Business Development and Compliance Officer
5 days ago
Basingstoke
About the Role We are a fast-growing financial services network, expanding rapidly to support our increasing number of appointed firms and advisers. As a result of this growth, we are looking to recruit an additional Mortgage & Protection development manager with a keen interest in compliance to join our team in Basingstoke.This is an excellent opportunity for an experienced compliance professional to play a key role in a dynamic and forward-thinking organisation, with the chance to grow alongside the business. Key Responsibilities • Review mortgage & protection cases submitted by advisers where financial crime is suspected., • Review complex mortgage & protection cases including but not limited to equity release, bridging loans and high value protection policies., • Perform risk assessments for new and existing products and advisers., • Interpret and present mortgage and protection compliance MI to key stakeholders, including directors, lenders & product providers, and the FCA., • Support advisers to adhere to our Training and Competency scheme, including carrying out pre-Competent Adviser Status (pre-CAS) meetings with advisers., • Investigate complaints, including by speaking to clients if required. About You • Previous experience in the mortgage and protection sector would be an advantage, • Ideally suited for a mortgage adviser looking to further their career in business development with a keen interest in compliance, • CeMAP or equivalent qualification, • Strong understanding of FCA regulation and compliance requirements, • Strong understanding of a mortgage and protection advice process., • Excellent attention to detail and organisational skills, • Confident communicator, able to provide clear and practical guidance, • Proactive, professional, and comfortable working in a growing, fast-paced environment, • Must be confident and able to communicate effectively Why Join Us? • Be part of a fast-growing financial services network, • Opportunity to influence and develop compliance processes as the business scales, • Supportive, collaborative office-based team in Basingstoke, • Company eventsIf you are a compliance professional looking for your next step in a growing organisation where your contribution will make a real impact, we would love to hear from you. Benefits: • Company events, • Company pension, • On-site parking, • Private medical insurance Pay: From £35,000.00 per year