Compliance monitoring jobs in St Albans - Page 2Create job alerts

Compliance Monitoring Manager -. A respected Wealth & Investment Management firm is seeking a technically strong Compliance Monitoring Manager to lead second-line oversight across its Investment Management business. You will own a risk-based Compliance Monitoring Plan with particular emphasis on.

You’ll undertake 2nd LoD Compliance Monitoring for review of the effectiveness of the Compliance controls in place across the business. You’ll ideally have experience of performing Compliance Monitoring reviews and of writing reports for senior management as well as a good understanding of the r

You’d take immediate ownership of the compliance monitoring programme , but also become increasingly involved in the group’s compliance policies and procedures across all jurisdictions , project work , amongst many other areas. This role is to support a very successful risk and compliance team a

You’ll ideally have experience of performing Compliance Monitoring reviews and of writing reports for senior management, although strong candidates looking to move into Compliance Monitoring from other areas of Regulatory Compliance will also be considered. You’ll undertake 2nd LoD Compliance Mo

Report directly to the Compliance Manager as part of the Compliance Monitoring team. Oaklands Global are recruiting a Compliance Monitoring Engineer for a leading aviation client based in Southeast England. Conduct internal audits and inspections to monitor compliance with EASA Part 145 and company

Responsibilities include monitoring activities of F1 Teams and Power Unit Manufacturers, developing auditing tools, and ensuring regulatory compliance.

You’ll undertake 2nd LoD Compliance Monitoring for review of the effectiveness of the Compliance controls in place across the business. Compliance Monitoring Officer (Wealth Management). You’ll design and execute reviews as required under the Compliance Monitoring Plan in line with departmental

A leading insurance firm in the UK is seeking a Head of Compliance Monitoring & Operations to oversee compliance strategies and regulatory operations. This role involves leading the compliance monitoring function, ensuring adherence to FCA and Lloyd's regulations, and managing compliance risks. The

This full-time position involves monitoring trades for compliance with local regulations, supporting the Risk and Compliance Team, and performing various compliance tasks. A leading financial services firm in the UK is seeking a Senior Compliance Associate to join their Compliance Team. The ideal ca

Our client is seeking a Compliance Monitoring Specialist to join their dynamic Risk & Compliance team. As a Compliance Monitoring Specialist. The ideal candidate for this Compliance Monitoring Specialist role brings a deep understanding of risk factors along with a hands-on, collaborative approach.

Responsibilities include managing compliance monitoring activities and ensuring effective oversight of AR activities. A leading Investor Services firm in the UK is looking for a Compliance Manager to oversee a portfolio of Appointed Representatives. The ideal candidate will have over 5 years of comp

A financial technology leader in Greater London seeks a Director of Compliance Monitoring and Oversight. In this role, you will lead a global team to enhance compliance frameworks and ensure effective financial crime controls. Ideal candidates have extensive experience in compliance assurance and ma

You will be responsible for monitoring effectiveness of compliance, engaging with senior management to address concerns, and designing compliance reviews. A well-known Wealth Management firm in Greater London is seeking a dedicated Compliance Monitoring Officer to enhance compliance controls. Candid

Reporting to the Head of UK Compliance (SMF16 and 17), the Head of Compliance Operations & Monitoring will play a key role in ensuring compliance with all relevant regulations and implementing effective compliance monitoring frameworks. This role is responsible for leading the Compliance Operations

A growing wealth management firm in the United Kingdom is looking for a Compliance Monitoring professional to undertake 2nd LoD reviews and ensure effective compliance controls.

A London local council is seeking a Compliance Officer to ensure quality and compliance in employment programmes.

A leading compliance specialist in the UK is seeking motivated individuals to join as Monitoring Technicians. Key responsibilities include traveling to sites, monitoring water systems, and managing time effectively.

A compliance consulting firm based in Greater London is seeking an experienced compliance professional to undertake compliance monitoring tasks, support regulatory reporting, and maintain relationships within the firm. This role offers the opportunity to work closely with the Head of Compliance and

A leading energy solutions firm is seeking a Partner Monitoring Lead to oversee regulatory compliance and partner monitoring within the finance division. The ideal candidate will have extensive AR/IAR oversight experience, a solid understanding of compliance rules, and the ability to operate indepen

A leading Investor Services group in the United Kingdom is seeking an experienced compliance professional to oversee Appointed Representatives. You will manage relationships, ensure regulatory compliance, and conduct quality assurance reviews. Ideal candidates will have over 5 years of compliance ex

A leading fintech company in London seeks a Director of Compliance Monitoring and Oversight. You will translate monitoring findings into insights for senior management, driving the transition towards continuous monitoring. You will lead a high-performing international team to refine compliance frame

You’ll ideally have experience of performing Compliance Monitoring reviews and of writing reports for senior management, although strong candidates looking to move into Compliance Monitoring from other areas of Regulatory Compliance will also be considered. You’ll undertake 2nd LoD Compliance Mo

A leading residential energy services company in the UK is seeking a Partner Monitoring Lead to oversee compliance within its financial services division. The successful candidate will implement compliance frameworks and ensure adherence to regulatory expectations while engaging with partners.

The ideal candidate should have over 5 years of experience in financial compliance, particularly in transaction monitoring, along with strong analytical skills and a solid understanding of compliance risks in payment service providers. A leading tech company located in Greater London is seeking a co

The role involves monitoring and auditing F1 Teams and Power Unit Manufacturers.

Responsibilities include supporting the Compliance Monitoring Plan, handling SMCR tasks, and assisting with regulatory reporting. Ideal candidates will have a solid background in compliance within financial services and are comfortable with Excel. An international broker-dealer in London is seeking

A leading financial services company in London is seeking a Compliance Monitoring Specialist for their dynamic Risk & Compliance team. This mid-management role involves supervising compliance professionals, conducting high-level risk assessments, and ensuring adherence to regulatory requirements.

Evolving the framework of compliance monitoring and carrying out compliance monitoring. Senior Compliance Associate, Compliance and Trade Monitoring. Perform pre‑trade and post trade compliance monitoring to ensure the trades are in line with desk mandate restrictions guidelines.

This role focuses on high-quality asbestos monitoring and compliance with regulations, ensuring adherence to safety protocols.

The role involves ongoing compliance monitoring and relationship management with Appointed Representatives and Alternative Investment Funds. Ideal candidates will have over 3 years of experience in compliance monitoring within financial services and possess strong organizational and communication sk

The candidate will be responsible for day‑to‑day monitoring of alerts, processing and reporting serious transaction anomalies, and leading a high‑performance monitoring team. Exclusive: Senior Transaction Monitoring Analyst – Payments Services Transaction Monitoring experience required. Our

Global framework strategy: Own the strategic evolution of the Compliance Monitoring and Oversight framework. As the Director of Compliance Monitoring and Oversight, you will be the global architect of Airwallex’s "Second Line of Defense" assurance function. Annual assurance planning: Design and ex

A leading accountancy firm in London is seeking a talented individual to join their Monitoring Trustee Services team. This role involves supporting high-profile compliance projects and case management, contributing to marketing efforts, and providing administrative assistance.

We are currently recruiting for Compliance Monitoring Manager to join them on an initial 6 month fixed term contract. Key responsibilities:Manages the organisations internal compliance monitoring system in support of the Companys CAA Approvals and its ISO Accreditation They also carry out contracto.

We’re looking for an experienced Compliance Monitoring Manager to join our Risk & Compliance team and play a pivotal role in safeguarding Giacom’s regulatory integrity. Reporting to the Head of Risk & Compliance, you’ll lead our second-line compliance monitoring activities, ensuring robust gov