Financial compliance jobs in Oxford - Page 3Create job alerts

Senior Compliance Advisory Lead – Financial Promotions. We are partnering with a leading financial services organisation to appoint a. Senior Compliance Advisory lead.

Leading the financial crime compliance function, offering guidance to partners, lawyers and business services teams on issues such as AML, sanctions, and bribery. Advising on broader compliance topics such as conflicts, confidentiality and regulatory obligations. This is an outstanding opportunity t

Identify control gaps, deficiencies, and risks impacting financial reporting accuracy. Partner with finance, business, and technology teams to assess control design effectiveness and remediating deficiencies by identifying effective solutions to address financial risks. Extensive background in Big 4

Ai are working alongside a global provider of financial markets data and infrastructure, supporting them on their search for a CSDR Compliance Specialist, who will ensure the digital securities platform meets regulatory requirements across the launch of new products. Proven experience with regulator

The role involves leading a team of nine, overseeing all financial reporting activities and ensuring compliance within the department. Ogilvy UK is looking for an experienced Financial Controller to join their finance department in London.

Background in financial services, ideally working with private equity funds in a US tax capacity. Ability to manage large scale fund compliance projects involving 5,000+ hours, multiple funds/deliverables, and cross-border teams of 10+ individuals.

The ideal candidate will provide expert legal advice on financial crime issues, lead internal investigations, and manage compliance processes. Applicants should be qualified solicitors with experience in financial crime roles and strong leadership skills. A prestigious international law firm in Lond

Novartis UK is seeking a Chartered Accountant to ensure financial integrity through strong internal controls and oversight of global financial reporting. This role involves leading SOX risk assessments, managing audits, and collaborating with various teams to enhance financial controls. Ideal candid

The Financial Compliance and Reporting Director will own the company’s statutory and debt covenant compliance, as well as the company’s lender reporting, statutory and consolidated financial statements, and intercompany and consolidation accounting. Oversee preparation of financial reporting, pr

We are looking for an experienced individual at Manager grade who has relevant experience and knowledge of regulation, reporting and / or sustainability in the Financial Services market. You have experience advising, supervising or working for Financial Services clients in either a risk or regulator

As part of AXIS Compliance Team and working closely with the Head of Compliance, you will support the Financial Crime Specialist in delivering second line financial crime compliance support across multiple legal entities within the AXIS Capital Group. Your key responsibilities will include supportin

Legal And General Group is seeking a Paraplanner to deliver high-quality financial planning solutions in the UK. The role involves providing technical and analytical support to advisers, preparing compliant reports, conducting financial research, and ensuring all advice meets FCA requirements.

A leading insurance firm in London is seeking a Compliance Manager to oversee financial crime compliance activities. The ideal candidate will have proven experience in a financial crime role within regulated insurance.

Deliver end-to-end internal controls and financial statement reviews across global entities. Identify control gaps, deficiencies, and risks impacting financial reporting accuracy. Partner with finance, business, and technology teams to assess control design effectiveness and remediating deficiencies

At least two (2) to five (5) years’ in working within compliance background in financial advisory (FA) industry, preferably if he or she has compliance qualification or experiences in the FA or insurance industry. Familiar with Financial Advisers Act and Regulations, Personal Data Protection Act,

The Financial Crime Compliance Business Change Manager is responsible for leading the FCC due diligence process for acquisitions and material business change initiatives, ensuring the Firm understands the target entity’s product offering, business activities and can assess the financial crime risk

Eames Consulting is seeking a Compliance Monitoring Manager in Greater London to lead the compliance monitoring function for a Wealth Manager. A CISI or CII level 4 qualification and 5 years of compliance experience in financial services are required. This role is crucial for maintaining regulatory

This role is pivotal in driving financial excellence and compliance within the organization. Key responsibilities include overseeing financial statements, ensuring adherence to regulatory requirements, and partnering with operations management to offer financial insights. A global logistics company

An international law firm in Greater London is seeking an experienced Global Head of Financial Crime to lead its financial crime compliance framework across multiple jurisdictions. Responsibilities include overseeing compliance programmes, advising senior leadership, and building a high-performing t

The Compliance Manager supports the operation of a risk based compliance framework, providing independent second line oversight and challenge on compliance and financial crime risks. Deliver compliance monitoring in line with the Compliance Plan. Experience in compliance, second line oversight or re

As a Product Manager within Partner Compliance, you will own the roadmap for Klarna’s Financial Promotions monitoring automation platform, building scalable capabilities that enable compliance without increasing operational overhead. AI Compliance Product Manager - Financial Promotions. Hands‑on

This role offers hands-on experience in financial crime compliance and is perfect for early-career professionals looking to build a foundation in the industry. A financial services firm in Greater London is seeking a Junior KYC / Onboarding Analyst. The ideal candidate will have 0-2 years' experienc

We are looking for a highly skilled and proactive Data Analyst to join our Financial Crime Compliance team. Your core objective will be to lead continuous improvements and implement data‑driven controls across all compliance core areas. You will support regulatory reporting, compliance monitoring,

You have experience advising or implementing regulation for Financial Services companies - specifically TCFD / CSRD / SDR and an understanding of ISSB;. We are looking for an experienced individual at Manager grade who has relevant experience and knowledge of regulation, reporting and / or sustainab

We have an exceptional team specialising in financial crime and regulatory work, acting for clients nationally and on matters with an international element.

Compliance Manager: Financial Crime & UW Advisory. As a Compliance Manager, you will take ownership of your responsibilities while collaborating effectively with the wider team and will play a key role in driving Convex's vision to become our clients' favourite insurer. Take ownership of developing

Everway is currently looking for a Financial Compliance and Reporting Manager to ensure compliance with statutory and debt covenants in the United Kingdom. This remote position involves managing financial reporting, overseeing statutory requirements, and leading the accounting function.

This role is critical for ensuring accurate financial reporting and compliance while providing insights for management. BDO LLP in Greater London is seeking an experienced Financial Controller to lead finance and accounting functions. Responsibilities include managing audits, financial reporting, bu

The Financial Crime Compliance team (“FCC”), part of the Compliance function, is responsible for ensuring BII effectively mitigates the risk of its products and services being used for money laundering, terrorist financing, bribery and corruption, sanctions breaches, or other forms of financial

Banking & Financial Services is seeking a VAT Assistant Manager to join its expanding tax function in Greater London. This role is pivotal in enhancing VAT compliance and developing processes within a technology-driven environment.

Prestige UK Hub in Greater London is looking for a Financial Accountant responsible for end-to-end financial reporting and ensuring balance sheet integrity for the EU entity. The ideal candidate will manage period-end close, prepare monthly financial reports, and ensure compliance with statutory req

Candidates must have a Diploma in Regulated Financial Planning and strong knowledge of compliance in the financial services sector. A financial consultancy service in the UK seeks proactive Compliance Consultants. The role involves delivering high-quality compliance consultancy and supporting firms

A leading banking group in Greater London seeks a Financial Crime Officer to oversee financial crime risks within a hybrid working environment. Candidates should have a strong knowledge of financial crime, excellent communication skills, and experience in a regulated environment.

Ideal candidates will have 2–3 years of experience in a law firm or financial services and a strong academic background. A global trading and investment firm in London is seeking an experienced Paralegal to join its Legal & Compliance team.

Ideal candidates will have at least 3 years of experience in a financial crime compliance function in a regulated UK financial services firm. Capital On Tap is seeking a Financial Crime Compliance professional to join their team in London. This hybrid position involves overseeing compliance activiti

A national financial advisory firm is seeking a Compliance Manager to enhance the compliance framework. Applicants should have a Level 4 qualification in financial services, a strong understanding of UK FCA requirements, and experience in a compliance or risk function within an IFA firm. The role in

Position Overview:**Work with and support the firm’s Anti-Financial Crime Compliance, focused on financial crime compliance managing risks relating to money laundering, terrorism financing, proliferation financing, sanctions, bribery & corruption, market abuse, tax evasion and fraud. Candidate Req

The team is looking for managers, specifically with US state and local income tax experience in the financial services industry, to help grow the team this year. The role will primarily involve overseeing private equity fund US state tax compliance engagements for clients with appropriate considerat

British International Investment is seeking a Financial Crime Associate to support its Financial Crime Compliance team in mitigating risks associated with financial crime. The ideal candidate has extensive experience in UK financial services, knowledge of regulations, and excellent stakeholder engag

We are looking for an experienced financial crime compliance counsel based in London to join our Global Legal Compliance team as a key member to advise on AML, Fraud, and Sanctions related issues for the United Kingdom and European Union. Drive and collaborate with stakeholders to promote a culture

A leading leisure company based in Hemel Hempstead is seeking a Compliance & Financial Crime Manager to lead regulatory adherence and compliance frameworks. The role requires significant experience in compliance within FCA-regulated environments and the ability to influence senior stakeholders.

Proven experience in a financial crime monitoring, assurance, audit, or compliance testing role — ideally within a banking or financial services environment. Strong technical understanding of financial crime risks and regulations. Familiarity with key UK financial crime regulatory requirements and

AFME is the European member of the Global Financial Markets Association (GFMA), a global alliance with the Securities Industry and Financial Markets Association (SIFMA) in the US, and the Asia Securities Industry and Financial Markets Association (ASIFMA) in Asia. The Association for Financial Marke

Develop and execute go‑to‑market strategies for new non‑financial and compliance risk management solutions. Breadth across and depth in specific areas of non‑financial risk, compliance and control – prior experience and expertise could include MIFID II, FX Consent Orders, Brexit, DMR, Libo

This includes maintaining accurate financial records, preparing financial and management reports with financial analysis and ensuring compliance with financial regulations. Prepare monthly, quarterly, and annual financial statements in compliance with Singapore Financial Reporting Standards (SFRS).

A finance consulting firm in Greater London seeks an experienced Compliance Manager to oversee compliance and financial crime risks. Ideal candidates will have strong knowledge of UK regulatory requirements and experience in a compliance role within financial services. Key responsibilities include a

The Compliance department, covering both Financial Crime and Core Compliance activities, within MUFG works to ensure that our organization conducts its business such that we protect our reputation, our business, and our clients within the regulatory and legal framework. A combination totalling 5‑1

BCB Group seeks an experienced Quality Control professional to oversee their Financial Crime and Onboarding QC framework. Candidates should have significant experience in managing QC functions in FinTech, as well as analytical skills for financial crime assessment and improvement processes.