Regulatory compliance jobs in London - Page 8Create job alerts

That means leading by example and monitoring standards through regular audits, supervised clinical practice and checking our regulatory compliance. To join us as a Peripatetic Deputy General Manager (Clinical), you'll need to be a Registered Nurse (RGN/RMN) with current NMC registration and a tea...

We’re looking for a Head of Regulatory Compliance to join the Compliance team at Revolut NewCo Ltd (our entity, which has applied for a UK Banking Licence). We've been officially certified as a Great Place to Work in recognition of our outstanding employee experience! So far, we have 10,000+ peop...

Support Compliance Head in establishing, maintaining, and delivering a cross product UK Regulatory compliance governance and oversight program. Ability to independently assess, challenge and guide business on current and new regulations in the UK and EU, analysing and scoping the impact of new an...

Full knowledge and understanding of the structured finance market and different financing structures - Project Finance, WBS, Hybrid financing, Debt Capital Market offerings (Bond, USPP, ITL, Underwriting), PP, and knowledge of Rates product (Swaps, FX). Understanding of the regulatory and complia...

This position requires a proactive approach to monitoring regulatory developments, updating compliance policies, and conducting compliance audits. We are keen to receive applications from experienced compliance professionals with asset management experience. The role involves providing legal and ...

A leading international bank is looking for a Senior Prudential Risk Manager with extensive experience in risk management and regulatory compliance to join their team. If you are a Senior Prudential Risk Manager with a passion for risk management, this could be the perfect role for you. The succe...

S&P Global's Regulatory and Compliance Solutions encompass comprehensive services that span client reference data collection and management, client lifecycle management, regulatory compliance, and document management. S&P Global's Regulatory and Compliance Solutions have a transformative impact o...

The successful hire will play a key role in supporting iCapital’s UK business by handling and supervising regulatory and compliance matters (working alongside our in-house Legal and Compliance professionals in London). Work closely with the regional Compliance teams in the EU who are responsible ...

You will be joining the Compliance & AFC based global Regulatory Training team as part of the Governance and Exam Management function. Governance and Exam Management.

The Legal and Compliance Department (LCD) manages legal and regulatory compliance risks for GIC, works closely with deal teams on the legal and regulatory aspects of their transactions and partners with the business to ensure that relevant risks are identified, assessed and dealt with in a timely...

As an independent control function and part of the firm's second line of defense, Compliance assesses the firm's compliance, regulatory and reputational risk; monitors for compliance with new or amended laws, rules and regulations; designs and implements controls, policies, procedures and trainin...

Ensuring compliance with regulatory requirements, establishing, and overseeing management monitoring activities, and mitigating business risks in ICSR Management. ICSR Management: Oversight of handling and processing of ICSRs; ensuring proper case management and following coding conventions. The ...

Stay up-to-date with regulatory developments and ensure compliance with relevant regulations.

Excellent knowledge of the UK regulatory landscape, particularly FCA and broader consumer-focused regulation, as well as previous experience in senior compliance within financial services, ideally within retail banking / consumer credit. Strong coaching and mentoring skills, capable of building a...

Act as subject matter expert and provide credible challenge and coordinate discussions between stakeholders across Citi’s footprint: Regulatory Reporting Contacts, the Business, Business Technology, Operations, Independent Compliance Risk Management (ICRM), AML Technology, and other potentially i...

Stay up-to-date with regulatory developments and ensure compliance with relevant regulations.

This goal has to be achieved both as a component of an overall global regulatory approach and ensure compliance with both internal GSK process / policy and with regional regulatory requirements to deliver the best possible labeling, commensurate with the available data. Accountable to GRL and Glo...

Ensure compliance with global regulatory requirements and adherence to regulatory internal policies and processes, coordinating regulatory compliance activities at a global level. You will also be responsible for identifying regulatory opportunities, mitigate against potential issues and ensure t...

Our Legal, Compliance and Government & Regulatory Affairs department manages the legal services, reviews trade reports, educates to avoid unintentional rule breaches or conflicts of interest, and advices on regulatory and political challenges. In this role, you will be part of the Master Agreemen...

Head of Compliance & MLRO/Chief Compliance Officer. Providing reports on a regular basis, including the regulatory Annual MLRO Report, to keep the Head Office Compliance Committee of the Board and senior management informed of the operation and progress of compliance and crime prevention efforts;...

Senior Director - Product Manager, Fraud, Security and Compliance. Partner with internal stakeholders (legal, compliance, finance, risk) to ensure alignment on regulatory requirements and mitigate any security or compliance risks. Be a part of an industry-leading company that’s driving innovation...

Ongoing enhancement and maintenance of the Compliance Monitoring Programme to ensure adherence to all applicable regulatory obligations. Ongoing review and implementation of Compliance policies and procedures, assisting with the reconciliation and review of all regulatory reporting requirements (...

Leading initiatives and managing high-impact special project work streams and control reviews with a results-driven focus to deliver solutions, including coordinating the implementation of new regulatory requirements. Managing strategy and responses to regulatory examinations, reviews and inquiri...

You will focus on the formation, ongoing legal and regulatory compliance, restructuring, and termination of various domestic and offshore investment vehicles, including hedge funds, hybrid funds, and private equity funds. As a Funds Associate, you will play a key role in providing expert legal ad...