Compliance monitoring jobs in Leicester - Page 2Create job alerts

Puma Capital Group are looking for a Compliance Monitoring Analyst to join our Compliance team in London. Previous exposure to Compliance Frameworks, with experience of compliance monitoring including thematic reviews and horizon scanning. The role will be responsible for the review and approval of

You’ll be joining a Compliance Team of 20, working closely with and supporting the Compliance Monitoring Manager. Supporting the Monitoring Manager in the development of the annual Compliance Monitoring Assurance Plan. Compliance Monitoring Officer, Midlands (Hybrid/remote).

A leading Investor Services group in the United Kingdom is seeking an experienced compliance professional to oversee Appointed Representatives. You will manage relationships, ensure regulatory compliance, and conduct quality assurance reviews. Ideal candidates will have over 5 years of compliance ex

A leading compliance firm in London is seeking a Head of Compliance Monitoring & Operations to lead compliance functions and ensure adherence to regulatory standards. The successful candidate will oversee compliance monitoring, provide strategic insights to manage compliance risks, and maintain oper

Proven experience in compliance monitoring or a similar role. Deliver distinct elements of the Compliance Monitoring Framework and Plan. The role focuses on delivering compliance monitoring activities across multiple business units, ensuring adherence to regulatory standards and internal governance

A leading financial services company in London is seeking a Compliance Monitoring Specialist for their dynamic Risk & Compliance team. This mid-management role involves supervising compliance professionals, conducting high-level risk assessments, and ensuring adherence to regulatory requirements.

You’ll undertake 2nd LoD Compliance Monitoring for review of the effectiveness of the Compliance controls in place across the business. You’ll design and execute reviews as required under the Compliance Monitoring Plan in line with departmental procedures. You’ll ideally have experience of per

A global insurance group is seeking a Senior Compliance Monitoring Officer to lead compliance monitoring across various units, ensuring adherence to regulatory standards. You will develop and implement a Compliance Monitoring Plan, conduct thematic assessments, and present detailed reports with find

A growing wealth management firm in the United Kingdom is looking for a Compliance Monitoring professional to undertake 2nd LoD reviews and ensure effective compliance controls.

You’ll ideally have experience of performing Compliance Monitoring reviews and of writing reports for senior management, although strong candidates looking to move into Compliance Monitoring from other areas of Regulatory Compliance will also be considered. You’ll undertake 2nd LoD Compliance Mo

Responsibilities include managing compliance monitoring activities and ensuring effective oversight of AR activities. A leading Investor Services firm in the UK is looking for a Compliance Manager to oversee a portfolio of Appointed Representatives. The ideal candidate will have over 5 years of comp

Our client is seeking a Compliance Monitoring Specialist to join their dynamic Risk & Compliance team. The ideal candidate for this Compliance Monitoring Specialist role brings a deep understanding of risk factors along with a hands-on, collaborative approach. This role offers an exciting opportunit

The candidate should have strong compliance monitoring skills, excellent IT literacy, and the ability to analyze complex data. A recruitment consultancy is looking for an experienced Compliance Consultant to join their growing team in Liverpool. This role involves ensuring compliance with regulatory

A global insurance company is seeking a Compliance Officer – Assurance to support and contribute to its second line compliance oversight. The ideal candidate will have strong experience in compliance thematic reviews, a solid understanding of insurance regulations, and effective communication skil

A leading financial technology company in London is seeking a Transaction Monitoring Lead. This role involves leading a team to enhance compliance efforts and manage investigations. The ideal candidate will have over 5 years of relevant compliance experience, strong analytical skills, and leadership

A leading recruitment agency is seeking a compliance generalist to join a large compliance team in Greater London. The candidate will assist with monitoring programmes, regulatory scans, and advising the business on compliance issues. The role focuses on central compliance functions and advisory tas

Owning and evolving a risk-based compliance monitoring programme. Experience in compliance monitoring, assurance, or risk within fintech, payments, FX, e‑money, banking, or broader financial services. We’re a fast-growing, founder-led FinTech who are scaling globally on an opportunity within the

A compliance consulting firm based in Greater London is seeking an experienced compliance professional to undertake compliance monitoring tasks, support regulatory reporting, and maintain relationships within the firm. This role offers the opportunity to work closely with the Head of Compliance and

A leading insurance firm in Greater London is seeking a Compliance Officer - Assurance to support the development of their compliance oversight. This role involves conducting thematic reviews, analyzing compliance risks, and drafting reports for governing bodies. Candidates should have relevant expe

You’ll undertake 2nd LoD Compliance Monitoring for review of the effectiveness of the Compliance controls in place across the business. Compliance Monitoring Officer (Wealth Management). You’ll design and execute reviews as required under the Compliance Monitoring Plan in line with departmental

Client Onboarding and Client monitoring:. CDD Framework, Risk Management and Portfolio Monitoring:. Adhere to the Group’s compliance related policies and procedures such as anti-bribery and corruption, anti-money laundering and combating the financing of terrorism and proliferation (AML-CFT), cond

Evolving the framework of compliance monitoring and carrying out compliance monitoring. Senior Compliance Associate, Compliance and Trade Monitoring. Perform pre‑trade and post trade compliance monitoring to ensure the trades are in line with desk mandate restrictions guidelines.

A well-known Wealth Management firm in Greater London is seeking a dedicated Compliance Monitoring Officer to enhance compliance controls. You will be responsible for monitoring effectiveness of compliance, engaging with senior management to address concerns, and designing compliance reviews. Candid

Report directly to the Compliance Manager as part of the Compliance Monitoring team. Oaklands Global are recruiting a Compliance Monitoring Engineer for a leading aviation client based in Southeast England. Engage regularly with Senior Management, Quality Assurance, and Responsible Managers to ensur

You’ll ideally have experience of performing Compliance Monitoring reviews and of writing reports for senior management, although strong candidates looking to move into Compliance Monitoring from other areas of Regulatory Compliance will also be considered. You’ll undertake 2nd LoD Compliance Mo

Exclusive: Senior Transaction Monitoring Analyst – Payments Services Transaction Monitoring experience required. The candidate will be responsible for day‑to‑day monitoring of alerts, processing and reporting serious transaction anomalies, and leading a high‑performance monitoring team. Our

Reporting to the Head of UK Compliance (SMF16 and 17), the Head of Compliance Operations & Monitoring will play a key role in ensuring compliance with all relevant regulations and implementing effective compliance monitoring frameworks. This role is responsible for leading the Compliance Operations

Undertaking second line of defence compliance monitoring for review of the effectiveness of the compliance controls in place in the business. Designing & executing reviews as required under the Compliance Monitoring Programme in line with departmental procedures. Providing monthly report information

This full-time position involves monitoring trades for compliance with local regulations, supporting the Risk and Compliance Team, and performing various compliance tasks. A leading financial services firm in the UK is seeking a Senior Compliance Associate to join their Compliance Team. The ideal ca

Ideal candidates are experienced in compliance monitoring and have a strong understanding of PRA and FCA regulations. A leading Financial Services institution in the United Kingdom is seeking a Compliance Officer for a full-time, 6-month contract. The successful candidate will monitor regulatory dev

As a Care Assistant at a Barchester care home, you'll help residents enjoy each day by making sure they get the quality care and support they deserve.You'll assist with daily living, providing support and companionship and sharing great moments and memories too.It's a chance to bring your dedicatio

This is a casual, part-time role offering flexible working.As a Bank Care Assistant at a Barchester care home, you'll help residents enjoy each day by making sure they get the quality care and support they deserve.You'll assist with daily living, providing support and companionship and sharing grea

Your tasks will include keeping the clinic clean, tidy, and organised; feeding and monitoring in-patients; running clinical tests; managing stock; handling a variety of small animals; helping set up for operations; deep cleaning all areas; speaking to clients on the phone and in person.

As a Care Assistant at a Barchester care home, you'll help residents enjoy each day by making sure they get the quality care and support they deserve.You'll assist with daily living, providing support and companionship and sharing great moments and memories too.It's a chance to bring your dedicatio

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Kickstart Your New Career with Evri – Join One of the UK’s Biggest Courier Networks.Make sure to apply with all the requested information, as laid out in the job overview below.Looking for a fresh start or a second income? Evri is one of the UK’s leading parcel delivery companies, and we’re

Be all you can be with Hamberley.At Hamberley, we believe that our residents deserve something ‘Extra Special, Every Day' and we're recruiting for a Senior Care Assistant to help us achieve our goals.Qualifications, skills, and all relevant experience needed for this role can be found in the full

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Delivery Driver's/Labourer CSCS - Coalville.Delivery Driver/Labourer – with CSCS Card.Monday to Friday, 40 to 55 hours per week.Interaction Recruitment are looking for a van Delivery Driver/Labourer with a CSCS card to join one of our clients based in Bardon, Coalville.The role would require you t

Kickstart Your New Career with Evri – Join One of the UK’s Biggest Courier Networks Looking for a fresh start or a second income? Evri is one of the UK’s leading parcel delivery companies, and we’re looking for local drivers to deliver in their own communities.Whether you want a regular inc

ASAPService Care Education are seeking a dedicated and resilient Behaviour Teaching Assistant to support students with behavioural, emotional, and social needs.The successful candidate will work closely with teachers and pastoral staff to promote positive behaviour and create a supportive lear

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