Trabajos internal audit en New York, NY - Page 9Crear alertas

Our Risk Advisory services include SOX readiness, managed internal controls testing and monitoring, co-sourced/outsourced internal audit, segregation of duties and access risk review, policy and procedure development, enterprise risk management, and IT and cybersecurity risk assessment.

This individual will collaborate with cross-functional teams, including Finance, Operations, Internal Audit, and IT, to ensure the design and execution of effective internal controls. Work with the Internal Audit team to maintain and update documentation related to internal controls, including proce

Oversee organizational compliance strategies, including legal compliance training, policy management, internal audit, and effective development of a compliance culture aligned with Tides values. The Chief Legal and Compliance Officer (CLCO) is a key leader at Tides, overseeing legal affairs, complia

Design and execute internal audit plans for capital markets activities. Collaborate with cross-functional teams to address audit findings and recommend improvements. Prepare detailed audit reports and communicate findings to senior leadership.

The Senior Audit Manager for the RBC Corporate Treasury Audit Team will provide independent and objective evaluation of the adequacy and effectiveness of Corporate Treasury Areas, including Interest Rate Risk in the Banking Book (IRRBB). At RBC, we believe an inclusive workplace that has diverse per

AUDITOR II- ENTERPRISE RISK MANAGEMENT. The auditor will work within a team and on occasion as an individual contributor on routine audit assignments testing internal controls and ensuring compliance with bank policies, procedures, and regulatory requirements. Assists the Senior Auditor and or Audit

Led by our Chief Information Security Officer, the Information Security Office (CISO) protects Bloomberg from external and internal threats by ensuring Bloomberg products, systems, networks and commercial applications are built and maintained with security in mind. Internal Audit's mission is to pro

Experience in credit review, credit risk management, or internal audit credit risk coverage function at a large financial institution. Develops Consumer Credit Review plan using a risk-based approach and executes the Consumer Credit Reviews across all consumer lending products covering credit cards,

To contribute to this effort, we’re looking to hire a Senior IT Auditor to support the efforts of our Internal Audit function at Mercury in the execution of our audit plan.

Sr Business Associate - Internal Audit. The Business Associate is a senior level position responsible for the overall administrative activities of a business. These tasks may include managing external audits, business continuity activities or addressing regulatory issues.

Our New Analyst Program is a full-time program for final year undergraduate and graduate students.As a new analyst, you will learn about our businesses, develop important relationships, and build career-enhancing skills.Learn about the firm and how we do business.Gain the skills and knowledge necess

Manage Internal Audit Model Risk Management Activities Complete assigned audits within budgeted timeframes, and budgeted costs Monitor, assess, and recommend solutions to emerging risks Contribute to the development of audit processes improvements, including the development of automated routines

We are on the lookout for a talented Technology Audit Manager to join our Cybersecurity and Technology Controls Internal Audit team.This is your opportunity to play a crucial role in enhancing our organization's governance and operational excellence!.As a Technology Audit Manager within our Cybersec

Compliance Audit and Exam Management manages internal audits and regulatory exams of the Compliance function, tracks remediation efforts and assists in remediation of Compliance-owned findings, coordinates ad hoc responses to regulatory agencies and Internal Audit, prepares periodic reporting to mul

As the third line of defense, Internal Audit's mission is to independently assess the firm's internal control structure, including the firm's governance processes and controls, and risk management and capital and anti-financial crime frameworks, raise awareness of control risk and monitor the implem

This VP Compliance role will be a key member of the TDS US Compliance Regulatory Initiatives Team and U. Responsible for designing and implementing a robust Compliance training program, including:. Track and oversee progress of applicable internal and external audit issues relating to TDS US Complia

The candidate will join our Compliance Audit team, which is responsible for oversight and execution of our Legal and Compliance audit program. Partner with global peers on global Legal and Compliance Reviews; provide Compliance and Regulatory Subject Matter Expertise to Business Audit colleagues and

Bachelor's degree in Accounting, Finance, or a related field, and a minimum of 12 years of progressive experience in financial reporting, accounting, or audit, or an equivalent combination of education and experience. Manage both external and internal audits for corporate accounting. Experience work

Participate in the audit planning process, including logistics, scoping, staffing and audit approach as directed by the Senior Audit Manager. All internal employees must consistently meet performance expectations and have approval from your manager to post (or the approval of your manager and HR if

The intern is expected to apply a strong understanding of business processes, risks and controls in order to enhance audit efficiencies and effectiveness through the development and delivery of automated audit procedures. Assist team in completing audit analytics within the department as needed. Imp

This is a specialized team within Internal Audit which is responsible for the independent assessment of the quality of loan underwriting, adequacy of credit assessment and monitoring, accuracy of credit ratings, and compliance with relevant credit policies as well as relevant regulatory guidance rel

We're seeking someone to join our team as a Vice President who will have responsibility as the Audit Coverage Manager (ACM) leading audit coverage and assurance activities of the Central Non-Financial Risk functions within ISG, IM, WM and the U.

Supervise audits of internal control over financial reporting including J-sox. The role of Audit Manager is being responsible for providing audit and other assurance services, as well as accounting consulting services to our clients, and supervising engagement teams. Managers are expected to lead in

Together with the Director, US IT Audit execute audit approach and coverage strategy for IT functions in the U. IT Audit or a related field such at IT, Risk Management, or Audit. The Manager, Internal Audit Technology conducts internal technology audit work to assess the effectiveness of controls, a

In this role, you will:Keep the warehouse(s) clean, organized and always audit ready.Receive materials into SAP inventory as per applicable SOP's.Implement improvements as observed during internal and external audits.Deliver production materials i Warehouse, Logistics, Associate, Senior, Inventory C

Japanese bank NY branch seeks Japanese Bilingual Associate to provide internal audit services to the branches, representative offices and agencies in the Americas, the bank operations including the derivatives and broker dealer businesses. Fluent in Japanese as there will be communication between Ho

SENIOR ASSOCIATE | MANAGER (INTERNAL AUDIT CONTRACTOR | LARGE PUBLIC ACCOUNTING FIRM | REMOTE | PAY: $70-$90 PER HOUR.

The Chief Compliance Officer is primarily responsible for overseeing compliance within an organization and ensuring compliance with laws, regulatory requirements, policies, and procedures. Ensure that Compliance, Ethics, Risk Management, and Internal Audit programs are designed to optimize their eff

Frame Group, LLC is a specialized consulting firm that helps public sector clients recover from disasters and rebuild stronger. We work across the U.S. with school districts, cities, and other agencies to navigate complex insurance and FEMA processes. Our team includes former management consultants, forensic accountants, engineers, and building experts, all focused on delivering results that stand up to audit and scrutiny. We’re looking for a highly motivated Associate Consultant to join our data and analytics team. This is an opportunity to work directly with company leadership, contribute to high-impact projects, and build a foundation in consulting, data strategy, and public sector infrastructure. Responsibilities • Support disaster recovery projects by analyzing large, complex data sets, • Assist with asset reviews, documentation, and data organization, • Prepare client deliverables such as reports, visuals, and cost summaries, • Build and maintain spreadsheets and dashboards to drive decision-making, • Ensure data integrity through quality control checks and process improvements, • Work closely with internal teams and clients to solve real-world challenges What We’re Looking For • Bachelor’s degree in a data-focused or analytical field (e.g., data science, economics, engineering, business analytics), • Strong proficiency in Microsoft Excel, • Familiarity with Power BI, Python, or VBA is a plus but not required, • Attention to detail and comfort working with large data sets, • Strong written and verbal communication skills, • Interest in public sector consulting and working in a mission-driven environment If you’re excited about using data to solve meaningful problems and want to be part of a growing firm where your work makes a difference, we encourage you to apply. Frame Group is committed to equal opportunity in employment. We welcome applicants from all backgrounds and do not discriminate on the basis of race, color, national origin, gender, age, disability, sexual orientation, religion, or any other protected status.Frame Group, LLC is a specialized consulting firm that helps public sector clients recover from disasters and rebuild stronger. We work across the U.S. with school districts, cities, and other agencies to navigate complex insurance and FEMA processes. Our team includes former management consultants, forensic accountants, engineers, and building experts, all focused on delivering results that stand up to audit and scrutiny. We’re looking for a highly motivated Associate Consultant to join our data and analytics team. This is an opportunity to work directly with company leadership, contribute to high-impact projects, and build a foundation in consulting, data strategy, and public sector infrastructure. Responsibilities • Support disaster recovery projects by analyzing large, complex data sets, • Assist with asset reviews, documentation, and data organization, • Prepare client deliverables such as reports, visuals, and cost summaries, • Build and maintain spreadsheets and dashboards to drive decision-making, • Ensure data integrity through quality control checks and process improvements, • Work closely with internal teams and clients to solve real-world challenges What We’re Looking For • Bachelor’s degree in a data-focused or analytical field (e.g., data science, economics, engineering, business analytics), • Strong proficiency in Microsoft Excel, • Familiarity with Power BI, Python, or VBA is a plus but not required, • Attention to detail and comfort working with large data sets, • Strong written and verbal communication skills, • Interest in public sector consulting and working in a mission-driven environment If you’re excited about using data to solve meaningful problems and want to be part of a growing firm where your work makes a difference, we encourage you to apply. Frame Group is committed to equal opportunity in employment. We welcome applicants from all backgrounds and do not discriminate on the basis of race, color, national origin, gender, age, disability, sexual orientation, religion, or any other protected status.

Software Guidance & Assistance, Inc., (SGA), is searching for an IT Controls & Risk Framework Analyst for a CONTRACT assignment with one of our premier Financial Services clients in lower Manhattan, NYC. He or she will need to work in the office 1-2 days/week. Role Overview: This role is critical in strengthening our control environment by expertly mapping technology controls using Common Control Framework and providing senior-level guidance on control adoption. The ideal candidate will possess technical knowledge of various technology domains, a good understanding of risk methodologies, and some experience implementing and maturing control frameworks. Responsibilities: • Control Mapping & Harmonization:, • Support the comprehensive mapping of existing and new technology controls using the Common Control Framework (through UCF), ensuring alignment with relevant industry standards, regulations and internal policies., • Help identify gaps and redundancies in current control implementations and propose solutions for optimization and harmonization across various technology platforms and business units., • Develop and maintain detailed documentation of control mappings, including rationale, evidence requirements, and ownership., • IT Risk Management:, • Provide guidance on risk mitigation strategies, control enhancements, and residual risk acceptance, as required., • Assist in the development and implementation of risk reporting mechanisms to provide actionable insights to management., • Framework Development & Maturity:, • Contribute to the ongoing development, refinement, and maturity of the organization's technology control library.., • Stakeholder Collaboration & Guidance:, • Help the senior lead in facilitating workshops and training sessions to foster a strong understanding of control objectives and risk management principles., • Audit & Assurance Support:, • Support internal and external audit activities by providing evidence, explanations, and documentation related to control implementations and risk posture., • Assist in responding to audit findings and developing corrective action plans. Required Skills : • Experience:, • Minimum of 3+ years of experience in IT risk management, IT audit, information security, or IT compliance roles., • Some experience in mapping technology controls to common control frameworks (CCF) or similar consolidated control libraries., • Exposure with various cybersecurity frameworks and regulations (e.g., NIST, CoBiT, NYDFS, OSFI), • Technical Acumen:, • Some understanding of diverse technology domains, including cloud computing, network security, application security, data protection, identity and access management, and infrastructure security., • Familiarity with various security technologies and their control capabilities., • Analytical & Problem-Solving Skills:, • Strong analytical skills with the ability to dissect complex technical and business processes to identify control points and risk exposures., • A strong, logical, and structured approach to problem-solving., • Communication & Interpersonal Skills:, • Excellent written and verbal communication skills, with the ability to articulate complex technical and risk concepts to diverse audiences, including senior leadership., • Strong interpersonal skills and the ability to build rapport and influence stakeholders at all levels., • Independence & Proactiveness:, • Ability to work independently with minimal supervision, manage multiple priorities, and deliver high-quality results in a fast-paced environment., • Proactive in identifying potential issues and proposing solutions. Preferred Skills : • Relevant industry certifications such as CISSP, CISM, CISA, CRISC, AWS/Azure Security Certifications., • Experience within financial institutions, banking or other relevant industry under similar regulatory scrutiny. SGA is a technology and resource solutions provider driven to stand out. We are a women-owned business. Our mission: to solve big IT problems with a more personal, boutique approach. Each year, we match consultants like you to more than 1,000 engagements. When we say let's work better together, we mean it. You'll join a diverse team built on these core values: customer service, employee development, and quality and integrity in everything we do. Be yourself, love what you do and find your passion at work. Please find us at ___ . SGA is an Equal Opportunity Employer and does not discriminate on the basis of Race, Color, Sex, Sexual Orientation, Gender Identity, Religion, National Origin, Disability, Veteran Status, Age, Marital Status, Pregnancy, Genetic Information, or Other Legally Protected Status. We are committed to providing access, equal opportunity, and reasonable accommodation for individuals with disabilities in employment and our services, programs, and activities. Please visit our company ___ to request an accommodation or assistance regarding our policy.

Coordinate and manage regulatory requests and examinations with bank regulators and external auditors. The Internal Audit Senior Manager - Risk Management will provide independent, objective assurance over the design and execution of the Bank's risk management practices established through Enterpris

Minimum 2 years of experience leading audits and performing in the role of auditor-in-charge. Chartered Financial Analyst (CFA), Financial Risk Manager (FRM), Certified Internal Auditor (CIA) or relevant securities licenses preferred. Audit Manager - Global Markets Equities.

The Manager will interface with and manage auditors, collaborate with the internal team and stakeholders, bring in relevant audit and accounting expertise, implement industry best practices, and develop improvement and remediation plans. Serve as the primary point of contact for external financial s

Title: Internal Auditor (Swap Dealer) Location: New York, NY 10282 Duration: 6-month contract to hire Pay Range: $80-100/hr Requirements: • Bachelor's degree or advanced degree in Finance, Business, Economics, or related field, • Proven track record of 5+ years in Internal Audit, Risk Management, or Compliance roles, • Demonstrated expertise in swap dealer regulatory frameworks, including: Title VII of the Dodd-Frank Act CFTC and SEC regulatory requirements NFA compliance guidelines, • Strong foundational knowledge of derivatives markets, with emphasis on swap products and trading mechanisms Job Description: A global banking client is looking to hire an Internal Auditor with Swap Dealer expertise. In this role, you will master and maintain comprehensive knowledge of the firm's Swap Dealer compliance framework while executing end-to-end compliance audits, from strategic planning through results reporting. You'll conduct thorough stakeholder sessions to evaluate control design effectiveness and oversee audit testing activities, ensuring precise focus and superior documentation quality throughout the process. Working closely with business and engineering teams, you'll evaluate potential risks, review control mechanisms, and propose enhancements to strengthen the control environment. You'll be responsible for presenting audit findings and recommendations to Internal Audit leadership and business partners, while tracking and verifying the implementation of audit recommendations. Beyond core audit duties, you'll support continuous improvement initiatives within Internal Audit processes and infrastructure. Building and nurturing stakeholder relationships will be crucial, as you'll regularly monitor changes to risk and control landscapes. Your expertise will be essential in ensuring the firm maintains robust compliance standards while adapting to evolving regulatory requirements.

The VP, Internal Auditor will be a key member of the Information Technology Audit Team with responsibility for audit coverage over Infrastructure, Information Security, and business aligned Technology, including business applications. Ability to identify and apply analytics approaches to deliver hig

The Internal Audit Division (IAD) drives attention and resources to vulnerabilities by providing an independent and well-informed view and impactful messages about the most important risks facing our Firm. We're seeking someone to join our team as a Vice President to provide audit coverage of the Eq

Internal Audit Administrative Assistant.In Internal Audit, we ensure that Goldman Sachs maintains effective controls by assessing the reliability of financial reports, monitoring the firm's compliance with laws and regulations, and advising management on developing smart control solutions.Our group

Our Summer Analyst Program is a nine to ten week summer internship for students pursuing a bachelors / graduate degree.You will be fully immersed in our day-to-day activities.Attend orientation where you'll learn about our culture, as well as the benefits and responsibilities of being a member of th

Identification of operational risks to support the delivery of the Barclays Internal Audit (BIA) Audit Plan through risk assessments. To support the development of audits aligned to the bank's standards and objectives by working collaboratively with colleagues, providing accurate information and rec

Plan, execute and document audit reports, including risk assessments, audit planning, audit testing, control evaluation, report drafting and follow-up and verification of issue closure while ensuring audits are completed timely and within budget. Experience with internal audit methodology and applyi

Internal Audit Job Description. Internal Audit's (IA) mission is to independently assess the firm's overall control environment, including the firm's governance processes and controls, and risk management and capital and anti-financial crime frameworks.

Execute the vendor management process in accordance to the Bank's vendor management policies and procedures. This incumbent will provide support to the Audit Management in areas including on audit administration and management related to audit projects progression, vendor management, system access,

Strong interest in internal audit processes, including the use of emerging technologies, understanding frameworks, and achieving audit objectives. Internal Audit and Financial Advisory interns are hired into one of the three solution segments, including:. Technical Skills Desired of an Entry-Level I

Financial Audit Senior Associate.As part of the Internal Audit Department, the Financial Audit Senior Associate is predominantly focused on the execution of audit planning, fieldwork and assisting reporting and is given the opportunity to lead selected meetings.The primary measure of success is iden

Our Summer Analyst Program is a nine to ten week summer internship for students pursuing a bachelors / graduate degree.You will be fully immersed in our day-to-day activities.Attend orientation where you'll learn about our culture, as well as the benefits and responsibilities of being a member of th

Participate in relevant industry associations and learning/development events to build industry perspective and contacts. Experience within the financial services industry. Exhibit basic knowledge of key industry fundamentals, regulatory environment, and terminology.

Support external ESG disclosures, including SEC climate disclosure rules, CSRD (Corporate Sustainability Reporting Directive), SASB, TCFD, and other relevant frameworks. Establish and maintain internal controls over ESG data, ensuring alignment with SOX standards and audit readiness. Develop policie

As a Senior Associate within the Cybersecurity Technology Audit Team, you will execute the annual audit plan, participate in audit engagements by performing audit testing, and participate in various continuous monitoring efforts. Experience with internal audit methodology and applying concepts in au