Financial services compliance jobs in Birmingham - Page 7Create job alerts

A well-regarded consultancy in Greater London is seeking a Regulatory Compliance Associate to support financial services clients with compliance monitoring programs, regulatory submissions, and research on regulatory developments. The ideal candidate will have previous compliance experience in finan

This role involves designing and optimizing contact flows tailored for financial services, ensuring compliance with regulations like PCI-DSS and GDPR. Candidates should have a strong background in Amazon Connect and the ability to integrate it with financial systems. The position requires hands-on e

Extensive experience leading state partnership and corporate tax compliance projects, including multistate filings and apportionment. Significant experience reviewing state taxable income calculations and managing large-scale fund compliance projects. EY teams work across a full spectrum of services

LSL Property Services plc is seeking a Compliance Consultant for its Financial Promotions department. This hybrid role includes reviewing and approving financial promotion communications to ensure compliance with FCA and ASA requirements.

An established financial services business is seeking an experienced Financial Services and Compliance Manager to lead its administration and paraplanning function. Proven leadership experience within financial services, wealth management or IFA operations. Long-term career progression within financ

A growing, FCA-regulated financial services organisation is looking to appoint a senior Compliance leader to support the continued evolution of its business. Experience within investment and/or advisory-led financial services businesses. You’ll play a key role in shaping how compliance supports th

Just Mortgages is seeking a Quality & Compliance Supervisor to oversee the implementation of compliance standards and lead a talented team. The role involves monitoring performance, supporting new brokers, and ensuring adherence to financial regulations.

We are recruiting a leader with deep expertise in trade compliance activities that will have a passion for leading the division’s trade compliance, while working closely with a growing business. Competently skilled in Trade compliance including global imports, exports, export controls, duty drawba

A leading financial services firm is seeking an experienced Financial Services and Compliance Manager to lead its compliance operations and paraplanning function.

A leading financial services consultancy is seeking an Assistant Manager to develop their IT Audit team. Candidates must possess extensive knowledge of IT compliance issues, have 3-5 years of project experience, and be proficient in creating Microsoft Access databases.

Background in financial services, ideally working with private equity funds in a US tax capacity. Ability to manage large scale fund compliance projects involving 5,000+ hours, multiple funds/deliverables, and cross-border teams of 10+ individuals. EY teams work across a full spectrum of services in

A leading Financial Services firm is seeking a Compliance Auditor to join their team in Germany. The ideal candidate will have 2-6 years of experience in compliance, internal audit, or internal controls.

A national financial advisory firm is seeking a Compliance Manager to enhance the compliance framework. Applicants should have a Level 4 qualification in financial services, a strong understanding of UK FCA requirements, and experience in a compliance or risk function within an IFA firm. The role in

Are you driven by fairness, truth, and the confidence to stand up to complex financial and ethical challenges? This is a rare opportunity to step into a pivotal role at the heart of organisational integrity, where your work directly protects public trust, strengthens financial governance, and uphold

The team is looking for managers, specifically with US state and local income tax experience in the financial services industry, to help grow the team this year. EY teams work across a full spectrum of services in assurance, consulting, tax, strategy and transactions. Fueled by sector insights, a gl

Banking & Financial Services is seeking a VAT Assistant Manager to join its expanding tax function in Greater London. This role is pivotal in enhancing VAT compliance and developing processes within a technology-driven environment.

Candidates must have a Diploma in Regulated Financial Planning and strong knowledge of compliance in the financial services sector. A financial consultancy service in the UK seeks proactive Compliance Consultants. The role involves delivering high-quality compliance consultancy and supporting firms

Candidates should have a diploma or equivalent and 2-5 years of experience in compliance within the financial advisory industry. SYNERGY FINANCIAL ADVISERS LTD. Risk and Compliance department in ensuring legal and ethical operations.

Assistant Manager/Manager in Greater London to join their Financial Services Group. The role requires conducting risk-based audits, providing regulatory and compliance advisory to financial institutions, and assisting clients in developing corporate governance practices.

Our Financial Crime & Forensics team works closely with financial services clients and regulators to help prevent, investigate and remediate financial crime along with other regulatory risks and issues. You will help create a positive learning culture and support the execution of investigations, fin

The role involves conducting risk-based audits and compliance reviews for financial institutions, providing regulatory and compliance advisory, and assisting clients in developing corporate governance practices. Consultant/Senior Consultant to join their Financial Services Group.

An international consulting firm is looking for an experienced Senior Business Analyst in Greater London to lead analysis and documentation of business requirements.You will gather, document, and analyze requirements from various stakeholders and define project scope and objectives.The ideal candida

Centralis Group is looking for a Compliance Officer in London. The ideal candidate will have a minimum of four years' experience within a compliance team of a UK Corporate Service Provider. Responsibilities include overseeing regulatory obligations, preparing internal and external reports, and advis

Knowledge of FAFT 40 recommendations, JMLSG Guidance notes, Money Laundering regulations, financial crime guide and relevant industry guidance essentials. To abide by the requirement of the FCA’s Consumer Duty Regulations to place customers’ needs first to ensure fairness and good value remains

Meeting daily KPIs and compliance targets. Clear progression path from day specific to your compliance role and career. What makes you a great fit for a role in Compliance at TeacherActive.

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Relevant qualifications within a compliance role Knowledge of the requirements with external contractor management within compliance, specifically asbestos and water hygiene What you will receive as the Compliance Contract Officer : Hourly rate between £26. As the Compliance Contract Officer you wi

They are looking for a Financial Crime Officer to support the second line of defence. Act as a point of reference for financial crime matters across the bank.

Rowe Price in Greater London is seeking an Analyst for their Global Compliance Monitoring & Testing team. This role involves performing compliance monitoring, building relationships with partners, and applying analytical skills to mitigate risks.

Experience in Anti‑Money Laundering, fraud and bribery or Financial Crime roles. Technical knowledge of Financial Institutions [ESSENTIAL]. Experience in Anti‑Money Laundering, fraud and bribery or Financial Crime roles [ESSENTIAL].

A leading financial institution is seeking a Senior KYC Analyst to join its Global Markets onboarding team. In this role, you will manage client onboarding requests, perform KYC checks, and ensure compliance with regulatory standards.

KYC, AML, client onboarding, or compliance operations (financial services or fund environment preferred). This is an excellent opportunity for an early-career professional looking to build a strong foundation in financial crime compliance within an alternative asset management environment. This role

Understanding of financial services firms and investment management operations. The candidate will have the opportunity to thrive in the regulatory compliance space, leveraging exceptional technology as an accelerator. Review and interpret financial and legal entity documentation from a variety of i

Responsibilities include verifying documentation, managing large datasets, and executing compliance workflows.

KYC, AML or Financial Crime operations within financial services or fintech. As a senior member of the team, you will act as a key escalation point for our outsourced onboarding operations (BPO), internal stakeholders including Compliance, Training, QA, Complaints, Customer Support, Fraud, Process i

A fintech company in Greater London is looking for a Compliance Analyst to support compliance operations, including AML and KYC processes. The ideal candidate should have 1-3 years of experience in compliance or financial crime roles and must be able to work in a fast-paced environment. Responsibili

Responsibilities include conducting KYC and conflict checks, advising on AML matters, and ensuring client onboarding compliance. This role is ideal for candidates with experience in a Risk & Compliance environment, though training is provided.

Chase Buchanan Group is seeking a Group AML Analyst who will play a crucial role in ensuring compliance with Money Laundering Regulations.

A leading professional services firm is seeking a Senior Business Acceptance Analyst in Birmingham. You'll conduct KYC and conflict checks, manage and mentor a team of analysts, and ensure compliance with UK regulations. The ideal candidate has at least 2 years of legal compliance experience, strong

Immediate availability is essential, and knowledge of financial crime regulations is a must.

A prestigious law firm in Oxfordshire is seeking an experienced Compliance Analyst to enhance their Compliance function. The successful candidate will handle AML, CDD, and KYC queries, guide staff on compliance, and support risk assessments.

This role involves undertaking customer due diligence checks, ensuring compliance with AML regulations, and building relationships with stakeholders.

A prominent law firm in Greater London is seeking a Transactional KYC Analyst to conduct Know Your Customer (KYC) reviews and ensure compliance with AML/CTF regulations.

Maintain strong financial controls, reporting accuracy, and compliance standards. Exposure to regulated financial environments, AML awareness, compliance controls, and FCA/PRA understanding will be considered highly advantageous due to the nature of the business and stakeholder responsibilities. You

Extensive experience as a Business Analyst or Technical Business Analyst in banking/financial services. Experience with regulatory and compliance requirements affecting banking technology (AML, KYC, PCI‑DSS, SOX, data‑privacy regulations). IBM is also committed to compliance with all fair employ

Collaborate with cross-functional teams to provide financial insights that support strategic initiatives, evaluate new opportunities and assess the financial impact of business decisions. Ensure accuracy, compliance and transparency across all financial reporting, reconciliations and variance analys

A leading staffing firm in recruitment seeks a Financial Analyst (FP&A) to enhance financial performance within UK organizations. The ideal candidate must have advanced Excel skills, experience in financial modeling, and at least two years in a relevant role. Responsibilities include preparing month