Compliance monitoring jobs in Kenilworth - Page 2Create job alerts

We are looking for a SIPP Compliance Monitoring Manager to play a key role in supporting and delivering an effective compliance oversight framework across FCA-regulated entities. Reporting to the Head of Compliance, you will be responsible for the development, ownership and delivery of a risk-based

A leading UK-based hedge fund is seeking an experienced Compliance Monitoring Officer to join its established Compliance function. You should have demonstrable experience in running compliance monitoring reviews, particularly thematic and desk-based assessments, and be comfortable engaging with fron

The Financial Crime Compliance Team (FCC Team) forms part of Saffery's wider risk management regime. Completing ongoing monitoring due diligence procedures in line with AML regulations. The ideal candidate will have experience in client KYC/ongoing monitoring, ideally in a large accountancy firm or

You will translate monitoring findings into insights for senior management, driving the transition towards continuous monitoring. A leading fintech company in London seeks a Director of Compliance Monitoring and Oversight. You will lead a high-performing international team to refine compliance frame

Specific focus on transaction monitoring. Working with Financial Crime Middle Office leadership, drive improvements to the KYC processes to better support post processing transaction monitoring and align Fraud alert handling processes to those with KYC. Act as Transaction Monitoring and Fraud Model

You’ll undertake 2nd LoD Compliance Monitoring for review of the effectiveness of the Compliance controls in place across the business. You’ll design and execute reviews as required under the Compliance Monitoring Plan in line with departmental procedures. You’ll ideally have experience of per

A leading banking group is seeking a Compliance Monitoring Officer to support its London branch. This role involves executing the Compliance Monitoring Plan, conducting reviews, and preparing reports for senior management. Interested candidates should have at least 2 years of compliance experience,

Evolving the framework of compliance monitoring and carrying out compliance monitoring. Perform pre-trade and post trade compliance monitoring to ensure the trades are in line with desk mandate restrictions guidelines. Work with CRO to maintain a compliance culture within the business.

A wealth management firm in Greater London seeks an experienced Compliance Monitor Manager to lead a team overseeing compliance monitoring functions. Applicants should have a Level 4 Investment Advice Diploma and a strong background in compliance within wealth management.

Astute People seeks a Technical Compliance Manager to oversee emissions monitoring and support compliance for anaerobic digestion sites across the UK. Candidates should have an academic background in Environmental Science or Geography, coupled with experience in environmental monitoring and liaising

A growing wealth management firm in Greater London seeks a Compliance Monitoring Lead to oversee compliance activities and manage regulatory risks. You will advise senior stakeholders, design monitoring programs, and ensure policies meet regulatory requirements in a collaborative and forward-thinkin

The Compliance Monitoring Function is a multi-disciplinary team of professionals responsible for developing and implementing the Compliance Monitoring strategy to achieve an integrated approach to compliance monitoring across the entire easyJet entity, including Group Operations Services (GOS) and e

Mitie Cleaning & Hygiene Services is seeking an Asbestos Analyst in Greater London to monitor, report, and ensure compliance with asbestos regulations.

Experience delivering assurance, monitoring, testing or audit within Financial Crimes Compliance. As part of the Second Line of Defence (2LoD), the Global Financial Crimes Compliance - Monitoring & Testing Manager delivers independent, risk‑based assurance over Financial Crime risks owned by the F

M&G is seeking a Monitoring & Testing Manager in Financial Crimes Compliance.

A leading banking group is seeking a Compliance Monitoring Officer to support their London Branch. This role involves executing and enhancing the Compliance Monitoring Plan while conducting thematic reviews and assessments. Candidates should possess a degree in relevant fields and a minimum of 2 yea

You should hold a Bachelor's degree in a life science and have at least one year of clinical monitoring experience. In this role, you will support the delivery of clinical trials, ensuring compliance with regulations and protocols while building relationships with investigational sites.

To keep up with our growth in the UK and Ireland, we’re looking for a dedicated Compliance Monitoring Manager to design and execute risk based compliance monitoring across NFP Group providing senior management with insight and information on the Group’s compliance with applicable FCA and CBI req

A UK-based bank is seeking a Compliance Monitoring Officer to support the compliance agenda and undertake independent monitoring activities. This position offers great opportunities for career growth and development in compliance within the financial services sector.

Strong background in compliance monitoring, audit, or QA within wealth or investment management. An established and growing wealth management business is seeking an experienced Compliance Monitor Manager to lead its second-line monitoring function. You will help shape monitoring strategy, strengthen

The Senior Manager, Compliance Monitoring will lead the design and delivery of a risk‑based, multi‑jurisdictional Compliance Monitoring Programme across regulated entities. Able to demonstrate circa 7+ years’ experience in compliance monitoring, internal audit, risk, regulatory compliance or f

A financial services company in Greater London is seeking a Compliance professional to assist in managing the Compliance function and lead monitoring reviews across key risk areas. The ideal candidate will have strong compliance monitoring experience and significant exposure to FX and payments. Resp

This senior role involves developing and overseeing a risk-based Compliance Monitoring Plan, engaging with senior stakeholders, and ensuring regulatory compliance across FCA-regulated businesses. A leading financial consultancy in the UK is seeking an experienced Compliance Monitoring Manager.

Eames Consulting is seeking a Compliance Monitoring Manager in Greater London to lead the compliance monitoring function for a Wealth Manager. The successful candidate will develop risk-based monitoring frameworks, oversee client-facing functions, and provide independent assurance through structured

You will play a key role in ensuring effective monitoring of planning permissions by developing and maintaining records and databases of relevant information, and implementing a planned programme of compliance monitoring. We are looking for an experienced individual who has knowledge of service plan

A financial technology leader in Greater London seeks a Director of Compliance Monitoring and Oversight. In this role, you will lead a global team to enhance compliance frameworks and ensure effective financial crime controls. Ideal candidates have extensive experience in compliance assurance and ma

This role involves monitoring clinical trial sites to ensure regulatory compliance and data integrity.

The Compliance Monitoring Function is a multi-disciplinary team of professionals responsible for developing and implementing the Compliance Monitoring strategy to achieve an integrated approach to compliance monitoring across the entire easyJet entity, including Group Operations Services (GOS) and e

Proven experience in a financial crime monitoring, assurance, audit, or compliance testing role — ideally within a banking or financial services environment. Lead and deliver targeted and thematic reviews across the financial crime framework, covering AML, sanctions, bribery and corruption, fraud,

A leading residential energy services company in the UK is seeking a Partner Monitoring Lead to oversee compliance within its financial services division. The successful candidate will implement compliance frameworks and ensure adherence to regulatory expectations while engaging with partners.

Design and execute the Annual Compliance Monitoring Plan. As the Director of Compliance Monitoring and Oversight, you will be the global architect of Airwallex’s "Second Line of Defense" assurance function. Own the strategic evolution of the Compliance Monitoring and Oversight framework.

INSTANT IMPACT is looking for a Senior Manager - Compliance Monitoring in London, UK. You will lead a risk-based Compliance Monitoring Programme, ensuring alignment with local regulatory requirements and guiding internal audits. The ideal candidate has over 7 years of experience in compliance, risks

Jacobson Garner is seeking an experienced Compliance Monitoring Officer to lead their Compliance Monitoring Programme within a dynamic hedge fund environment. The successful candidate will have extensive experience in compliance monitoring, particularly within a buy-side firm, and will engage effect

The successful candidate will deliver conduct-risk frameworks, lead compliance monitoring efforts, and advise on regulatory standards. Compliance Manager to join their team in the UK, either London or Swindon, with hybrid working options. A strong background in financial services compliance and effe

A leading compliance firm in the UK is hiring a Compliance Monitoring Manager to design and execute risk-based compliance monitoring across various business lines. This role requires extensive knowledge of FCA and CBI regulations, relevant compliance qualifications, and experience in compliance moni

Rowe Price in Greater London is seeking an Analyst for their Global Compliance Monitoring & Testing team. This role involves performing compliance monitoring, building relationships with partners, and applying analytical skills to mitigate risks.

Eames Consulting are currently supporting an established Wealth Manager looking to appoint a Compliance Monitoring Manager to lead the compliance monitoring function. Develop and implement a risk-based compliance monitoring framework aligned with organisational risk appetite and regulatory expectati

You will provide constructive challenge to investment professionals, contribute to the enhancement of the compliance monitoring programme, and help maintain a strong, collaborative compliance culture. Meraki Talent are working with an established and respected wealth and investment management firm w

Compliance Manager in Greater London, focused on Monitoring. This high-impact role involves delivering the Compliance Monitoring Plan and ensuring that the business operates in line with regulatory expectations.

The role reports directly to the Head of Compliance Monitoring (HoCM) and works independently while collaborating with colleagues in the AML/Fraud and Compliance teams to support the Chief Compliance Officer (CCO) in developing and implementing the compliance agenda for LHV Bank. The Compliance Moni

Jet Airline Company PLC is seeking a Compliance Monitoring Surveyor based in the Greater London area. The role involves conducting audits, inspections, and assessments to ensure compliance with EASA, IATA, and ICAO regulations.

This role involves monitoring global regulatory disclosures, conducting compliance checks, and maintaining compliance registers. A financial services firm in London is seeking a Compliance Analyst to provide regulatory support. Ideal candidates have a university degree and 2-4 years of experience in

A compliance consultancy firm in the United Kingdom is seeking a SIPP Compliance Monitoring Manager to manage compliance oversight across FCA-regulated entities. The role involves developing and executing a risk-based Compliance Monitoring Plan, ensuring adherence to FCA regulations, and producing i

A leading banking institution in Greater London is seeking a professional for a compliance role focused on financial crime. The position involves leading targeted reviews across the financial crime framework, assessing the effectiveness of controls, and producing monitoring reports. The ideal candid

Responsible for assisting in advancing the EMEA Compliance Monitoring, Surveillance and Testing Programme in support of Global Compliance Monitoring and Testing Frameworks. Qualifications & Skills Extensive working knowledge of compliance within the

A financial services company in the United Kingdom seeks a Compliance Monitoring Test Administrator to support compliance functions through planning and documenting testing activities. No prior compliance experience is necessary as full training will be provided. This role offers a structured traini

Support work requests in relation to regulatory and policy such as with the preparation and submission of applications and reports to the FCA Keep up to date the firm’s key compliance registers and logs as required Build and maintain relationships with the businesses’ key stakeholders Keep up to