Financial services compliance jobs in Birmingham - Page 6Create job alerts

Assistant Manager/Manager in Greater London to join their Financial Services Group. The role requires conducting risk-based audits, providing regulatory and compliance advisory to financial institutions, and assisting clients in developing corporate governance practices.

A leading Financial Services firm is seeking a Compliance Auditor to join their team in Germany. The ideal candidate will have 2-6 years of experience in compliance, internal audit, or internal controls.

The role involves conducting risk-based audits and compliance reviews for financial institutions, providing regulatory and compliance advisory, and assisting clients in developing corporate governance practices. Consultant/Senior Consultant to join their Financial Services Group.

Background in financial services, ideally working with private equity funds in a US tax capacity. Fueled by sector insights, a globally connected, multi-disciplinary network and diverse ecosystem partners, EY teams can provide services in more than 150 countries and territories. Ability to manage la

LSL Property Services plc is seeking a Compliance Consultant for its Financial Promotions department. This hybrid role includes reviewing and approving financial promotion communications to ensure compliance with FCA and ASA requirements.

Extensive experience leading state partnership and corporate tax compliance projects, including multistate filings and apportionment. Significant experience reviewing state taxable income calculations and managing large-scale fund compliance projects. EY teams work across a full spectrum of services

An established financial services business is seeking an experienced Financial Services and Compliance Manager to lead its administration and paraplanning function. Long-term career progression within financial services operations. Proven leadership experience within financial services, wealth manag

A growing, FCA-regulated financial services organisation is looking to appoint a senior Compliance leader to support the continued evolution of its business. Experience within investment and/or advisory-led financial services businesses. Ensure regulatory compliance across a range of investment and

Just Mortgages is seeking a Quality & Compliance Supervisor to oversee the implementation of compliance standards and lead a talented team. The role involves monitoring performance, supporting new brokers, and ensuring adherence to financial regulations.

We are recruiting a leader with deep expertise in trade compliance activities that will have a passion for leading the division’s trade compliance, while working closely with a growing business. Oversee all import and export activities to ensure compliance with laws and regulations, consulting wit

A well-regarded consultancy in Greater London is seeking a Regulatory Compliance Associate to support financial services clients with compliance monitoring programs, regulatory submissions, and research on regulatory developments. The ideal candidate will have previous compliance experience in finan

This role involves designing and optimizing contact flows tailored for financial services, ensuring compliance with regulations like PCI-DSS and GDPR. The position requires hands-on experience with AWS tools and interaction with various compliance teams. Candidates should have a strong background in

A national financial advisory firm is seeking a Compliance Manager to enhance the compliance framework. Applicants should have a Level 4 qualification in financial services, a strong understanding of UK FCA requirements, and experience in a compliance or risk function within an IFA firm. The role in

Proven experience conducting investigations within financial regulated, compliance‑focused or enforcement environments. Are you driven by fairness, truth, and the confidence to stand up to complex financial and ethical challenges? This is a rare opportunity to step into a pivotal role at the heart

The team is looking for managers, specifically with US state and local income tax experience in the financial services industry, to help grow the team this year. The role will primarily involve overseeing private equity fund US state tax compliance engagements for clients with appropriate considerat

Banking & Financial Services is seeking a VAT Assistant Manager to join its expanding tax function in Greater London. This role is pivotal in enhancing VAT compliance and developing processes within a technology-driven environment.

Candidates must have a Diploma in Regulated Financial Planning and strong knowledge of compliance in the financial services sector. A financial consultancy service in the UK seeks proactive Compliance Consultants. The role involves delivering high-quality compliance consultancy and supporting firms

Candidates should have a diploma or equivalent and 2-5 years of experience in compliance within the financial advisory industry. SYNERGY FINANCIAL ADVISERS LTD. Risk and Compliance department in ensuring legal and ethical operations.

Our Financial Crime & Forensics team works closely with financial services clients and regulators to help prevent, investigate and remediate financial crime along with other regulatory risks and issues. You will help create a positive learning culture and support the execution of investigations, fin

An international consulting firm is looking for an experienced Senior Business Analyst in Greater London to lead analysis and documentation of business requirements.You will gather, document, and analyze requirements from various stakeholders and define project scope and objectives.The ideal candida

Centralis Group is looking for a Compliance Officer in London. The ideal candidate will have a minimum of four years' experience within a compliance team of a UK Corporate Service Provider. Responsibilities include overseeing regulatory obligations, preparing internal and external reports, and advis

A leading financial services firm is seeking an experienced Financial Services and Compliance Manager to lead its compliance operations and paraplanning function.

A leading financial services consultancy is seeking an Assistant Manager to develop their IT Audit team. Candidates must possess extensive knowledge of IT compliance issues, have 3-5 years of project experience, and be proficient in creating Microsoft Access databases.

To abide by the requirement of the FCA’s Consumer Duty Regulations to place customers’ needs first to ensure fairness and good value remains at the heart of the Bank’s products and services. Good understanding of KYC / AML requirements and Financial crime. Knowledge of FAFT 40 recommendations,

The Role: Compliance Administrator. In this vital role, you’ll own the compliance journey for your own group of candidates from initial audit through to full clearance. Managing administrative tasks form Compliance and right to work checks.

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Relevant qualifications within a compliance role Knowledge of the requirements with external contractor management within compliance, specifically asbestos and water hygiene What you will receive as the Compliance Contract Officer : Hourly rate between £26. As the Compliance Contract Officer you wi

Sw-Group seeks a VAT Assistant Manager in London to provide VAT compliance and advisory services for business clients. The role involves undertaking complex client consultancy, ensuring compliance, and delivering exceptional client service.

A leading satellite communications company in London seeks a LOA Program Analyst to manage compliance and data processing activities.

Understanding of financial services firms and investment management operations. The candidate will have the opportunity to thrive in the regulatory compliance space, leveraging exceptional technology as an accelerator. Review and interpret financial and legal entity documentation from a variety of i

Experience working with corporate clients in financial services. The role also involves client outreach coordination to gather documentation and resolve KYC gaps, along with close collaboration with various internal stakeholders such as Relationship Managers, Compliance, and Operations to ensure tim

This includes conducting client outreach, Customer Due Diligence, Screening (Bribery, Corruption, Adverse Media & sanctions), and ensuring compliance with regulatory and internal policies. Perform Customer Due Diligence/Enhanced Due Diligence on a variety of entity types ensuring compliance with int

KYC, AML or Financial Crime operations within financial services or fintech. The Senior KYC Analyst is an operationally critical role within the KYC team, responsible for executing and maintaining Zilch’s core onboarding KYC, AML and CTF controls, overseeing enhanced due diligence, managing comple

Our Asset Management Alternatives Private KYC Group is seeking a professional who will work with our clients and partner with key stakeholders (Business, Financial Crime & Compliance, Legal, Operations, Quality Assurance). The team closely works with Policy & Quality Analytics, Legal, Financial Crim

Responsibilities include verifying documentation, managing large datasets, and executing compliance workflows.

Evolving the framework of compliance monitoring and carrying out compliance monitoring. Perform pre-trade and post trade compliance monitoring to ensure the trades are in line with desk mandate restrictions guidelines. Work with CRO to maintain a compliance culture within the business.

The Tax Compliance Analyst will be responsible for assisting in the delivery of all global tax compliance activities across the Group in line with the Group's annual compliance plan. Support the Tax team in building dashboards or other reporting mechanisms to improve visibility over the global compl

The role focuses on anti-money laundering and compliance functions, requiring around 1-2 years of experience preferably from a law firm. Join a growing compliance function at a reputable international law firm. Montresor Legal is seeking a Compliance Analyst for its London team.

A leading satellite communications company in London is seeking a LOA Program Analyst to manage data compliance and processing. This role involves maintaining data repositories and ensuring compliance, while also collaborating across teams.

The role involves coordinating vulnerability processes, preparing compliance reports, and delivering training on security best practices.

A leading embedded financing platform is seeking a Regulatory Compliance Analyst to support the compliance framework and monitor regulatory risks. The ideal candidate will have 1-3 years of experience in regulatory compliance, strong analytical skills, and an understanding of FCA regulations. This r

Evelyn Partners is a UK leader in wealth management, providing personalised, expert investment management and financial planning advice to support clients in embracing what’s next. You will play a crucial role in ensuring our organisation's compliance with information security standards and framew

With decades-long expertise in the financial services industry and a relentless focus on the future, Curinos technology and analytics ecosystem allows clients to anticipate customer needs and optimize their go-to market decisions in an increasingly competitive market. The Information Security Compli

Minimum 3–5 years of experience in e‑commerce payments, fintech or banking/financial services risk/compliance. Follow up on pending scheme compliance issues and investigate new and ongoing scheme compliance cases. Implement new processes/controls to ensure compliance with scheme regulations.

Candidates should have at least five years of experience in compliance within an international commercial law environment.

A leading trading company in London seeks a Regulatory Reporting Analyst to ensure compliance with financial regulations and prepare reports.

The role requires coordinating compliance surveys, analysing technical data, and contributing to process optimisations.

Acturis is seeking a motivated graduate to support security and compliance practices.