent customer outcomes and compliance with regulatory standards.

This is a senior-level role within NetCents and is responsible for structuring, drafting, and negotiating complicated payments, licensing, and other commercial agreements and providing ongoing legal counselling in a wide range of legal areas, including regulatory compliance and intellectual property

Indulge your passion for problem-solving and embrace the thrill of addressing risk head-on at Gallagher's global brokerage team. The enhancement where necessary of the Gallagher control framework supported by risk-based policies and procedures designed to deliver compliance with relevant regulatory

With GDPR setting the global benchmark for data and privacy, your expertise and guidance will be crucial to our global operation and help drive our global data and privacy strategy. Work closely with the Product Legal, Regulatory Legal and Regulatory Compliance teams on privacy-by-design, privacy im

Oversee daily safeguarding reconciliations, asset segregation, and safeguarding fund optimisation. This role is based in London and is a critical senior hire with full ownership of safeguarding responsibilities across our regulated entities, accountable for regulatory compliance, liquidity oversight

Provide expert advice on CASS, including client money and assets, CASS Resolution Pack (CASS RP), and Client Money and Assets Report (CMAR). Support the Senior Managers and Certification Regime (SMCR) by assisting with FCA Connect forms and Directory Persons submissions. If youre a compliance profes

An excellent opportunity has arisen at a leading Investment bank for someone with a Compliance / Regulatory background who is good with excel to join the Regulatory Compliance Team focusing on all new regulatory initiatives / regulatory projects across the bank. Performing initial triage of regulato

This position will be primarily responsible for the assessment of new rules and regulations applicable to Ares and designing implementation plans for such rules and regulations, assisting with the maintenance of the Firm’s ESG Compliance programme, coordinating the various compliance requirements

Nomura is a global financial services group with an integrated network spanning approximately 30 countries and regions.By connecting markets East & West, Nomura services the needs of individuals, institutions, corporates and governments through its three business divisions: Wealth Management, Invest

In this role, you will work with the company’s compliance and litigation attorneys on compliance investigations, participate in compliance training development and delivery, assess and develop compliance policies, and manage aspects of an anti-bribery due diligence program. Regulatory Compliance L

Our Compliance Director is looking for a hard-working, highly driven, and passionate Regulatory Affairs Compliance Specialist to join the team. Regulatory Affairs Compliance Specialist. Regulatory Affairs Compliance Specialist.

Compliance Advisory Officer - Agency Execution. In this role, you will provide day-to-day regulatory advice and support to TP ICAP’s London Liquidnet divisions which includes Liquidnet Equities, COEX and other agency businesses. Compliance Advisory Officer - Agency Execution.

We’re searching for an ambitious, innovative and caring Regulatory Reporting Manager to help inspire and develop our Regulatory Reporting team. Review all capital, liquidity and financial regulatory returns and any other returns the Regulatory Reporting team produces to ensure compliance with the

Within our offices in London, Chester, Los Angeles and Europe, Equals comprises of three business lines and brands - Equals Money, FairFX and CardOneMoney. From travel money to transfers, currency hedging, to expense management, we are focused on a single goal of making it easy for our customers to

The Data Privacy Compliance team also leads privacy product reviews and Data Privacy Impact Assessments, manages responses to data subject rights requests, drafts internal policies and coordinates regional privacy-related regulatory filings. The Data Privacy Compliance team within Bloomberg's Legal

Compliance Advisory Manager - Insurance. As Compliance Advisory Manager for the UK and Ireland, you will provide daily compliance guidance while ensuring policies align with local laws and regulations. A good working knowledge of the UK Regulatory Rules and Principles, in particular relating to Cond