Trabajos compliance monitoring en London - Page 11Crear alertas

What You'll Do - Define and implement data risk and control monitoring frameworks and key control indicators (KCIs) - Design data control measures to mitigate risks around data quality, access and usage - Collaborate with Risk, Compliance, and Internal Audit to ensure regulatory alignment - Oversee

As a senior manager / manager, you will be expected to use your industry experience and expertise to formulate comprehensive and well considered TM solutions to clients' challenges. Strong understanding of the AFC compliance risks relevant to Transaction Monitoring (e. Good appreciation on conventio

Due to continued growth they are looking at bringing in a Regulatory Compliance Analyst to assist with day-to-day Compliance activities and continue to develop the existing Compliance Monitoring and Surveillance Programme. Director Analyst- Compliance (Remote UK). Sign in to set job alerts for “Re

Head up the Legal & Compliance department with regulatory and legal oversight. Develop and maintain the Compliance Monitoring Programme. Review legal contracts and agreements.

Senior Investment Compliance Analyst. Oversee daily monitoring of pre and post trade compliance. Initiate enhancements to improve compliance framework efficiency.

Job Specification**### * ### Monitor and control the periodic or one-off compliance by the borrower of all obligations and compulsory actions and milestones set forth in the financing agreements;* ### Set up new transactions using our Agency Management Monitoring Tool;* ### Manage and coordinate our

We are seeking an experienced Head of Compliance with a proven background in RegTech and IDV to join our growing team at Programmers Force. Develop compliance training and monitoring programs. Partner with Product and Legal to ensure compliance in product design.

You’ll conduct compliance monitoring, draft policies and reports, and support regulatory documentation. We’re a leading Investor Services group offering end-to-end services in administration, accounting, reporting, regulatory and compliance needs of the investment sector worldwide. Join our grow

DA Customer Operations & Support Manager. Support the annual review schedule for all Great Lakes manufactured/co-manufactured products taking into account the regulatory demands in the UK. To help maintain and update all related conduct and compliance policies and support the testing, monitoring and

Global Head of Technology Assurance. Global Head of Technology Assurance. Responsible for leading a team in monitoring regulations related to Information Technology and Security, and ensuring compliance through the development and implementation of policies in conjunction with owners of policy, stan

We currently have a new opportunity for a Compliance Analyst to join the Risk and Compliance team at Royal London Asset Management (RLAM). Support the day-to-day work of the Compliance team such as supporting close and continuing monitoring, delivering the thematic compliance monitoring program, or

Previously worked as a Property Manager, Portfolio Manager, Block Manager, Estate Manager or in a similar role. Apply now for this exceptional Senior Property Manager opportunity to work with a dynamic team and further enhance your career. Monitoring compliance with property regulations and standard

Experience in compliance, legal, or regulatory compliance roles, ideally within financial services or fintech. In collaboration with the Compliance Operations team, establish a monitoring and testing programme for post-campaign compliance reviews (including social media and engagement with influence

Strategic initiatives include: - Conduct a full security assessment and define a phased roadmap for remediation and long-term controls - Implement and enforce policies, processes, and standards, ensuring compliance with ISO27001, SOC2, and contractual obligations - Build monitoring and incident-res

This position will provide high quality compliance monitoring support to the businesses regulated entities undertaking monitoring functions, management information reporting, some advisory support and carrying on ad hoc Compliance projects. You should preferably have prior compliance monitoring expe

Zeller is searching for an AML Compliance Analyst to join our growing Risk and Compliance team. As an AML Compliance Analyst, youll be on the front lines, helping us build and maintain a robust compliance culture. Analyse alerts generated by the Transaction Monitoring System (TMS), conduct detaile

The job holder will report to the Head of Second Line Assurance and will work closely with the Compliance Monitoring Manager, the Risk and Compliance team as well as with members of senior management across DUAL UK. Working with the Head of Second Line Assurance to devise the risk-based annual Secon

State Street is one of the largest custodian banks, asset managers and asset intelligence companies in the world. State Street is an equal opportunity and affirmative action employer. The Global Financial Crimes Compliance Market Surveillance team oversees State Street's Foreign Exchange (FX), Equit

Management of Compliance Monitoring Reviews: understand the processes and competences required to complete a review; manage all components of a review (including scope and approach) and members of the review team to ensure reviews are delivered to the expected quality within the agreed timeframe; en

The Operations and Security Manager will coordinate all aspects of building operations and site security, including supervision of security personnel, contractor management, compliance monitoring, and emergency preparedness. The Operations and Security Manager will maintain property value, enhance r

Accurate assessment of asbestos removal works, detection of asbestos debris and ensuring constant compliance. They are looking for an experienced Asbestos Analyst with BOHS P403 and P404 qualifications (or RSPH) with experience as an analyst with air monitoring and clearance testing, and an understa

You will have at least 1 to 3 years experience of working in a financial or banking environment as a Compliance Assistant or Compliance Officer. Experience of undertaking compliance monitoring reviews and producing compliance monitoring reports to document compliance with internal and external regul

The role supports the Risk Management & Compliance function, advising the business on regulatory matters and ensuring compliance with all legal and regulatory obligations. Supporting the Head of Risk & Compliance with the Compliance Monitoring Plan and delivering thematic reviews. Senior Compliance

DA Customer Operations & Support Manager. To help maintain and update all related conduct and compliance policies and support the testing, monitoring and challenge of relevant processes. Collaborate with colleagues across the Underwriting and Product team and beyond to support internal and regulator

We are seeking an experienced Security Compliance Specialist with expertise in implementing and maintaining security monitoring and compliance programmes. Monitor and audit IT systems and processes to ensure ongoing compliance with internal policies and external regulations. Information Security Ris

Compliance Monitoring and Reporting: Improve our Compliance Monitoring Plan to ensure continuous compliance and address potential violations of regulatory, legal or company policies. The role As Head of Compliance, you’ll lead Zego’s second line to safeguard retail customers and ensure our UK m

Monitoring Technician – No Experience Needed, Full Training Provided.Start Your Career with HSL Compliance.Looking for a hands-on job where every day is different? At HSL Compliance, we’re looking for motivated people with a driving licence, good work ethic, and positive attitude to join us as M

Senior Compliance Analyst - Michael Page.Senior Compliance Analyst - Michael Page.This organisation is a well established institutional investment firm.The Senior Compliance Analyst will report directly to the Head of Compliance and play a key role in executing the Compliance Monitoring plan, develo

Managing a small team (with scope to grow), you’ll lead and manage Compliance Monitoring, including developing and maintaining Compliance Monitoring plans and schedules. Are you looking for a Compliance Monitoring role with genuine autonomy?. You’ll conduct thematic reviews to identify and asses

Exposure to investment compliance, compliance monitoring or investment operations. Maintaining the compliance monitoring system. The ideal candidate will have experience working in an investment compliance role with an asset manager with a working knowledge of a variety of asset classes.

As the Social Media Manager, you will play a crucial role in developing, implementing, and monitoring the clients social media strategy for smoke-free products. Proven experience in managing social media platforms and developing social media strategies. Familiarity with compliance and regulatory g

Main Purpose: A Water Hygiene Technician job spec involves inspecting, monitoring, and maintaining water systems to prevent issues like Legionella and ensure compliance with safety standards.

Leads preparation the Validation Report to PRA and Lloyd’s requirements and other documents that may be required, including the Validation Policy and Validation Standards and supporting documentation.Assists with monitoring compliance of validation processes in line with regulatory requirements re

To support the Underwriting division through defined responsibilities, providing support within Underwriting Controls and utilise the Underwriting Authority granted, within the set parameters, and ensuring compliance with regulatory and Company standards. Responsibility for aggregate monitoring data

The job holder will report to the Head of Second Line Assurance and will work closely with the Compliance Monitoring Manager, the Risk and Compliance team as well as with members of senior management across DUAL UK. Working with the Head of Second Line Assurance to devise the risk-based annual Secon

You will work under the direction of the Head of Financial Crime or Compliance Monitoring Lead, delivering monitoring activity aligned to the annual Financial Crime Compliance Monitoring Plan. Experience working in a financial crime compliance, compliance monitoring, or internal audit function. Deli

As Cluster Director of Finance you will oversee the finance function for The Hoxton, Holborn, and Shoreditch, working directly with London operational teams and with the VP of Finance – Europe to ensure compliance, monitoring, and best‑in‑class finance functions.

They’re looking for an experienced Compliance Analyst to join their growing Compliance function. Identify compliance gaps, run system reports, and follow up with non‑compliant staff. Coordinate monthly file reviews and assist with compliance monitoring.

We strive to create an inclusive and welcoming culture where employees of all backgrounds and from all walks of life feel comfortable and empowered to be themselves. Lead the development and monitoring of Syndicate Business Plans, ensuring compliance with Lloyd’s Principles of Doing Business. This

As our School Business Manager, you will be the school’s leading support staff professional, providing strategic leadership and operational management across: Finance – budget planning, monitoring and compliance, HR and Payroll – staff management, recruitment and workforce planning, Administra

Maintaining and executing the Financial Crime Monitoring Plan. Managing the Financial Crime Support Officer (Monitoring). Undertaking thematic monitoring reviews, including testing, reviewing the severity of any issues identified, report writing and designing remedial actions.

Quality Controls/Assurance reviews. Underwriting Operations Quality Control:. Support the delivery of a quality control framework for underwriting processes, including monitoring, reporting, and ensuring compliance with standards and regulations.

Assist in monitoring and promoting health and safety compliance across construction sites. Support the development and implementation of company H&S policies, procedures and quality management systems (ISO 9001). Report to Health & Safety Director & Advisor.

We are seeking an experienced Head of Compliance with a proven background in RegTech and IDV to join our growing team at Programmers Force. Develop compliance training and monitoring programs. Partner with Product and Legal to ensure compliance in product design.

The Manager will play a key role in strengthening KYC and AML standards and capabilities, provide market-level support, review and manage smart monitoring and collaborate with cross-functional teams to ensure compliance within local regulatory requirements and global standards. The Manager, KYC Oper