Regulatory compliance jobs in London - Page 10Create job alerts

As a key liaison between clients and insurers, the Claims Executive will ensure that property claims are handled with the highest standards of service, in compliance with regulatory requirements. Previous experience in a claims' role, ideally within the London Market and with a focus on property ...

Gresham Hunt is partnered with a global asset management firm to find a new Advisory Compliance Officer. Providing compliance advice across MiFID and FCA regulatory topics, interacting closely with senior business stakeholders.

Senior Compliance Specialist - Front Office Business Control Manager. A fantastic new senior business facing Regulatory/Compliance opportunity has arisen with a reputable Financial Services business in central London. Demonstrable knowledge of Compliance and/or Risk Management within a reputable ...

You will review a central list of third parties and undertake a gap analysis to assess compliance against UK and EBA regulatory requirements and identify, monitor and challenge operational risks for third parties including but not limited to vendors, inter-affiliate service provision and other th...

To support our expanding international operations, we are looking to hire a skilled Regulatory Manager to oversee our regulatory affairs and ensure compliance in the United Kingdom. We are seeking a knowledgeable and experienced Regulatory Manager for our operations in the United Kingdom. Lead al...

The Money Laundering Reporting Officer (MLRO) is responsible for overseeing the FRP’s compliance with Anti-Money Laundering (AML) regulations, ensuring that professional services offered by the company meet all legal and regulatory requirements. Manage FRP’s network of Assistant Money Laundering

An excellent opportunity awaits an ambitious Associate to join an elite US law firm in their competition team in London.The team focuses on antitrust and competition law, along with international sanctions and other regulatory and compliance-related advice across a number of sectors, including fi...

Compliance & Trade Control Analyst - Energy Trading. Compliance and Trade Control Analyst will assist in the development, implementation and monitoring of regulatory policies and manage regulatory reporting requirements for new trading initiatives. The candidate will have a relevant experience in...

Liaise with legal, risk management, IT, and trading desks to implement regulatory changes, ensuring alignment across departments. Minimum of 3+ years of experience in a compliance, regulatory, or business analyst role within financial services, preferably in a hedge fund, asset management, or tra...

In this role you will be acting as the primary contact for any US Compliance regulatory matters, this position, plays a crucial part in providing guidance and ensuring adherence to applicable regulatory requirements, leading the US/UK periodic regulatory filing framework and the running of daily ...

The Compliance Manager will serve as the deputy to the Head of Regulatory Affairs, supporting day-to-day compliance operations, managing the Compliance team, attending key meetings, preparing reports, and stepping in when needed. Senior Compliance Analyst, Compliance Assistant, Compliance Monitor...

Ability to identify areas of potential regulatory, compliance and anti-financial crime risks, and planning and execution of adequate and efficient mitigation measures and controls. Acting as designated Compliance Oversight Officer (SMF16) and Money Laundering Reporting Officer (SMF17) for the org...

We are dedicated to ensuring compliance with Data Protection Laws. We’ve partnered with a Global US-listed provider of software and technology-enabled financial regulatory and compliance solutions to appoint their new Senior Counsel EMEA & APAC to support the continued growth of the business in t...

We are committed to maintaining the highest standards of regulatory compliance and customer due diligence. The primary focus of this role is on the onboarding of investment funds, ensuring that all necessary due diligence is performed accurately and efficiently. Conduct Enhanced Due Diligence (ED...

A leading international insurance company is seeking a Senior Legal Counsel to support its legal, regulatory, and compliance functions across its European and Lloyd’s platforms.This role involves managing regional contracts, providing legal advice, and overseeing compliance matters in a fast-pace...

This role ensures compliance with regulatory requirements and supports the product development process by documenting the design and development activities per the company’s QMS. The position reports to the Head of Product Development and has no team. Product Development Associate Director.

I am working with a hedge fund who are looking to find a funds regulatory lawyer (7PQE). Must have funds regulatory experience, preferably in public markets/hedge fund setting (rather than private markets funds).

An excellent opportunity has arisen at a leading Investment bank in the city for Regulatory Change Compliance Manager to work across all entities of the group and all 3 lines of business in relation to any new regulatory change initiatives. Within this role you will contribute to the reviews and ...

The Head of Risk role is a high-profile position within the firm’s Office of the General Counsel (OGC), with responsibility for advising on regulatory compliance, leading risk management efforts, and supporting the firm's strategic objectives. If you are a seasoned and driven professional looking...

Our Real Estate Finance practice is renowned for its expertise in advising on complex transactions involving real estate debt and equity financing. Real estate regulatory compliance. In-depth knowledge of real estate finance structures, investment vehicles, and relevant regulatory frameworks.

The Regulatory Compliance Manager acts as a leader, driving the alignment of regulatory, sustainability, and compliance objectives with operational execution while fostering good governance throughout the organisation.

Liquidity and Market Risk Analyst. Liquidity and Market Risk Analyst. You will play a key role in shaping our client's risk strategies by providing data-driven insights to optimize risk-return profiles and ensuring regulatory compliance.

Ability to navigate complex regulatory environments and ensure compliance through product design. If you are a results-driven product leader with a passion for innovation in regtech, we encourage you to apply!. Define and maintain the product roadmap, ensuring it aligns with the company’s vision ...

Higher Education Institution based in London are looking for a dynamic and experienced Information Security Manager with a strong background in Cyber Security, Strategic Planning, Risk Assessment, and Data Assurance. Hands-on experience in ensuring compliance with statutory and regulatory informa...